Holder plans to sell 10,000 shares (NASDAQ: APLD)

Rhea-AI Filing Summary

The filing reports a notice under Form 144 relating to 10,000 shares of Common Stock to be sold by a Morgan Stanley Smith Barney LLC account. The shares were restricted stock that vested under a registered plan on 11/09/2024. The filing entry shows a date of 04/27/2026.

Insights

Securities Counsel

Routine Form 144 notice for vested restricted shares; no new corporate action disclosed.

Form 144 is a notice of a proposed sale for securities that became eligible to be sold, here tied to restricted stock vesting under a registered plan on 11/09/2024. The filing itself does not effect a sale.

Cash‑flow treatment and sale mechanics are not shown in the excerpt; subsequent broker reports or Form 4/5 would record actual dispositions if they occur.

Key Figures

Shares proposed for sale: 10,000 shares Vesting date: 11/09/2024 Filing entry date: 04/27/2026

3 metrics

Shares proposed for sale 10,000 shares listed in the filing entry as the securities to be sold

Vesting date 11/09/2024 restricted stock vesting under a registered plan

Filing entry date 04/27/2026 date shown in the filing row

Key Terms

Form 144, restricted stock vesting, registered plan

3 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

restricted stock vesting financial

"Restricted stock vesting under a registered plan"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

registered plan regulatory

"vested under a registered plan"

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/27/2026 - 04:07 PM Learn about SEC filing dates

FAQ

What does the APLD Form 144 filing report?

It reports a proposed sale of 10,000 shares of Common Stock by a Morgan Stanley account. The filing ties the shares to restricted stock that vested under a registered plan on 11/09/2024 and lists 04/27/2026 in the entry.

Does the Form 144 filing mean the shares were already sold?

No, Form 144 is a notice of a proposed sale, not confirmation of a completed sale. The excerpt lists the intended amount (10,000 shares) and vesting date but does not show execution or proceeds.

Who is listed as the selling holder in the filing?

The filing shows the selling account as Morgan Stanley Smith Barney LLC Executive Financial Services. The entry identifies the broker/account and the securities intended for sale but provides no purchaser details.

What is the significance of the 11/09/2024 date in the filing?

The date 11/09/2024 is shown as the vesting date for the restricted stock under a registered plan. It indicates when the shares became eligible under the plan's vesting terms, per the excerpt.

Will this filing affect APLD's outstanding share count?

The Form 144 excerpt does not state any change to shares outstanding. It lists the proposed sale quantity (10,000 shares) but does not report or alter the company’s outstanding share total in this excerpt.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10000	349809.00	285769539	04/27/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/09/2024	Restricted stock vesting under a registered plan	Issuer			10000	11/09/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)