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  4. [Form 4] APOGEE ENTERPRISES, INC. Insider Trading Activity

Apogee (NASDAQ: APOG) CEO receives deferred and phantom stock unit awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

APOGEE ENTERPRISES, INC. Chief Executive Officer Donald A. Nolan reported routine equity-based compensation awards tied to company stock. On June 30, 2026, he acquired 430 Deferred Restricted Stock Units and 62 Phantom Stock Units, each referenced at $45.74 per unit and settled 1-for-1 in common shares.

These units were credited under existing company plans through dividend equivalent reinvestment features and will be settled in common stock after service ends or other plan-specified events. Following these awards, Nolan holds 73,275 Deferred Restricted Stock Units and 10,675 Phantom Stock Units.

Positive

  • None.

Negative

  • None.
Insider Nolan Donald A
Role Chief Executive Officer
Type Security Shares Price Value
Grant/Award Phantom Stock Units 62 $45.74 $3K
Grant/Award Deferred Restricted Stock Units 430 $45.74 $20K
Holdings After Transaction: Phantom Stock Units — 10,675 shares (Direct, null); Deferred Restricted Stock Units — 73,275 shares (Direct, null)
Footnotes (1)
  1. Settled 1-for-1. Additional phantom stock units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. Additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan, the 2019 Non-Employee Director Stock Plan and the 2019 Stock Incentive Plan. The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan, the 2019 Non-Employee Director Stock Plan and the 2019 Stock Incentive Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.
Deferred RSU grant 430 units Granted June 30, 2026
Phantom stock grant 62 units Granted June 30, 2026
Reference price per unit $45.74 Both deferred RSUs and phantom units
Deferred RSUs after grant 73,275 units Holdings following June 30, 2026 transaction
Phantom units after grant 10,675 units Holdings following June 30, 2026 transaction
Underlying common stock linkage 1-for-1 Settlement ratio to common shares
Deferred Restricted Stock Units financial
"security_title: Deferred Restricted Stock Units"
Deferred restricted stock units are promises by a company to give employees or executives company shares at a future date, subject to conditions like continued employment or performance targets; the delivery and tax event are intentionally delayed. They matter to investors because they affect when new shares may be issued and how executives are motivated—like a paycheck held in escrow that vests over time, influencing potential share dilution and management behavior.
Phantom Stock Units financial
"security_title: Phantom Stock Units"
Phantom stock units are company promises that pay a cash or stock-equivalent award tied to the firm’s share price or value growth, but they do not issue actual shares. Think of them as a bonus check that moves with the stock like a mirror rather than handing over an ownership slice. Investors care because these awards can affect a company’s future cash obligations, executive incentives and reported expenses without causing share dilution.
dividend equivalent reinvestment financial
"Additional phantom stock units acquired pursuant to a dividend equivalent reinvestment feature"
Deferred Compensation Plan for Non-Employee Directors financial
"acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors"
Stock Incentive Plan financial
"allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Stock Incentive Plan"
A stock incentive plan is a company program that gives employees or directors pieces of ownership or the right to buy shares over time, similar to receiving a bonus paid in company stock instead of cash. Investors pay attention because these plans align staff incentives with long‑term company performance but can also dilute existing shareholders and affect reported profits when grants are expensed, so they influence both ownership percentages and financial results.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Nolan Donald A
(Last)(First)(Middle)
C/O APOGEE ENTERPRISES, INC.
4400 WEST 78TH STREET, SUITE 520
(Street)
MINNEAPOLIS MINNESOTA 55435
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
APOGEE ENTERPRISES, INC. [ APOG ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Stock Units(1)06/30/2026A(2)62 (3) (3)Common Stock62$45.7410,675D
Deferred Restricted Stock Units(1)06/30/2026A(4)430 (5) (5)Common Stock430$45.7473,275D
Explanation of Responses:
1. Settled 1-for-1.
2. Additional phantom stock units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.
3. The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.
4. Additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan, the 2019 Non-Employee Director Stock Plan and the 2019 Stock Incentive Plan.
5. The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan, the 2019 Non-Employee Director Stock Plan and the 2019 Stock Incentive Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.
Remarks:
/s/Bryan A. Welp, Attorney-in-Fact for Donald A. Nolan07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did APOG CEO Donald A. Nolan report?

Donald A. Nolan reported acquiring equity-based awards, not open-market trades. He received 430 Deferred Restricted Stock Units and 62 Phantom Stock Units on June 30, 2026, as part of compensation plans tied to Apogee Enterprises common stock.

How many Deferred Restricted Stock Units does APOG’s CEO hold after this Form 4?

After the June 30, 2026 award, Donald A. Nolan holds 73,275 Deferred Restricted Stock Units. These units are designed to be settled in Apogee Enterprises common stock in the future, generally following specific events described in the company’s stock incentive plans.

What are Phantom Stock Units reported in the APOG Form 4 filing?

Phantom Stock Units are bookkeeping entries tied to Apogee’s share value. Nolan acquired 62 such units on June 30, 2026, bringing his Phantom Stock Unit balance to 10,675, with settlement in common stock generally occurring after service ends or other plan-defined events.

Were the APOG CEO’s June 30, 2026 transactions stock purchases or sales?

The reported transactions were grants and accruals, not stock market purchases or sales. They reflect additional Deferred Restricted Stock Units and Phantom Stock Units credited to Donald A. Nolan under company compensation and dividend reinvestment features linked to Apogee’s equity plans.

How are the APOG equity units in this Form 4 settled in the future?

Both Deferred Restricted Stock Units and Phantom Stock Units are designed to settle 1-for-1 in Apogee common stock. Settlement generally occurs after the reporting person’s service ends or upon other events specified in the company’s deferred compensation and stock incentive plans.