Apollomics director receives 500 shares in RSU vesting

Apollomics Inc. (APLM) director Huang Ya-Chi reported the vesting and settlement of 500 Restricted Stock Units, each representing a contingent right to receive one Class A Ordinary Share.

Rhea-AI Filing Summary

Apollomics Inc. (APLM) director Huang Ya-Chi reported the vesting and settlement of 500 Restricted Stock Units, each representing a contingent right to receive one Class A Ordinary Share. On August 17, 2026, these RSUs were exercised into 500 Class A Ordinary Shares at a reported price of $0.00 per share, increasing the director’s direct holdings to 1,500 Class A Ordinary Shares. Footnotes state the RSU award vests in four equal 500-share tranches on February 17, May 17, August 17, and November 17, 2026, with this transaction reflecting the August vesting.

Insider Trade Summary

500 shares exercised/converted

Exercise 2 txns

Insider Huang Ya-Chi

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F1, F2	500	$0.00	$0.00
Exercise	CLASS A ORDINARY SHARES F2	500	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 500 contracts (Direct); CLASS A ORDINARY SHARES — 1,500 shares (Direct)

Footnotes (2)

1. F1. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share
2. F2. RSUs were granted and previously reported on a Form 3 filed March 18, 2026 and a Form 3/A filed April 9, 2026, where with respect to 500 shares vested on each of February 17, 2026, May 17, 2026, and August 17, 2026 and additional 500 shares will vest on November 17, 2026. This transaction represents the vesting of 500 RSUs on August 17, 2026.

Key Figures

RSUs exercised: 500 Restricted Stock Units Shares acquired: 500 Class A Ordinary Shares Shares held after transaction: 1,500 Class A Ordinary Shares +2 more

5 metrics

RSUs exercised 500 Restricted Stock Units Exercised/converted on August 17, 2026 into Class A Ordinary Shares

Shares acquired 500 Class A Ordinary Shares Received upon RSU vesting and conversion on August 17, 2026

Shares held after transaction 1,500 Class A Ordinary Shares Direct ownership position following the August 17, 2026 transaction

RSU vesting tranches 4 tranches of 500 shares each RSUs vest on Feb 17, May 17, Aug 17, and Nov 17, 2026

Current vesting represented 500 RSUs Portion of award that vested on August 17, 2026

Key Terms

Restricted Stock Units, Class A Ordinary Shares, Form 3/A

3 terms

Restricted Stock Units financial

"Each restricted stock unit represents a contingent right to receive one"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Class A Ordinary Shares financial

"to receive one Class A Ordinary Share"

Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

Form 3/A regulatory

"previously reported on a Form 3 filed March 18, 2026 and a Form 3/A"

An amended Form 3 (Form 3/A) is a corrected or updated disclosure filed with regulators that revises an insider’s initial report of their ownership in a public company — typically for officers, directors or large shareholders. Investors use it like a corrected inventory list: it clarifies who owns how many shares and whether earlier reports had errors, helping assess insider confidence, possible conflicts and the accuracy of ownership records that can affect stock valuation and trust.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did APLM director Huang Ya-Chi report on this Form 4?

Huang Ya-Chi reported the vesting and exercise of 500 Restricted Stock Units into 500 Class A Ordinary Shares of Apollomics Inc. on August 17, 2026, at a reported price of $0.00 per share, as part of a previously granted RSU award.

How many Apollomics Inc. (APLM) shares does Huang Ya-Chi hold after this transaction?

Following the August 17, 2026 transaction, Huang Ya-Chi holds 1,500 Class A Ordinary Shares of Apollomics Inc. directly, as reported in the Form 4 filing.

What RSU vesting schedule for APLM is disclosed for Huang Ya-Chi?

The RSU award for Huang Ya-Chi vests in four equal tranches of 500 shares each on February 17, 2026, MAY 17, 2026, August 17, 2026, and November 17, 2026. The current Form 4 reflects the August 17, 2026 vesting.

Did Apollomics Inc. (APLM) receive any cash from this Form 4 transaction?

No cash consideration is reported. The Form 4 shows 500 RSUs converting into 500 Class A Ordinary Shares at a reported transaction price of $0.00 per share, indicating a compensatory equity vesting rather than a cash purchase.

What does each Apollomics (APLM) Restricted Stock Unit represent in this filing?

Each Restricted Stock Unit reported for Apollomics Inc. represents a contingent right to receive one Class A Ordinary Share, according to the footnote describing the RSUs in the Form 4 filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/24/2026 - 08:52 PM Accepted by SEC EDGAR 08/24/2026 - 08:51 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Huang Ya-Chi

(Last) (First) (Middle)

989 E HILLSDALE BLVD, SUITE 220

(Street)

FOSTER CITY CALIFORNIA 94404

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Apollomics Inc. [ APLM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
CLASS A ORDINARY SHARES	08/17/2026		M		500(2)	A	$0	1,500	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	08/17/2026		M			500	(2)	(2)	CLASS A ORDINARY SHARES	500	$0	500	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share

2. RSUs were granted and previously reported on a Form 3 filed March 18, 2026 and a Form 3/A filed April 9, 2026, where with respect to 500 shares vested on each of February 17, 2026, May 17, 2026, and August 17, 2026 and additional 500 shares will vest on November 17, 2026. This transaction represents the vesting of 500 RSUs on August 17, 2026.

	/s/ Alison M. Pear, Attorney-In-Fact	08/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)