Welcome to our dedicated page for Apollo Global Mgmt SEC filings (Ticker: APO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Apollo Global Management Inc (APO) files detailed SEC disclosures that reveal how the firm generates fee revenue across its alternative investment platform, the composition and performance of its asset base, and the complex financial structures inherent to alternative asset managers. Understanding Apollo's regulatory filings requires familiarity with carried interest accounting, fee-earning assets under management calculations, and the distinction between the management company's results and the consolidated results that include fund-level investments.
The firm's 10-K annual reports break down fee revenue by business segment (private equity, credit, real estate), detail assets under management by fund vintage and strategy, and explain the various fee structures across different fund types. Apollo's 10-Q quarterly filings track changes in fee-earning AUM, realized and unrealized performance fees, and expenses related to compensation and operations. These disclosures allow you to monitor capital raising success, fee margin trends, and the timing of performance fee realizations that can significantly impact quarterly results.
Form 4 insider transaction filings reveal when Apollo's senior professionals and directors buy or sell shares, providing insight into insider confidence and compensation patterns. The firm's 8-K filings announce material events such as significant fund closings, debt offerings, leadership changes, and other developments that impact operations. DEF 14A proxy statements detail executive compensation structures, which for alternative asset managers often include both cash compensation and carried interest allocations that align executives with long-term fund performance.
Our AI-powered analysis highlights key metrics within Apollo's filings, including segment-level fee margins, capital deployment rates across strategies, and balance sheet leverage. Whether you're analyzing how Apollo's diversified platform performs across market cycles or tracking insider activity before earnings announcements, this comprehensive filing resource saves hours of manual document review while ensuring you don't miss critical disclosures embedded in complex footnotes.
Apollo Global Management provided an early look at its fourth-quarter 2025 performance from alternative investments. The company estimates alternative net investment income of about $325 million (pre-tax) for the quarter ended December 31, 2025, which it says equates to an annualized return of 10% on alternative net investments.
Within this, Apollo estimates Athene’s pooled investment vehicle, which holds most of its alternative portfolio, also earned an annualized return of 10% in the quarter, while Athene’s other alternative investments, including retirement services platforms, earned an estimated 7% annualized return. Management emphasizes these are preliminary, unaudited figures that may change once full closing procedures and the external review process are completed, and they are a component of the company’s internal performance metrics for its Retirement Services segment.
Apollo Global Management, Inc. reported an insider update to common stock ownership by a director and officer. On 12/11/2025, the reporting person disposed of 33,263 shares of common stock in a transaction coded “G” at a price of $0, leaving 76,313 shares held directly.
The filing explains that reported amounts were adjusted after a pro-rata, in-kind transfer of 356,149 shares from JB Athene Investments II, LLC to its members for no consideration, including 12,175 shares to the reporting person, 81,571 shares to Belardi 2019 GST Non-Exempt Descendants Trust, 47,401 shares to the Belardi 2022 GRAT II, 138,617 shares to the Belardi 2024 GRAT, and 76,385 shares to the Belardi 2025 GRAT, with these transfers described as exempt under Rule 16a-13.
An additional 47,401 shares were transferred from the Belardi 2022 GRAT II to the reporting person under the same exemption. The filing also states the reported amount includes 86,755 restricted stock units, representing contingent rights to receive Apollo Global Management, Inc. shares under an equity plan. Remarks note the reporting person serves as Executive Chairman of Athene Holding Ltd.
Joshua Harris reports beneficial ownership of 34,313,690 shares of Apollo Global Management, Inc. common stock, representing 5.9% of the class, based on 580,422,573 shares outstanding as of November 5, 2025.
The amendment describes an internal transfer of 1,000,000 shares from MJH Partners II LLC to estate-planning vehicle MJH Partners III LLC and a delayed draw variable share forward sale transaction between MJH Partners III LLC and Citibank, N.A. covering up to 1,000,000 pledged shares. MJH Partners III LLC retains ownership, voting and ordinary dividend rights in the pledged shares during the term (and if the contract is settled in cash), while settlement on specified dates in December 2030 will involve share or cash delivery determined by the stock price relative to a Floor Price and Cap Price set after a hedging period.
Apollo Global Management affiliate MJH Partners III LLC entered into a delayed draw variable share forward sale agreement with an unaffiliated bank relating to up to 1,000,000 shares of Apollo common stock, obligating MJH Partners III to deliver up to 1,000,000 shares or an equivalent amount of cash at settlement.
MJH Partners III pledged 1,000,000 shares as collateral but kept voting and ordinary dividend rights during the pledge, subject to certain dividend-related payments. The agreement allows MJH Partners III, under certain conditions, to receive prepayments from the bank, and the shares or cash ultimately delivered will vary based on how Apollo’s share price compares to preset floor and cap prices on future valuation dates. MJH Partners entities are described as estate-planning affiliates of Joshua Harris and disclaim beneficial ownership beyond their pecuniary interests.
Apollo Global Management is making significant long-term equity awards and introducing added flexibility around executive equity settlement. The Compensation Committee approved new restricted share unit (RSU) grants valued at $10 million for Chief Financial Officer Martin Kelly and $13.5 million for Chief Legal Officer Whitney Chatterjee, to be granted on December 18, 2025. These RSUs are designed to support retention, reflect market-competitive pay versus peers, and tie compensation to company performance.
The RSUs are intended to provide approximately $3.3 million and $4.5 million per year over three years and will vest based on a performance fee income requirement, with underlying shares delivered in 2029. Delivery is delayed to 2031 if either executive voluntarily resigns before December 31, 2028, and no shares are delivered if certain restrictive covenants are breached or employment is terminated for cause. Apollo also approved a deferral program allowing executives to postpone equity settlement. Co-President Scott Kleinman elected to defer settlement of 500,000 performance-based RSUs to 2029 and 2,000,000 RSUs to 2032, with dividend equivalents on the performance-based RSUs starting April 1, 2027 if performance criteria are met.
Apollo Global Management, Inc. reported an insider sale by its Chief Legal Officer, who is an officer and not a director or 10% owner. On 12/10/2025, the reporting person sold 8,500 shares of common stock in an open-market transaction at a weighted average price of $146.0302 per share, with individual trades ranging from $145.78 to $146.435. After this sale, the reporting person beneficially owned 74,692 shares, which includes 54,997 restricted stock units (RSUs) granted under the 2019 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive one share of Apollo common stock as the awards vest according to their schedules, assuming the officer remains in service through the vesting dates.
APO filed a notice of proposed sale of restricted securities under Rule 144. The filer plans to sell 1,000,000 shares of Common Stock, par value $0.00001 per share, through Citigroup Global Markets Inc. on the NYSE.
The planned sale has an aggregate market value of $149,080,000.00. The filing states that 580,422,573 shares of the same class were outstanding at the time referenced. The 1,000,000 shares to be sold were acquired as a share contribution from Joshua Harris on 12/11/2025, in exchange for Apollo Operating Group Units received at completion of the Apollo–Athene merger, with those units fully vested as of 12/31/11. The signer represents that they are not aware of undisclosed material adverse information about the issuer and acknowledges the consequences of intentional misstatements.
Apollo Global Management shareholder files notice to sell restricted stock
A holder of Apollo Global Management common stock filed a Form 144 notice covering the proposed sale of 8,500 shares through Morgan Stanley Smith Barney LLC on the NYSE, with an indicated aggregate market value of $1,241,256.70. The shares are part of the company’s common stock, which had 580,422,573 shares outstanding at the time noted in the form. The securities to be sold were acquired on February 12, 2025 as restricted stock vesting under a registered plan from the issuer, as compensation for services rendered.
Apollo Global Management, Inc. insider filing reports an internal share transfer involving a large holder. On December 1, 2025, a trust established for the benefit of the family of Leon D. Black, as the reporting person, contributed 3,000,000 shares of Apollo Global Management common stock to LDB C LLC, described as a subsidiary.
The transaction is coded as type "J," indicating an "other" form of disposition rather than an open-market sale. Following this contribution, the reporting person beneficially owns 29,629,251 shares of Apollo common stock on a direct basis. The reporting person notes it may be deemed part of a stockholder "group" under a stockholders agreement but expressly disclaims beneficial ownership of any securities not directly owned, except to the extent of its pecuniary interest.
A shareholder of APO has filed a notice of proposed sale under Rule 144 covering 3,000,000 shares of common stock. The shares are to be sold through Wells Fargo Securities, LLC on the NYSE, with an indicated aggregate market value of $396,240,000.00. The filing notes that 580,422,573 shares of the same class were outstanding and lists an approximate sale date of 12/03/2025. The shares were acquired on 12/01/2025 as a contribution from Socrates Trust, with the original acquisition by the donor dated 01/01/2022 as merger consideration.
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