Apollomics (APLM) director details RSUs, options and warrants in Form 3/A
Filing Impact
Filing Sentiment
Form Type
3/A
Rhea-AI Filing Summary
Apollomics Inc. director Hong-Jung Chen filed an amended initial ownership report detailing current equity holdings. The filing lists 1,000 restricted stock units, each representing one Class A Ordinary Share, with 500 units vesting on June 15, 2026 and 500 on September 15, 2026. Chen also holds options over 2,290 Class A Ordinary Shares at an exercise price of $75.00 per share and options over 2,028 shares at $6.20 per share, plus warrants over 304 underlying shares at an adjusted exercise price of $1,150.00 per full share. Direct holdings also include 3,120 Class A Ordinary Shares.
Positive
- None.
Negative
- None.
Insider Trade Summary
5 transactions reported
Mixed
5 txns
Insider
CHEN HONG-JUNG
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Options | -- | -- | -- |
| holding | Options | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Class A Ordinary Shares | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 1,000 shares (Direct);
Options — 2,290 shares (Direct);
Warrants — 304 shares (Direct);
Class A Ordinary Shares — 3,120 shares (Direct)
Footnotes (1)
- The restricted stock units will vest with respect to 500 shares on each of June 15, 2026 and September 15, 2026. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share. Reflects the adjusted exercise price of $1,150.00 per full share, as each warrant is exercisable for 0.01 Class A Ordinary Share at a price of $11.50 per warrant.
Key Figures
Restricted stock units: 1,000 units
RSU vesting: 500 shares on June 15, 2026; 500 on September 15, 2026
Options position 1: 2,290 shares at $75.00
+3 more
6 metrics
Restricted stock units
1,000 units
Each unit equals one Class A Ordinary Share
RSU vesting
500 shares on June 15, 2026; 500 on September 15, 2026
RSU vesting schedule
Options position 1
2,290 shares at $75.00
Options over Class A Ordinary Shares, expiring March 31, 2034
Options position 2
2,028 shares at $6.20
Options over Class A Ordinary Shares, expiring March 31, 2035
Warrants
304 underlying shares at $1,150.00 per full share
Adjusted exercise price; each warrant for 0.01 share at $11.50
Direct common shares
3,120 shares
Class A Ordinary Shares held directly following the report
Key Terms
Restricted Stock Units, Class A Ordinary Shares, warrants, exercise price
4 terms
Restricted Stock Units financial
"The restricted stock units will vest with respect to 500 shares"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
warrants financial
"each warrant is exercisable for 0.01 Class A Ordinary Share at a price of $11.50 per warrant"
Warrants are special documents that give you the right to buy a company's stock at a set price before a certain date. They are often used as a way for companies to attract investors or raise money, and their value can increase if the company's stock price goes up.
exercise price financial
"Reflects the adjusted exercise price of $1,150.00 per full share"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
FAQ
What insider holdings does Apollomics (APLM) director Hong-Jung Chen report?
Hong-Jung Chen reports direct holdings of 3,120 Class A Ordinary Shares, 1,000 restricted stock units, options over 2,290 shares at $75.00, options over 2,028 shares at $6.20, and warrants over 304 underlying shares at an adjusted $1,150.00 exercise price per full share.
How do the restricted stock units for Apollomics (APLM) vest for Hong-Jung Chen?
The restricted stock units vest in two equal installments. Chen’s 1,000 units vest with respect to 500 shares on June 15, 2026 and another 500 shares on September 15, 2026, each unit representing a contingent right to receive one Class A Ordinary Share of Apollomics.
What option grants does Apollomics (APLM) director Hong-Jung Chen hold?
Chen holds options over 2,290 Class A Ordinary Shares with a $75.00 exercise price, expiring March 31, 2034, and options over 2,028 shares with a $6.20 exercise price, expiring March 31, 2035. Both option positions relate to Class A Ordinary Shares and are held directly.
Does the Apollomics (APLM) Form 3/A show new insider buying or selling?
The Form 3/A categorizes all entries as holdings, with transaction codes marked unknown and no buy or sell counts in the summary. It functions as an updated snapshot of Chen’s existing equity positions rather than a report of new market purchases or sales.