Apollomics CFO acquires 10,000 shares as awards vest
The 6,000 options vest in two stages on March 14 and September 14, 2027, subject to continued service.
Rhea-AI Filing Summary
Apollomics Inc. Chief Financial Officer Peter Kuan-How Lin reported vesting of 10,000 RSUs into 10,000 Class A ordinary shares on September 15, 2026; the derivative transaction row reports 10,000 RSUs following the transaction. On that date, 3,416 shares were delivered or withheld for payment of exercise price or tax liability at a reported $24.02 per share. Lin also received a 6,000-option grant on September 14, 2026, with a $23.18 exercise price and a September 14, 2036 expiration date. Fifty percent vests on March 14, 2027, and the remaining fifty percent on September 14, 2027, subject to continued service. The amendment corrects the option expiration date. No Rule 10b5-1 plan is reported.
Positive
- None.
Negative
- None.
Insider Trade Summary
10,000 shares exercised/converted
Exercise
4 txns
Insider
LIN PETER KUAN-HOW
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units F2, F3 | 10,000 | $0.00 | $0.00 |
| Exercise | CLASS A ORDINARY SHARES | 10,000 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | CLASS A ORDINARY SHARES | 3,416 | $24.02 | $82K |
| Grant/Award | Stock option (Right to Buy) F1 | 6,000 | $0.00 | $0.00 |
Holdings After Transaction:
Stock option (Right to Buy) — 6,000 contracts (Direct);
Restricted Stock Units — 10,000 contracts (Direct);
CLASS A ORDINARY SHARES — 55,563 shares (Direct)
Footnotes (3)
- F1. The stock option was granted under the Apollomics Inc. 2023 Incentive Award Plan on September 14, 2026. The option vests and becomes exercisable over a one-year period: fifty percent (50%) of the shares subject to the option vest on March 14, 2027 (six months from the grant date), and the remaining fifty percent (50%) vest on September 14, 2027 (twelve months from the grant date), subject to the reporting person's continued service to the Issuer through each applicable vesting date.
- F2. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share
- F3. RSUs were granted and previously reported on a Form 3 filed March 18, 2026 and a Form 3/A filed April 14, 2026. Of the initial RSU grant, 10,000 shares vested on each of February 9, 2026, March 15, 2026, June 15, 2026 and September 15, 2026. This transaction represents the vesting of 10,000 RSUs on September 15, 2026.
Key Figures
RSUs vested: 10,000 RSUs
Class A ordinary shares acquired: 10,000 shares
RSUs following transaction: 10,000 RSUs
+5 more
8 metrics
RSUs vested
10,000 RSUs
September 15, 2026
Class A ordinary shares acquired
10,000 shares
Upon RSU vesting on September 15, 2026
RSUs following transaction
10,000 RSUs
Derivative transaction row; September 15, 2026
Shares delivered or withheld
3,416 shares
Payment of exercise price or tax liability; September 15, 2026
Reported per-share price
$24.02 per share
Shares delivered or withheld on September 15, 2026
Stock options granted
6,000 options
Granted September 14, 2026
Option exercise price
$23.18 per share
Stock option granted September 14, 2026
Option expiration date
September 14, 2036
Expiration date corrected by the amendment
Key Terms
restricted stock unit, stock option, vests and becomes exercisable, Rule 10b5-1
4 terms
restricted stock unit financial
"Each restricted stock unit represents a contingent right"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
stock option financial
"The stock option was granted under the Apollomics Inc. 2023 Incentive Award Plan"
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
vests and becomes exercisable financial
"The option vests and becomes exercisable over a one-year period"
Rule 10b5-1 regulatory
"No Rule 10b5-1 plan is reported"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What are the terms of the APLM CFO's stock option grant?
Lin received 6,000 options on September 14, 2026, with a $23.18 exercise price and a September 14, 2036 expiration date. Fifty percent vests on March 14, 2027, and the remaining fifty percent on September 14, 2027, subject to continued service.
Were the APLM CFO's transactions under a Rule 10b5-1 plan?
No Rule 10b5-1 plan is reported for the transactions.
What expiration date does APLM's amended option report list?
The option expiration date is September 14, 2036; the amendment corrects the expiration date.
AI-generated analysis. How Rhea-AI works. Not financial advice.
