Alpha & Omega Semi insider updates holdings to 280,536 shares
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Alpha & Omega Semiconductor (AOSL) disclosed a Form 4 by CFO and Corporate Secretary Yifan Liang. On 10/17/2025, Liang reported a Code G transaction, a gift of 300 common shares at $0. After the transaction, Liang beneficially owned 280,536 shares directly.
Holdings include 45,000 unvested MSUs granted 7/1/2018 (service-based vesting), 16,512 unvested PSUs from 3/15/2022 and 3/15/2024 (service-based), and 50,000 RSUs granted on 3/15/2022, 3/15/2023, 3/15/2024, and 3/17/2025 that will be issued as they vest. It excludes 22,500 unvested PSUs granted 3/17/2025, which may vest upon achievement of corporate performance goals. ESPP activity reflects 875 shares acquired on 5/14/2025.
Positive
- None.
Negative
- None.
Insider Trade Summary
300 shares gifted
Mixed
1 txn
Insider
Liang Yifan
Role
CFO and Corp Secretary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Gift | Common Shares | 300 | $0.00 | -- |
Holdings After Transaction:
Common Shares — 280,536 shares (Direct)
Footnotes (1)
- Includes 45,000 unvested shares subject to the Market-Based Performance Share Unit (MSU) granted on July 1, 2018 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person. Includes 16,512 unvested shares subject to the Performance Share Unit (PSU) granted on March 15, 2022 and March 15, 2024 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person. Includes an aggregate of 50,000 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2022, March 15, 2023, March 15, 2024, and March 17, 2025 which will be issued as such units vest in accordance with their terms, and excludes 22,500 unvested common shares subject to the PSU granted on March 17, 2025, which may become vested upon achievement of certain corporate performance goals in the future. Reflects 875 shares acquired under the Issuer's Employee Stock Purchase Plan on May 14, 2025.
FAQ
What insider transaction did AOSL report on Form 4?
A gift of 300 common shares (Transaction Code G) by CFO and Corporate Secretary Yifan Liang on 10/17/2025 at $0.
What does Transaction Code G indicate on Form 4?
Code G indicates a gift of securities.
Which equity awards are included in the reported beneficial ownership for AOSL?
Includes 45,000 unvested MSUs (granted 7/1/2018), 16,512 unvested PSUs (granted 3/15/2022 and 3/15/2024), and 50,000 RSUs (granted 3/15/2022, 3/15/2023, 3/15/2024, 3/17/2025).
Which awards are excluded from the insider’s current beneficial ownership?
Excludes 22,500 unvested PSUs granted on 3/17/2025 that may vest upon achievement of corporate performance goals.
Was there recent ESPP activity for the insider at AOSL?
Yes. The filing reflects 875 shares acquired under the ESPP on 5/14/2025.
Who filed the Form 4 for AOSL and in what capacity?
It was filed for Yifan Liang, AOSL’s CFO and Corporate Secretary, as a single reporting person.