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Apollomics director granted 2,000 stock options

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Apollomics Inc. (APLM) reported that director Huang Ya-Chi received a grant of 2,000 stock options on September 14, 2026 under the Apollomics Inc. 2023 Incentive Award Plan, with an exercise price of $23.18 per Class A ordinary share and an expiration date of September 14, 2036.

According to the grant terms, 50% of the option vests and becomes exercisable on March 14, 2027 and the remaining 50% vests on September 14, 2027, subject to Huang’s continued service. Following this grant, Huang holds 2,000 stock options directly, and no Rule 10b5-1 trading plan is reported.

Positive

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Negative

  • None.
Insider Huang Ya-Chi
Role Director
Type Security Shares Price Value
Grant/Award Stock Option (Right to Buy) F1 2,000 $0.00 $0.00
Holdings After Transaction: Stock Option (Right to Buy) — 2,000 contracts (Direct)
Footnotes (1)
  1. F1. The stock option was granted under the Apollomics Inc. 2023 Incentive Award Plan on September 14, 2026. The option vests and becomes exercisable over a one-year period: fifty percent (50%) of the shares subject to the option vest on March 14, 2027 (six months from the grant date), and the remaining fifty percent (50%) vest on September 14, 2027 (twelve months from the grant date), subject to the reporting person's continued service to the Issuer through each applicable vesting date.
Stock options granted 2,000 options Grant to director Huang Ya-Chi on September 14, 2026
Exercise price $23.18 per share Exercise price for the 2,000 stock options granted
Underlying shares 2,000 Class A ordinary shares Shares subject to the stock option grant
Vesting schedule first tranche 50% of options Vests on March 14, 2027, six months from the grant date
Vesting schedule second tranche 50% of options Vests on September 14, 2027, twelve months from the grant date
Expiration date September 14, 2036 Option term under the 2023 Incentive Award Plan
Options held after transaction 2,000 options Total stock options reported as held directly by Huang after the grant
Stock Option financial
"The stock option was granted under the Apollomics Inc. 2023 Incentive Award Plan"
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
Incentive Award Plan financial
"granted under the Apollomics Inc. 2023 Incentive Award Plan on September 14, 2026"
An incentive award plan is a formal program that rewards employees, executives, or directors with cash, stock, options, or other pay when the company meets set goals or performance targets. Like a sales commission or a loyalty program that pays out when you hit milestones, it’s designed to align staff behavior with company objectives; investors care because it affects a company’s costs, share count (dilution), leadership incentives, and long-term value creation.
vesting financial
"The option vests and becomes exercisable over a one-year period"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
exercise price financial
"conversion_or_exercise_price: "23.1800""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
Class A ordinary shares financial
"underlying_security_title: "CLASS A ORDINARY SHARES""
Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Apollomics Inc. (APLM) report for Huang Ya-Chi?

Apollomics Inc. reported that director Huang Ya-Chi received a grant of 2,000 stock options on September 14, 2026, giving the right to buy Class A ordinary shares at an exercise price of $23.18 per share, expiring on September 14, 2036.

How do the new Apollomics (APLM) options for Huang Ya-Chi vest?

The options vest over one year: 50% of the shares subject to the option vest on March 14, 2027, and the remaining 50% vest on September 14, 2027, subject to Huang’s continued service to Apollomics through each vesting date.

What is the exercise price and expiration date of the APLM options granted to Huang Ya-Chi?

The granted stock options have an exercise price of $23.18 per Class A ordinary share and an expiration date of September 14, 2036, as disclosed in the Form 4 filing.

How many Apollomics (APLM) options does Huang Ya-Chi hold after this transaction?

Following the grant, Huang Ya-Chi holds 2,000 stock options directly, representing the total number of options reported as outstanding for this grant after the transaction.

Were the Apollomics (APLM) option transactions under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not marked, and there is no footnote stating that the grant was made pursuant to a Rule 10b5-1 or other pre-arranged trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Huang Ya-Chi

(Last)(First)(Middle)
668 ARROW GRAND CIR. SUITE 206

(Street)
COVINA CALIFORNIA 91772

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Apollomics Inc. [ APLM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$23.1809/14/2026A2,000 (1)09/14/2036CLASS A ORDINARY SHARES2,000$02,000D
Explanation of Responses:
1. The stock option was granted under the Apollomics Inc. 2023 Incentive Award Plan on September 14, 2026. The option vests and becomes exercisable over a one-year period: fifty percent (50%) of the shares subject to the option vest on March 14, 2027 (six months from the grant date), and the remaining fifty percent (50%) vest on September 14, 2027 (twelve months from the grant date), subject to the reporting person's continued service to the Issuer through each applicable vesting date.
/s/ Alison M. Pear, Attorney-In-Fact09/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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