Apollomics director updates equity holdings snapshot

Apollomics Inc. director Hong-Jung Chen filed an amended initial ownership report detailing current equity holdings.

Rhea-AI Filing Summary

Apollomics Inc. director Hong-Jung Chen filed an amended initial ownership report detailing current equity holdings. The filing lists 1,000 restricted stock units, each representing one Class A Ordinary Share, with 500 units vesting on June 15, 2026 and 500 on September 15, 2026. Chen also holds options over 2,290 Class A Ordinary Shares at an exercise price of $75.00 per share and options over 2,028 shares at $6.20 per share, plus warrants over 304 underlying shares at an adjusted exercise price of $1,150.00 per full share. Direct holdings also include 3,120 Class A Ordinary Shares.

Insider Trade Summary

5 transactions reported

Mixed 5 txns

Insider CHEN HONG-JUNG

Role Director

Type	Security	Shares	Price	Value
holding	Restricted Stock Units	--	--	--
holding	Options	--	--	--
holding	Options	--	--	--
holding	Warrants	--	--	--
holding	Class A Ordinary Shares	--	--	--

Holdings After Transaction: Restricted Stock Units — 1,000 contracts (Direct); Options — 4,318 contracts (Direct); Warrants — 304 contracts (Direct); Class A Ordinary Shares — 3,120 shares (Direct)

Footnotes (3)

1. F1. The restricted stock units will vest with respect to 500 shares on each of June 15, 2026 and September 15, 2026.
2. F2. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share.
3. F3. Reflects the adjusted exercise price of $1,150.00 per full share, as each warrant is exercisable for 0.01 Class A Ordinary Share at a price of $11.50 per warrant.

Key Figures

Restricted stock units: 1,000 units RSU vesting: 500 shares on June 15, 2026; 500 on September 15, 2026 Options position 1: 2,290 shares at $75.00 +3 more

6 metrics

Restricted stock units 1,000 units Each unit equals one Class A Ordinary Share

RSU vesting 500 shares on June 15, 2026; 500 on September 15, 2026 RSU vesting schedule

Options position 1 2,290 shares at $75.00 Options over Class A Ordinary Shares, expiring March 31, 2034

Options position 2 2,028 shares at $6.20 Options over Class A Ordinary Shares, expiring March 31, 2035

Warrants 304 underlying shares at $1,150.00 per full share Adjusted exercise price; each warrant for 0.01 share at $11.50

Direct common shares 3,120 shares Class A Ordinary Shares held directly following the report

Key Terms

Restricted Stock Units, Class A Ordinary Shares, warrants, exercise price

4 terms

Restricted Stock Units financial

"The restricted stock units will vest with respect to 500 shares"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Class A Ordinary Shares financial

"Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share"

Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

warrants financial

"each warrant is exercisable for 0.01 Class A Ordinary Share at a price of $11.50 per warrant"

Warrants are special documents that give you the right to buy a company's stock at a set price before a certain date. They are often used as a way for companies to attract investors or raise money, and their value can increase if the company's stock price goes up.

exercise price financial

"Reflects the adjusted exercise price of $1,150.00 per full share"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider holdings does Apollomics (APLM) director Hong-Jung Chen report?

Hong-Jung Chen reports direct holdings of 3,120 Class A Ordinary Shares, 1,000 restricted stock units, options over 2,290 shares at $75.00, options over 2,028 shares at $6.20, and warrants over 304 underlying shares at an adjusted $1,150.00 exercise price per full share.

How do the restricted stock units for Apollomics (APLM) vest for Hong-Jung Chen?

The restricted stock units vest in two equal installments. Chen’s 1,000 units vest with respect to 500 shares on June 15, 2026 and another 500 shares on September 15, 2026, each unit representing a contingent right to receive one Class A Ordinary Share of Apollomics.

What option grants does Apollomics (APLM) director Hong-Jung Chen hold?

Chen holds options over 2,290 Class A Ordinary Shares with a $75.00 exercise price, expiring March 31, 2034, and options over 2,028 shares with a $6.20 exercise price, expiring March 31, 2035. Both option positions relate to Class A Ordinary Shares and are held directly.

What warrants related to Apollomics (APLM) shares does Hong-Jung Chen own?

Chen holds warrants over 304 underlying Class A Ordinary Shares, exercisable until March 29, 2028. Each warrant is exercisable for 0.01 Class A Ordinary Share at $11.50 per warrant, which corresponds to an adjusted exercise price of $1,150.00 per full underlying share.

Does the Apollomics (APLM) Form 3/A show new insider buying or selling?

The Form 3/A categorizes all entries as holdings, with transaction codes marked unknown and no buy or sell counts in the summary. It functions as an updated snapshot of Chen’s existing equity positions rather than a report of new market purchases or sales.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/17/2026 - 07:13 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

CHEN HONG-JUNG

(Last) (First) (Middle)

989 E HILLSDALE BLVD, SUITE 220

(Street)

FOSTER CITY CALIFORNIA 94404

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Apollomics Inc. [ APLM ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)
03/18/2026

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Shares	3,120	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	(1)	Class A Ordinary Shares	1,000	(2)	D
Options	03/31/2026	03/31/2034	Class A Ordinary Shares	2,290	$75	D
Options	03/31/2026	03/31/2035	Class A Ordinary Shares	2,028	$6.2	D
Warrants	04/28/2023	03/29/2028	Class A Ordinary Shares	304	$1,150(3)	D

Explanation of Responses:

1. The restricted stock units will vest with respect to 500 shares on each of June 15, 2026 and September 15, 2026.

2. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share.

3. Reflects the adjusted exercise price of $1,150.00 per full share, as each warrant is exercisable for 0.01 Class A Ordinary Share at a price of $11.50 per warrant.

Remarks:

This Amendment to the Initial Statement of Beneficial Ownership is being filed to reflect the vesting of certain restricted stock units that occurred prior to the filing date.

	/s/ Alison M. Pear, Attorney-In-Fact	04/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)