Apollomics (APLM) CEO Hung-Wen Chen gains 5,000 shares as RSUs vest

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Apollomics Inc. director and CEO Hung-Wen Chen reported equity compensation activity rather than open‑market trading. On June 15, 2026, 5,000 Restricted Stock Units vested, and he acquired 5,000 Class A Ordinary Shares at a price of $0.00 per share through a derivative exercise. Each RSU converts into one Class A Ordinary Share.

Following the transaction, Chen directly holds 148,334 Class A Ordinary Shares and has an indirect interest in 763,028 Class A Ordinary Shares held through King Regent Management Limited, where he has voting and dispositive power but disclaims beneficial ownership except for his pecuniary interest. After this vesting, 5,000 RSUs remain from the original grant, scheduled to vest on September 15, 2026.

Insider Trade Summary

5,000 shares exercised/converted

Mixed 3 txns

Insider Chen Hung-Wen

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	5,000	$0.00	--
Exercise	CLASS A ORDINARY SHARES	5,000	$0.00	--
holding	CLASS A ORDINARY SHARES	--	--	--

Holdings After Transaction: Restricted Stock Units — 5,000 shares (Direct, null); CLASS A ORDINARY SHARES — 148,334 shares (Direct, null); CLASS A ORDINARY SHARES — 763,028 shares (Indirect, Through King Regent Management Limited)

Footnotes (1)

The reporting person is the sole director and shareholder of King Regent Management Limited and has voting and dispositive power over the shares held by King Regent Management Limited. Accordingly, Mr. Chen may be deemed to be the beneficial owner of such shares. Mr. Chen disclaims beneficial ownership of the securities held by King Regent Management Limited, except to the extent of his pecuniary interest therein. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share. RSUs were granted and previously reported on a Form 3 filed March 18, 2026 and a Form 3/A filed April 14, 2026. Of the initial RSU grant, 5,000 shares vested on each of February 9, 2026, March 15, 2026 and June 15, 2026, and an additional 5,000 shares will vest on September 15, 2026. This transaction represents the vesting of 5,000 RSUs on June 15, 2026.

Key Figures

RSUs vested: 5,000 units Shares received from RSU vesting: 5,000 Class A Ordinary Shares Direct holdings after transaction: 148,334 Class A Ordinary Shares +3 more

6 metrics

RSUs vested 5,000 units Vesting and exercise on June 15, 2026

Shares received from RSU vesting 5,000 Class A Ordinary Shares Converted from RSUs at $0.00 per share

Direct holdings after transaction 148,334 Class A Ordinary Shares Direct ownership following June 15, 2026 vesting

Indirect holdings via King Regent Management Limited 763,028 Class A Ordinary Shares Indirect ownership with voting and dispositive power

Remaining RSUs from grant 5,000 units Scheduled to vest on September 15, 2026

Exercise price $0.00 per share Price for RSU conversion to Class A Ordinary Shares

Key Terms

Restricted Stock Units, beneficial owner, pecuniary interest, voting and dispositive power

4 terms

Restricted Stock Units financial

"The filing lists "Restricted Stock Units" as a derivative security that converts into Class A Ordinary Shares."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

beneficial owner financial

"Mr. Chen may be deemed to be the beneficial owner of such shares."

A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.

pecuniary interest financial

"Mr. Chen disclaims beneficial ownership of the securities... except to the extent of his pecuniary interest therein."

voting and dispositive power financial

"He has voting and dispositive power over the shares held by King Regent Management Limited."

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Form 4 Insider Transactions: What Each Field Means →

06/16/2026 - 05:11 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Chen Hung-Wen

(Last)

(First)

(Middle)

989 E HILLSDALE BLVD, SUITE 220

(Street)

FOSTER CITY

CALIFORNIA

94404

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Apollomics Inc. [ APLM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
CLASS A ORDINARY SHARES	06/15/2026		M		5,000	A	$0	148,334	D
CLASS A ORDINARY SHARES								763,028	I	Through King Regent Management Limited⁽¹⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽²⁾	06/15/2026		M			5,000	⁽³⁾	⁽³⁾	CLASS A ORDINARY SHARES	5,000	$0	5,000	D

Explanation of Responses:

1. The reporting person is the sole director and shareholder of King Regent Management Limited and has voting and dispositive power over the shares held by King Regent Management Limited. Accordingly, Mr. Chen may be deemed to be the beneficial owner of such shares. Mr. Chen disclaims beneficial ownership of the securities held by King Regent Management Limited, except to the extent of his pecuniary interest therein.

2. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share.

3. RSUs were granted and previously reported on a Form 3 filed March 18, 2026 and a Form 3/A filed April 14, 2026. Of the initial RSU grant, 5,000 shares vested on each of February 9, 2026, March 15, 2026 and June 15, 2026, and an additional 5,000 shares will vest on September 15, 2026. This transaction represents the vesting of 5,000 RSUs on June 15, 2026.

	/s/ Alison M. Pear, Attorney-In-Fact	06/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Apollomics (APLM) CEO Hung-Wen Chen report in this Form 4?

Chen reported the vesting of 5,000 Restricted Stock Units, which converted into 5,000 Class A Ordinary Shares at $0.00 per share. This reflects equity compensation, not an open-market stock purchase or sale.

How many Apollomics (APLM) shares does Hung-Wen Chen hold after the reported transaction?

After the transaction, Chen directly holds 148,334 Class A Ordinary Shares. He also has an indirect interest in 763,028 Class A Ordinary Shares held through King Regent Management Limited, subject to his pecuniary interest.

Were Apollomics (APLM) shares bought or sold on the market in this Form 4?

No open-market buy or sell is reported. The Form 4 shows a derivative exercise where 5,000 RSUs vested into 5,000 Class A Ordinary Shares at $0.00, a standard equity compensation event.

What are the terms of Hung-Wen Chen’s Restricted Stock Units at Apollomics (APLM)?

Each Restricted Stock Unit represents a contingent right to receive one Class A Ordinary Share. From an initial grant, 5,000 RSUs vested on three prior dates, with another 5,000 RSUs scheduled to vest on September 15, 2026.

How are Apollomics (APLM) shares held through King Regent Management Limited treated for Chen?

Chen is the sole director and shareholder of King Regent Management Limited and has voting and dispositive power over 763,028 shares it holds. He may be deemed a beneficial owner but disclaims beneficial ownership except for his pecuniary interest.