Apollomics reverses wind-up, continues APL-101; gets $4.1M

Apollomics Inc. provided an operational continuity update, reversing prior plans to wind up after receiving $4.1 million in PIPE funding and appointing a new board and management team.

Rhea-AI Filing Summary

Apollomics Inc. provided an operational continuity update, reversing prior plans to wind up after receiving $4.1 million in PIPE funding and appointing a new board and management team. The company will continue its global Phase 2 SPARTA trial of APL-101 (vebreltinib), a targeted therapy with positive results across more than 280 patients.

Management notified CROs and licensing partners of the transition and continuation of trials; contracts with current CROs are fully paid and up to date. Apollomics aims to support regulatory submissions in the U.S., EU and other markets, and plans to leverage Chinese approvals for MET-amplified NSCLC and GBM via its partner to pursue submissions in Southeast Asia, the Middle East and other regions. The company has 12 full-time employees and expects headcount to reach 15 by October 31, 2025, with a planned shift of roles from China to the U.S. and Taiwan.

Insights

Biotech strategy analyst

Funding and leadership reset sustain APL-101’s Phase 2 program.

Apollomics reversed a contemplated wind-up following a $4.1 million PIPE and new leadership. The filing states ongoing global development of APL-101 (vebreltinib), with trials continuing and CRO contracts current. This preserves clinical momentum without indicating changes to trial design or timelines.

The company targets regulatory submissions in the U.S., EU and other regions, and plans to leverage existing Chinese approvals via a partner for expansion to Southeast Asia and the Middle East. Headcount moves from China to the U.S. and Taiwan suggest operational rebalancing, though scale remains limited.

Key near-term reference points are the ongoing Phase 2 SPARTA trial and the stated headcount target by October 31, 2025. Actual impact depends on continued funding and holder/regulatory decisions disclosed in future reports.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What operational change did Apollomics (APLM) announce on this 6-K?

Apollomics reversed prior wind-up plans, continued operations, and is advancing the global Phase 2 SPARTA trial of APL-101 (vebreltinib).

How much new funding did Apollomics (APLM) report receiving?

The company reported $4.1 million in PIPE investments on September 3, 2025.

What is the status of Apollomics’ APL-101 (vebreltinib) program?

APL-101 is in a global Phase 2 trial, with positive results cited from clinical trials involving over 280 patients.

Did Apollomics (APLM) change its leadership?

Yes. A new board was appointed, with Howard Chen as CEO, Alex Chen as COO, and Peter Lin as CFO.

Are Apollomics’ CRO contracts current?

Yes. The filing states all contracts with current CROs are fully paid and up to date.

What headcount changes did Apollomics (APLM) disclose?

Apollomics has 12 full-time employees and expects headcount to reach 15 by October 31, 2025, with roles shifting from China to the U.S. and Taiwan.

Which markets are targeted for future submissions related to APL-101?

The company plans submissions in the U.S., EU and other markets, and to leverage Chinese approvals to pursue Southeast Asia, the Middle East and other regions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 6-K: How Foreign Companies Report to the SEC →

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Accepted by SEC EDGAR 10/14/2025 - 03:30 PM Learn about SEC filing dates

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of October, 2025.

Commission File Number 001-41670

Apollomics Inc.

(Translation of registrant’s name into English)

989 E. Hillsdale Blvd., Suite 220,

Foster City, California 94404

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

☒ Form 20-F   ☐ Form 40-F

Company Operational Continuity Update

Apollomics Inc. (the “Company” or “Apollomics”) is a clinical-stage biotechnology company advancing innovative oncology therapies to transform the treatment landscape for patients with few or no options. With a pipeline of nine product candidates across 11 programs, including six in clinical development, the Company is focused on tackling some of the most challenging cancers, such as lung cancer, brain cancer, and other solid tumors. Apollomics’ strategic approach combines targeted therapies, immuno-oncology, and novel mechanisms of action designed to overcome resistance and deliver meaningful clinical outcomes. The Company is currently conducting a global Phase 2 trial of APL-101 (vebreltinib), a promising targeted therapy that has seen positive results from clinical trials involving over 280 patients. With its late-stage clinical trial status and its history of positive patient developments, APL-101 represents a core investment of Apollomics that must be continued and further developed.

On August 28, 2025, the Company, citing financial concerns, announced on Form 6-K (the “August 28 Announcement”) that it “expected” to discontinue all clinical trial activities related to APL-101 (vebreltinib) (also known as SPARTA) and that it intended to seek shareholder approval to wind up the Company’s business.

On September 3, 2025 (the “September 3 Funding”), the Company announced on Form 6-K that it had received $4.1 million PIPE investments from certain investors and appointed a new board of directors (the “Current Board”). The Current Board subsequently appointed a new management team, led by Hung-wen (Howard) Chen (“Howard Chen”), as Chief Executive Officer, and Yi-kuei (Alex) Chen (“Alex Chen”), as Chief Operating Officer, and Peter Lin, as Chief Financial Officer.

With additional funding and new leadership, the Company has reversed its wind-up plans. Apollomics is continuing pre-existing operations and advancing the global development and commercialization of its intellectual property assets, such as APL-101 (vebreltinib). Although the former Board and management of Apollomics had announced that they “expect[ed]” to discontinue the SPARTA clinical trials associated with APL-101, there has been no stoppage, and under its current management, Apollomics aims to complete the clinical trials. Promptly after the September 3 Funding, the Company’s new management team began notifying its clinical research organizations (“CROs”) and licensing partners (including its CRO associated with the SPARTA trials of vebreltinib (Sofpromed Investigación Clínica, S.L.), its CRO and licensing partner in China (Beijing Avistone Pharmaceuticals Biotechnology Co., Ltd), and its licensing partner in Taiwan (LaunXP Biomedical Co., Ltd.)) about the leadership transition and continuity of operations and clinical trials. All contracts with the Company’s current CROs are fully paid and up to date.

The Company has developed a comprehensive business plan for the next 12 months to ensure continued operations and strengthen its clinical development programs. Apollomics remains committed to the ongoing global multi-country, multi-center SPARTA clinical trial of APL-101 (vebreltinib). This program is important for maximizing the therapeutic potential of vebreltinib across multiple tumor types and to support regulatory submissions in the U.S., EU, and other major markets. In addition, the Company intends to leverage Chinese APL-101 (vebreltinib) approvals for MET-amplified NSCLC and GBM, obtained via its CRO and licensing partner in China, to pursue regulatory submissions in Southeast Asia, the Middle East, and other potential emerging markets outside of China.

Apollomics currently has 12 full time employees. Apollomics expects total headcount to reach 15 by October 31, 2025. Apollomics believes that the currently planned headcount is sufficient to maintain clinical trials and operations. Apollomics also intends to reduce headcount in China and re-allocate headcount to the U.S. and Taiwan.

The information contained in this Form 6-K relating to the changes in management and the Company’s current operations is incorporated by reference into the Company’s registration statements under the Securities Act, including its registration statements on Form S-8 (File No. 333-272559) and Form F-3 (File Nos. 333-278430, 333-278431 and 333-279549), and shall be a part thereof, to the extent not superseded by documents or reports subsequently filed or furnished.

Cautionary Statement Regarding Forward-Looking Statements

This Form 6-K contains statements that constitute “forward-looking statements” within the meaning of the federal securities laws, including Section 27A of the Securities Act of 1933, as amended (the “Securities Act”), and Section 21E of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). All statements, other than statements of present or historical fact included in this press release, regarding Apollomics’ strategy, prospects, plans, objectives and anticipated outcomes from the development and commercialization of vebreltinib, or the appeal of, response to, or outcome of the NASDAQ Letter, are forward-looking statements. When used in this press release, the words “could,” “should,” “will,” “may,” “believe,” “anticipate,” “intend,” “estimate,” “expect,” “seek,” “project,” the negative of such terms and other similar expressions are intended to identify forward-looking statements, although not all forward looking statements contain such identifying words. These forward-looking statements are based on management’s current expectations and assumptions about future events and are based on currently available information as to the outcome and timing of future events. Apollomics cautions you that these forward-looking statements are subject to numerous risks and uncertainties, most of which are difficult to predict and many of which are beyond the control of Apollomics. In addition, Apollomics cautions you that the forward-looking statements contained in this press release are subject to unknown risks, uncertainties and other factors, including: (i) the impact of any current or new government regulations in the United States, China, member states of the European Union, Taiwan and other jurisdictions affecting Apollomics’ operations and the continued listing of Apollomics’ securities; (ii) the inability to achieve successful clinical results or to obtain licensing of third-party intellectual property rights for future discovery and development of Apollomics’ oncology projects; (iii) the failure to commercialize product candidates and achieve market acceptance of such product candidates; (iv) the failure to protect Apollomics’ intellectual property; (v) breaches in data security; (vi) the risk that Apollomics may not be able to develop and maintain effective internal controls; (vii) unfavorable changes to the regulatory environment; and (viii) those risks and uncertainties discussed in the Annual Report on Form 20-F for the year ended December 31, 2024, filed by Apollomics Inc. with the U.S. Securities and Exchange Commission (“SEC”) under the heading “Risk Factors” and the other documents filed, or to be filed, by Apollomics with the SEC. Additional information concerning these and other factors that may impact the operations and projections discussed herein can be found in the reports that Apollomics has filed and will file from time to time with the SEC. These SEC filings are available publicly on the SEC’s website at www.sec.gov. Forward-looking statements speak only as of the date made by Apollomics. Apollomics undertakes no obligation to update publicly any of its forward-looking statements to reflect actual results, new information or future events, changes in assumptions or changes in other factors affecting forward-looking statements, except to the extent required by applicable law.

Exhibits
99.1		Press release regarding the operational continuity update of Apollomics Inc.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

						APOLLOMICS INC.
						(Registrant)
Date October 14, 2025						/s/ Peter Lin
						(Signature)*
						Peter Lin, Chief Financial Officer
						* Print the name and title under the signature of the signing officer.