Apollo Global Mgmt CLO Whitney Chatterjee trims stake by 4,500 shares

Rhea-AI Filing Summary

Form 4 highlights: On 08/06/2025 Apollo Global Management (APO) Chief Legal Officer Whitney Chatterjee sold 4,500 common shares in the open market, coded “S”. The weighted-average price was $146.0331, with individual trades ranging from $145.66 to $146.365.

Post-sale beneficial ownership stands at 83,192 shares, which includes 54,997 restricted stock units (RSUs) that vest over time under the 2019 Omnibus Equity Incentive Plan. Ownership remains classified as direct. No derivative security transactions were reported.

The disposition represents roughly US $0.66 million in gross proceeds and reduces the executive’s directly held common shares by about 5% (based on prior total of 87,692). Given Apollo’s multibillion-dollar market capitalization, the transaction is immaterial to the company’s fundamentals but may be monitored by investors tracking insider sentiment.

Positive

• None.

Negative

• C-suite insider sale: Chief Legal Officer reduced direct holdings by 4,500 shares, which may be read as a modest negative sentiment signal.

Insights

Financial Analyst

TL;DR: Minor insider sale; negligible on valuation, modest negative on sentiment.

The Chief Legal Officer trimmed 4,500 shares (~US$0.66 m). Remaining ownership of 83k shares plus nearly 55k RSUs shows continued alignment. Transaction size is trivial versus daily trading volume and market cap, so no direct financial impact is expected. However, any C-suite sale can raise questions about insider outlook, especially when the stock trades near 52-week highs. Because the sale is small and within a Rule 10b5-1 plan, I rate the market impact as neutral.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Chatterjee Whitney

(Last) (First) (Middle)

C/O APOLLO GLOBAL MANAGEMENT, INC

9 WEST 57TH STREET, 42ND FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Apollo Global Management, Inc. [ APO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal Officer

3. Date of Earliest Transaction (Month/Day/Year)
08/06/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/06/2025		S		4,500	D	$146.0331(1)	83,192(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.66 to $146.365 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

2. Reported amount includes 54,997 vested and unvested restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Remarks:

	/s/ Jessica L. Lomm, as Attorney-in-Fact	08/07/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Apollo Global Management (APO) shares did Whitney Chatterjee sell?

The filing reports a sale of 4,500 common shares on 08/06/2025.

What was the average sale price of the APO shares?

The weighted-average price disclosed is $146.0331, with trades between $145.66 and $146.365.

How many shares does the executive own after the transaction?

Post-transaction beneficial ownership is 83,192 shares, including 54,997 RSUs.

Were any derivative securities involved in this Form 4?

No. The filing shows no derivative security transactions for this reporting period.

Is the transaction part of a Rule 10b5-1 trading plan?

Yes, the form indicates the sale was executed under a Rule 10b5-1(c) plan.