[6-K] Apollomics Inc. Current Report (Foreign Issuer)

Rhea-AI Filing Summary

Apollomics Inc. (APLM) disclosed two press-release exhibits: one announcing receipt of a Nasdaq delisting determination letter and a second stating the company has completed filing an appeal of the Nasdaq delisting order. The filings are attached as Exhibits 99.1 and 99.2. The current report is dated September 25, 2025 and is signed by Peter Lin, Chief Financial Officer. The document does not include financial results, specific reasons for the delisting determination, timelines for the appeal process, or details about potential remedies.

Positive

• Filed an appeal of the Nasdaq delisting order (Exhibit 99.2)
• Public disclosure via press releases attached as Exhibits 99.1 and 99.2

Negative

• Received a Nasdaq delisting determination letter (Exhibit 99.1)
• Filing omits timelines, reasons, and financial impact related to the delisting and appeal

Insights

Regulatory & Listing Specialist

Nasdaq delisting is material; appeal preserves listing status while process proceeds.

The disclosure confirms Apollomics received a Nasdaq delisting determination letter, which is a formal, material development for shareholders because it can affect liquidity and trading status.

Filing an appeal, as stated in Exhibit 99.2, starts a review process that may delay enforcement pending the appeal outcome; the filing itself does not disclose timing or grounds.

Investor Relations Advisor

The company publicly signaled it will contest Nasdaq's action and notified stakeholders.

Issuing press releases and attaching them as Exhibits 99.1 and 99.2 informs investors and helps maintain regulatory transparency.

However, the filing lacks specifics on potential impacts to operations, financial condition, or projected timelines, limiting investors' ability to assess near-term effects.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of September, 2025.

Commission File Number 001-41670

Apollomics, Inc.

(Translation of registrant’s name into English)

989 E. Hillsdale Blvd., Suite 220, Foster City, California 94404

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

☒ Form 20-F    ☐ Form 40-F

Press Releases

On September 22, 2025, Apollomics Inc. (“Apollomics” or the “Company”) issued a press release announcing its receipt of a letter from the Listing Qualifications Staff (the “Staff”) of The Nasdaq Stock Market, LLC (“Nasdaq”) indicating that unless the Company requests an appeal, Nasdaq will delist the Company’s securities under Nasdaq Listing Rule 5101 based on the Staff’s belief that Apollomics is now only a “public shell”. As discussed in greater detail in the press release, the Company disagrees with the Staff and will appeal. The press release also provides certain updates with respect to the Company’s ongoing operations.

On September 25, 2025, Apollomics issued another press release announcing its completion of the filing of its application on September 23, 2025 to appeal the delisting notification it had earlier received from the Staff of Nasdaq. Additionally, Apollomics announced that in connection with the Writ and Statement of Claim issued in the Grand Court of the Cayman Islands by one investment manager for two minority investors in the Company dated July 22, 2024 (the “Cayman Litigation”), the Grand Court of the Cayman Islands has issued a consent order via consent of all parties that all further steps in these proceedings of the Cayman Litigation are stayed from and after September 12, 2025, until further order from such court.

The press releases are attached here as Exhibit 99.1 and 99.2.

EXHIBITS

Exhibit No.		Description
99.1		Press Release - Apollomics Announces Receipt of Delisting Determination Letter from Nasdaq
99.2		Press Release - Apollomics Announces Completion of Filing of Appeal of Nasdaq Delisting Order

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

/s/ Peter Lin

Date September 25, 2025

(Signature)^*

Peter Lin, Chief Financial Officer

* Print the name and title under the signature of the signing officer.

SEC 1815 (07-22) Potential persons who are to respond to the collection of information contained in this Form are not required to respond unless the Form displays a currently valid OMB control number.

FAQ

What did Apollomics (APLM) disclose in the 6-K?

Apollomics attached two press releases as Exhibits 99.1 and 99.2 announcing receipt of a Nasdaq delisting determination letter and that it has completed filing an appeal.

When was the report filed for Apollomics (APLM)?

The current report is dated September 25, 2025 and is signed by Peter Lin, Chief Financial Officer.

Does the filing state the reason for Nasdaq's delisting determination?

No. The 6-K references the delisting determination letter but does not disclose the specific reasons in the submitted text.

Did Apollomics provide timelines or expected outcomes for the appeal?

No. The filing confirms the appeal was filed but does not include timelines, hearing dates, or projected outcomes.

Are there financial figures or impact estimates included in the filing?

No. The submission contains press-release exhibits only and does not include financial results or impact estimates.