APAM CEO awarded 36,880 Class A shares

Artisan Partners Asset Management Inc. reported that CEO and President Jason A. Gottlieb acquired 36,880 shares of Class A common stock as a stock award.

Accepted by SEC EDGAR 03/02/2026 - 04:26 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Artisan Partners Asset Management Inc. reported that CEO and President Jason A. Gottlieb acquired 36,880 shares of Class A common stock as a stock award. The award was granted on March 2, 2026 under the company’s 2023 Omnibus Incentive Compensation Plan and carried no purchase price per share. After this grant, Gottlieb directly holds 228,352 Class A shares. The awarded shares are subject to vesting and may not be transferred until they have vested.

Insider Trade Summary

Grant/Award: 36,880 shares

Grant/Award 1 txn

Insider GOTTLIEB JASON A

Role CEO and President

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock, par value $0.01 per share	36,880	$0.00	$0.00

Holdings After Transaction: Class A Common Stock, par value $0.01 per share — 228,352 shares (Direct)

Holdings Before and After: Class A Common Stock, par value $0.01 per share, 191,472 to 228,352 shares (Direct)

Footnotes (1)

1. F1. On March 2, 2026, Mr. Gottlieb was awarded 36,880 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

FAQ

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What insider transaction did APAM disclose for Jason A. Gottlieb?

Artisan Partners Asset Management Inc. disclosed that CEO Jason A. Gottlieb received an award of 36,880 Class A common shares on March 2, 2026. The grant was made under the 2023 Omnibus Incentive Compensation Plan and represents additional equity-based compensation.

How many APAM shares did Jason A. Gottlieb acquire in this Form 4?

Jason A. Gottlieb acquired 36,880 shares of APAM Class A common stock through an equity award. The transaction was coded as a grant, award, or other acquisition, indicating compensation rather than an open market purchase of shares.

What is Jason A. Gottlieb’s APAM share ownership after this award?

Following the March 2, 2026 award, Jason A. Gottlieb directly owns 228,352 shares of APAM Class A common stock. This total reflects the addition of 36,880 shares granted as part of his incentive compensation package under the company’s 2023 plan.

Did Jason A. Gottlieb pay for the 36,880 APAM shares he received?

No cash payment was involved for this grant; the transaction price per share is reported as zero. The 36,880 Class A shares were awarded to Jason A. Gottlieb as stock-based compensation under the 2023 Omnibus Incentive Compensation Plan.

Are the newly awarded APAM shares to Jason A. Gottlieb vested?

The awarded shares are not fully transferable at grant. According to the disclosure, the 36,880 Class A shares may not be transferred until they have vested, meaning they are subject to vesting conditions under the company’s 2023 incentive plan.

What plan governs Jason A. Gottlieb’s recent APAM stock award?

The 36,880-share award to Jason A. Gottlieb was granted under the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan. This plan provides for equity-based compensation, and the awarded shares are restricted until vesting requirements are satisfied.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GOTTLIEB JASON A

(Last) (First) (Middle)

C/O ARTISAN PARTNERS ASSET MANAGEMENT

875 E WISCONSIN AVE, SUITE 800

(Street)

MILWAUKEE WI 53202

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Artisan Partners Asset Management Inc. [ APAM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	CEO and President

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock, par value $0.01 per share	03/02/2026		A		36,880(1)	A	$0	228,352	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. On March 2, 2026, Mr. Gottlieb was awarded 36,880 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

	/s/Lisa A. Moran, attorney-in-fact for Mr. Gottlieb	03/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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