Apollomics (APLM) director vests 500 RSUs into Class A shares

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Apollomics Inc. director Hong-Jung Chen exercised restricted stock units into common shares. On June 15, 2026, 500 Restricted Stock Units converted into 500 Class A Ordinary Shares at a stated price of $0.00 per share, increasing direct holdings to 3,620 Class A Ordinary Shares.

The RSUs were part of a previously disclosed grant. Footnotes explain that 500 RSUs vested on each of February 9, 2026, March 15, 2026 and June 15, 2026, and an additional 500 RSUs are scheduled to vest on September 15, 2026.

Insider Trade Summary

500 shares exercised/converted

Mixed 2 txns

Insider CHEN HONG-JUNG

Role null

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	500	$0.00	--
Exercise	CLASS A ORDINARY SHARES	500	$0.00	--

Holdings After Transaction: Restricted Stock Units — 500 shares (Direct, null); CLASS A ORDINARY SHARES — 3,620 shares (Direct, null)

Footnotes (1)

Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share RSUs were granted and previously reported on a Form 3 filed March 18, 2026 and a Form 3/A filed April 17, 2026. Of the initial RSU grant, 500 shares vested on each of February 9, 2026, March 15, 2026 and June 15, 2026, and an additional 500 shares will vest on September 15, 2026. This transaction represents the vesting of 500 RSUs on June 15, 2026.

Key Figures

RSUs exercised: 500 units Shares received: 500 shares Exercise price: $0.00 per share +3 more

6 metrics

RSUs exercised 500 units Restricted Stock Units converted on June 15, 2026

Shares received 500 shares Class A Ordinary Shares from RSU vesting on June 15, 2026

Exercise price $0.00 per share Stated price for RSU conversion into Class A Ordinary Shares

Post-transaction holdings 3,620 shares Direct Class A Ordinary Shares after June 15, 2026 transaction

RSUs in derivative table 500 units Restricted Stock Units listed as derivative security in filing

Future vesting tranche 500 RSUs Additional units scheduled to vest on September 15, 2026

Key Terms

Restricted Stock Units, Class A Ordinary Shares, Exercise or conversion of derivative security, Form 3

4 terms

Restricted Stock Units financial

"The security title is listed as "Restricted Stock Units" in the derivative table."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Class A Ordinary Shares financial

"The non-derivative transaction involves "CLASS A ORDINARY SHARES" received from RSU vesting."

Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

Exercise or conversion of derivative security financial

"The transaction code description states "Exercise or conversion of derivative security" for code M."

Form 3 regulatory

"Footnotes note RSUs "previously reported on a Form 3" and a "Form 3/A"."

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

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Form 4 Insider Transactions: What Each Field Means →

06/16/2026 - 05:08 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

CHEN HONG-JUNG

(Last)

(First)

(Middle)

989 E HILLSDALE BLVD, SUITE 220

(Street)

FOSTER CITY

CALIFORNIA

94404

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Apollomics Inc. [ APLM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
CLASS A ORDINARY SHARES	06/15/2026		M		500	A	$0	3,620	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	06/15/2026		M			500	⁽²⁾	⁽²⁾	CLASS A ORDINARY SHARES	500	$0	500	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share

2. RSUs were granted and previously reported on a Form 3 filed March 18, 2026 and a Form 3/A filed April 17, 2026. Of the initial RSU grant, 500 shares vested on each of February 9, 2026, March 15, 2026 and June 15, 2026, and an additional 500 shares will vest on September 15, 2026. This transaction represents the vesting of 500 RSUs on June 15, 2026.

	/s/ Alison M. Pear, Attorney-In-Fact	06/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Apollomics (APLM) report for Hong-Jung Chen?

Apollomics reported that director Hong-Jung Chen exercised 500 Restricted Stock Units, receiving 500 Class A Ordinary Shares on June 15, 2026. This was a derivative exercise at a stated price of $0.00 per share, reflecting routine vesting rather than an open-market purchase.

How many Apollomics (APLM) shares does Hong-Jung Chen hold after this Form 4?

After the June 15, 2026 RSU conversion, Hong-Jung Chen directly holds 3,620 Class A Ordinary Shares. This total reflects the newly issued 500 shares from vested Restricted Stock Units added to the director’s prior direct ownership, as shown in the post-transaction holdings figure.

What are the vesting details of Hong-Jung Chen’s Apollomics (APLM) RSU grant?

Footnotes state the initial RSU grant vested in 500-share installments on February 9, 2026, March 15, 2026 and June 15, 2026, with another 500 RSUs scheduled to vest on September 15, 2026. Each vested Restricted Stock Unit represents one Class A Ordinary Share of Apollomics.

Was the Apollomics (APLM) Form 4 transaction an open-market buy or a derivative exercise?

The Form 4 shows a derivative exercise, not an open-market buy. Code “M” identifies the transaction as an exercise or conversion of derivative securities, specifically 500 Restricted Stock Units converting into 500 Class A Ordinary Shares at a stated price of $0.00 per share.

How many Restricted Stock Units does the Apollomics (APLM) Form 4 show for Hong-Jung Chen?

The filing lists 500 Restricted Stock Units in the derivative table tied to this vesting event, each corresponding to one Class A Ordinary Share. Footnotes clarify these are part of a larger RSU grant with multiple vesting dates, including another 500 units vesting on September 15, 2026.