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  4. [Form 3] Apollomics Inc. Initial Statement of Beneficial Ownership

Apollomics Inc. (APLM) director discloses grant of 500 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Apollomics Inc. director Yen Hung Hsien reported initial beneficial ownership of 500 restricted stock units linked to Class A Ordinary Shares. The RSUs were granted on July 20, 2026 and will vest on September 15, 2026, each converting into one share, subject to continued employment. The report is connected to the Holding Foreign Insiders Accountable Act.

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Insider Yen Hung Hsien
Role Director
Type Security Shares Price Value
holding Restricted Stock Units F2, F1 -- -- --
Holdings After Transaction: Restricted Stock Units — 500 shares (Direct)
Footnotes (2)
  1. F1. On July 20, 2026, the Reporting Person was granted 500 restricted stock units, all of the restricted stock units granted will be vesting on September 15, 2026, subject to the Reporting Person's continued employment.
  2. F2. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share.
Restricted Stock Units Granted 500 restricted stock units Granted to director Yen Hung Hsien on July 20, 2026
Underlying Class A Ordinary Shares 500 Class A Ordinary Shares Each restricted stock unit represents a right to receive one share
Vesting Date September 15, 2026 All 500 restricted stock units vest on this date, subject to continued employment
Restricted Stock Units financial
"the Reporting Person was granted 500 restricted stock units, all of the restricted"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Ordinary Shares financial
"Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share"
Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.
Holding Foreign Insiders Accountable Act regulatory
"being filed in connection with the enactment of the Holding Foreign Insiders Accountable Act"

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FAQ

What insider holding did Yen Hung Hsien report at Apollomics (APLM)?
Yen Hung Hsien reported holding 500 restricted stock units at Apollomics, each linked to one Class A Ordinary Share. These RSUs represent a contingent right to receive 500 Class A Ordinary Shares, providing equity-based compensation aligned with the company’s common equity structure.

When do the reported RSUs for Apollomics (APLM) vest?
The 500 restricted stock units granted to Yen Hung Hsien will vest on September 15, 2026. Vesting is conditioned on the reporting person’s continued employment through that date, after which each vested unit entitles the holder to receive one Class A Ordinary Share.

What does each restricted stock unit represent for Apollomics (APLM)?
Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share of Apollomics. Once vested, the units settle in shares, effectively delivering 500 Class A Ordinary Shares in total if all vesting and employment conditions are satisfied.

On what date were the Apollomics (APLM) RSUs granted to Yen Hung Hsien?
The 500 restricted stock units were granted on July 20, 2026 to director Yen Hung Hsien. This grant date establishes the starting point for the vesting schedule that culminates on September 15, 2026, subject to continued employment requirements being met.

Why was this initial beneficial ownership report made for Apollomics (APLM)?
The initial beneficial ownership report was filed in connection with the Holding Foreign Insiders Accountable Act and related rules. It discloses Yen Hung Hsien’s 500 RSU position so that investors can see the director’s equity-based interest in Apollomics.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Yen Hung Hsien
(Last)(First)(Middle)
989 E HILLSDALE BLVD, SUITE 220
(Street)
FOSTER CITY CALIFORNIA 94404
(City)(State)(Zip)
UNITED STATES
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
07/20/2026		3. Issuer Name and Ticker or Trading Symbol
Apollomics Inc. [ APLM ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (1) (1)Class A Ordinary Shares500(2)D
Explanation of Responses:
1. On July 20, 2026, the Reporting Person was granted 500 restricted stock units, all of the restricted stock units granted will be vesting on September 15, 2026, subject to the Reporting Person's continued employment.
2. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share.
Remarks:
This Initial Statement of Beneficial Ownership is being filed in connection with the enactment of the Holding Foreign Insiders Accountable Act and the rules and regulations adopted in association therewith.
/s/ Alison M. Pear, Attorney-In-Fact07/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR