STOCK TITAN

Apollomics director granted 2,000 stock options

Director Chen Hong-Jung received a 2,000-share stock option grant and reported vesting of 500 RSUs into Class A Ordinary Shares at Apollomics.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Apollomics Inc. (APLM) director Chen Hong-Jung reported equity compensation activity and a vesting-related share issuance. On September 15, 2026, 500 restricted stock units vested and were converted into 500 Class A Ordinary Shares, leaving 4,120 shares held directly. On September 14, 2026, Chen received a grant of stock options for 2,000 Class A Ordinary Shares at an exercise price of $23.18 per share, expiring September 14, 2036, vesting in two equal tranches on March 14, 2027 and September 14, 2027, subject to continued service. No Rule 10b5-1 trading plan is reported.

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Insider CHEN HONG-JUNG
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F3 500 $0.00 $0.00
Exercise CLASS A ORDINARY SHARES 500 $0.00 $0.00
Grant/Award Stock Option (Right to Buy) F2 2,000 $0.00 $0.00
Holdings After Transaction: Stock Option (Right to Buy) — 2,000 contracts (Direct); Restricted Stock Units — 500 contracts (Direct); CLASS A ORDINARY SHARES — 4,120 shares (Direct)
Footnotes (3)
  1. F1. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share
  2. F2. The stock option was granted under the Apollomics Inc. 2023 Incentive Award Plan on September 14, 2026. The option vests and becomes exercisable over a one-year period: fifty percent (50%) of the shares subject to the option vest on March 14, 2027 (six months from the grant date), and the remaining fifty percent (50%) vest on September 14, 2027 (twelve months from the grant date), subject to the reporting person's continued service to the Issuer through each applicable vesting date.
  3. F3. RSUs were granted and previously reported on a Form 3 filed March 18, 2026 and a Form 3/A filed April 17, 2026. Of the initial RSU grant, 500 shares vested on each of February 9, 2026, March 15, 2026, June 15, 2026, and September 15, 2026. This transaction represents the vesting of 500 RSUs on September 15, 2026.
RSUs vested and converted 500 shares Restricted Stock Units vested and converted into Class A Ordinary Shares on September 15, 2026
Shares held after transaction 4,120 shares Class A Ordinary Shares held directly by Chen Hong-Jung after September 15, 2026 transaction
Stock options granted 2,000 options Stock Option (Right to Buy) for Class A Ordinary Shares granted on September 14, 2026
Option exercise price $23.18 per share Exercise price of stock options expiring September 14, 2036
Option expiration date September 14, 2036 Expiration of 2,000-share stock option grant
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one Class A"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Stock Option (Right to Buy) financial
"The stock option was granted under the Apollomics Inc. 2023 Incentive Award Plan"
Class A Ordinary Shares financial
"Each restricted stock unit represents a contingent right to receive one Class A Ordinary Shares"
Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.
Incentive Award Plan financial
"The stock option was granted under the Apollomics Inc. 2023 Incentive Award Plan"
An incentive award plan is a formal program that rewards employees, executives, or directors with cash, stock, options, or other pay when the company meets set goals or performance targets. Like a sales commission or a loyalty program that pays out when you hit milestones, it’s designed to align staff behavior with company objectives; investors care because it affects a company’s costs, share count (dilution), leadership incentives, and long-term value creation.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Apollomics (APLM) director Chen Hong-Jung report?

Chen Hong-Jung reported vesting of 500 RSUs into Class A Ordinary Shares on September 15, 2026, and a grant of 2,000 stock options on September 14, 2026, both relating to Apollomics equity compensation.

How many Apollomics (APLM) shares does Chen Hong-Jung hold after these transactions?

After the September 15, 2026 RSU vesting and share issuance, Chen Hong-Jung holds 4,120 Class A Ordinary Shares directly. This reflects the position reported following the conversion of 500 RSUs into shares.

What are the terms of the new Apollomics (APLM) stock options granted to Chen Hong-Jung?

On September 14, 2026, Chen received 2,000 stock options for Class A Ordinary Shares with a $23.18 exercise price per share, expiring on September 14, 2036. Half vest on March 14, 2027 and half on September 14, 2027, subject to continued service.

Were the Apollomics (APLM) insider transactions under a Rule 10b5-1 trading plan?

No. The filing indicates that no Rule 10b5-1 trading plan applies to these transactions, so they are not affirmed as being executed under a pre-arranged trading plan.

What happened to the 500 Apollomics (APLM) RSUs reported in this Form 4?

The 500 RSUs reported on September 15, 2026 vested and were settled into 500 Class A Ordinary Shares. These RSUs were part of a previously disclosed grant that vested in four 500-share installments.

How do the new options affect Chen Hong-Jung’s potential Apollomics (APLM) ownership?

The grant of 2,000 stock options gives Chen the right to acquire up to 2,000 additional Class A Ordinary Shares at $23.18 per share through September 14, 2036, subject to vesting conditions being satisfied.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CHEN HONG-JUNG

(Last)(First)(Middle)
668 ARROW GRAND CIR. SUITE 206

(Street)
COVINA CALIFORNIA 91772

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Apollomics Inc. [ APLM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
CLASS A ORDINARY SHARES09/15/2026M500A$04,120D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$23.1809/14/2026A2,000 (2)09/14/2036CLASS A ORDINARY SHARES2,000$02,000D
Restricted Stock Units(1)09/15/2026M500 (3) (3)CLASS A ORDINARY SHARES500$0500D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share
2. The stock option was granted under the Apollomics Inc. 2023 Incentive Award Plan on September 14, 2026. The option vests and becomes exercisable over a one-year period: fifty percent (50%) of the shares subject to the option vest on March 14, 2027 (six months from the grant date), and the remaining fifty percent (50%) vest on September 14, 2027 (twelve months from the grant date), subject to the reporting person's continued service to the Issuer through each applicable vesting date.
3. RSUs were granted and previously reported on a Form 3 filed March 18, 2026 and a Form 3/A filed April 17, 2026. Of the initial RSU grant, 500 shares vested on each of February 9, 2026, March 15, 2026, June 15, 2026, and September 15, 2026. This transaction represents the vesting of 500 RSUs on September 15, 2026.
/s/ Alison M. Pear, Attorney-In-Fact09/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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