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Apollomics (APLM) director Huang Ya-Chi details RSU vesting and share holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

Apollomics Inc. director Huang Ya-Chi has reported current equity holdings in the company. The filing shows direct ownership of 1,500 restricted stock units, each representing a contingent right to receive one Class A Ordinary Share. These restricted stock units are scheduled to vest in three equal installments of 500 shares on May 17, 2026, August 17, 2026 and November 17, 2026. The exercise price for the underlying shares is listed as $0.0000 per share. In addition, Huang Ya-Chi directly holds 500 Class A Ordinary Shares following the reported positions.

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Insider Huang Ya-Chi
Role Director
Type Security Shares Price Value
holding Restricted Stock Units -- -- --
holding Class A Ordinary Shares -- -- --
Holdings After Transaction: Restricted Stock Units — 1,500 shares (Direct); Class A Ordinary Shares — 500 shares (Direct)
Footnotes (1)
  1. The restricted stock units will vest with respect to 500 shares on each of May 17, 2026, August 17, 2026 and November 17, 2026. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share.
Restricted stock units 1,500 units Each unit represents one Class A Ordinary Share
First vesting tranche 500 shares Vesting on May 17, 2026
Second vesting tranche 500 shares Vesting on August 17, 2026
Third vesting tranche 500 shares Vesting on November 17, 2026
Exercise price $0.0000 per share Underlying shares for restricted stock units
Direct Class A shares 500 shares Class A Ordinary Shares held directly
Restricted Stock Units financial
"The restricted stock units will vest with respect to 500 shares on each..."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Ordinary Shares financial
"Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share."
Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share."
vest financial
"The restricted stock units will vest with respect to 500 shares on each of May 17, 2026..."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Huang Ya-Chi
(Last)(First)(Middle)
989 E HILLSDALE BLVD, SUITE 220
(Street)
FOSTER CITY CALIFORNIA 94404
(City)(State)(Zip)
UNITED STATES
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026		3. Issuer Name and Ticker or Trading Symbol
Apollomics Inc. [ APLM ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
03/18/2026
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Shares500D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (1) (1)Class A Ordinary Shares1,500(2)D
Explanation of Responses:
1. The restricted stock units will vest with respect to 500 shares on each of May 17, 2026, August 17, 2026 and November 17, 2026.
2. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share.
Remarks:
This Amendment to the Initial Statement of Beneficial Ownership is being filed to reflect the vesting of certain restricted stock units that occurred prior to the filing date.
/s/ Alison M. Pear, Attorney-In-Fact04/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What equity holdings does Huang Ya-Chi report in Apollomics (APLM)?

Huang Ya-Chi reports holding 1,500 restricted stock units and 500 Class A Ordinary Shares of Apollomics Inc. The restricted stock units represent rights to receive Class A shares, while the 500 shares are already outstanding and held directly.

How do Huang Ya-Chi’s restricted stock units in Apollomics (APLM) vest?

The restricted stock units vest in three equal tranches of 500 shares each. Vesting dates are May 17, 2026, August 17, 2026 and November 17, 2026, gradually converting the units into Class A Ordinary Shares if conditions are met.

What does each restricted stock unit represent for Apollomics (APLM)?

Each restricted stock unit represents a contingent right to receive one Apollomics Class A Ordinary Share. This means units are not actual shares until they vest, at which point they convert into an equivalent number of Class A shares.

What is the exercise price of Huang Ya-Chi’s Apollomics (APLM) restricted stock units?

The filing lists an exercise price of $0.0000 per underlying share for the restricted stock units. This effectively means no cash payment is required upon settlement when the units vest into Class A Ordinary Shares, assuming vesting conditions are satisfied.

How many Apollomics (APLM) Class A shares does Huang Ya-Chi hold directly?

Huang Ya-Chi is shown as holding 500 Apollomics Class A Ordinary Shares directly. These are separate from the 1,500 restricted stock units, which will convert into additional Class A shares only as they vest on the specified dates.