Apollo ends reporting on preferred stock class

Rhea-AI Filing Summary

Apollo Global Management, Inc. filed a certification to terminate the registration of its 6.75% Series A Mandatory Convertible Preferred Stock under Section 12(g) of the Securities Exchange Act of 1934 and to suspend its duty to file reports for this class under Sections 13 and 15(d). The company’s common stock and its 7.625% Fixed-Rate Resettable Junior Subordinated Notes due 2053 remain subject to reporting obligations.

Key Figures

Preferred dividend rate: 6.75% Subordinated notes coupon: 7.625% Subordinated notes maturity: 2053 +1 more

4 metrics

Preferred dividend rate 6.75% Series A Mandatory Convertible Preferred Stock covered by the Form 15

Subordinated notes coupon 7.625% Fixed-Rate Resettable Junior Subordinated Notes due 2053 that remain registered

Subordinated notes maturity 2053 Maturity year of 7.625% Fixed-Rate Resettable Junior Subordinated Notes

Exchange Act section 12(g) Section under which registration of the preferred stock is terminated

Key Terms

Mandatory Convertible Preferred Stock, Fixed-Rate Resettable Junior Subordinated Notes, Section 12(g), Sections 13 and 15(d)

4 terms

Mandatory Convertible Preferred Stock financial

"6.75% Series A Mandatory Convertible Preferred Stock (Title of each class..."

A mandatory convertible preferred stock is a type of investment that pays regular income like a preferred share but is designed to automatically turn into a set number of common shares at a future date, much like a timed coupon that becomes company ownership. It matters to investors because it combines a near-term income stream with a guaranteed future increase in the company’s share count, which can dilute existing owners and change earnings-per-share and voting balance.

Fixed-Rate Resettable Junior Subordinated Notes financial

"7.625% Fixed-Rate Resettable Junior Subordinated Notes due 2053..."

Section 12(g) regulatory

"termination of registration under Section 12(g) of the Securities Exchange..."

Section 12(g) is a rule that requires companies to register with the government and share their financial details when they have a certain number of shareholders or assets. It matters because it makes these companies more transparent, helping investors make informed decisions and keeping the markets fair.

Sections 13 and 15(d) regulatory

"suspension of duty to file reports under Sections 13 and 15(d)..."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Apollo Global Management (APO) change with this Form 15 filing?

Apollo Global Management filed to terminate registration of its 6.75% Series A Mandatory Convertible Preferred Stock and suspend related reporting duties, while other registered securities remain subject to Exchange Act reporting requirements.

Which Apollo Global Management (APO) security is covered by the Form 15?

The Form 15 covers Apollo Global Management’s 6.75% Series A Mandatory Convertible Preferred Stock, terminating its registration under Section 12(g) and suspending reporting duties under Sections 13 and 15(d).

Which Apollo Global Management (APO) securities still have reporting obligations?

Apollo’s common stock and its 7.625% Fixed-Rate Resettable Junior Subordinated Notes due 2053 remain registered, so the company continues to have reporting obligations for these classes of securities.

Under which laws is Apollo Global Management (APO) terminating and suspending reporting?

The company is terminating registration of one security under Section 12(g) of the Exchange Act and suspending its duty to file reports for that class under Sections 13 and 15(d).

Who signed Apollo Global Management’s (APO) Form 15 and when?

The Form 15 was signed on behalf of Apollo Global Management by Jessica L. Lomm, Vice President & Secretary, dated August 11, 2026, as the duly authorized person for the registrant.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 08/11/2026 - 04:16 PM EDT Learn about SEC filing dates

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 15

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g)

OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS

UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Commission File Number: 001-41197

APOLLO GLOBAL MANAGEMENT, INC.

(Exact name of registrant as specified in its charter)

9 West 57th Street, 42nd Floor

New York, New York 10019

(212) 515-3200

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

6.75% Series A Mandatory Convertible Preferred Stock

(Title of each class of securities covered by this Form)

Common Stock

7.625% Fixed-Rate Resettable Junior Subordinated Notes due 2053

(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

	Rule 12g-4(a)(1)	☒
	Rule 12g-4(a)(2)	☐
	Rule 12h-3(b)(1)(i)	☒
	Rule 12h-3(b)(1)(ii)	☐
	Rule 15d-6	☐
	Rule 15d-22(b)	☐

Approximate number of holders of record as of the certification or notice date: 0

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, Apollo Global Management, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

	Apollo Global Management, Inc.
Date: August 11, 2026	By:	/s/ Jessica L. Lomm
	Name:	Jessica L. Lomm
	Title:	Vice President & Secretary