Morgan Stanley broker files Form 144 for APO (48,644 shares) — APO

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 reporting proposed sales of 48,644 common shares and related equity awards. The filing lists 32,544 Performance Stock Units (02/12/2025) and two restricted stock vesting entries of 1,355 (02/12/2025) and 14,745 (02/11/2026).

The record includes a cash figure of $6,355,708.29 and an exchange reference to NYSE; the filing lists the broker-dealer name and dates for the awards. Timing and the exact methods of sale are described in the transaction fields of the notice.

Insights

Securities Counsel

Form 144 notifies the market of planned affiliate sales under Rule 144.

Form 144 is an administrative notice required when affiliates propose to sell restricted or control shares; it lists the securities, proposed sale amounts, and broker-dealer details. The filing here cites 32,544 Performance Stock Units and restricted stock vesting of 1,355 and 14,745.

Impact depends on whether the affiliate completes sales and on the sale method; subsequent transfer or Form 4/424 filings would show execution details. Future filings will show whether proceeds of $6,355,708.29 (as listed) are realized.

Key Figures

Proposed common shares: 48,644 shares Cash figure shown: $6,355,708.29 Performance Stock Units: 32,544 units +2 more

5 metrics

Proposed common shares 48,644 shares listed in the securities section

Cash figure shown $6,355,708.29 appears alongside broker and share counts

Performance Stock Units 32,544 units dated 02/12/2025

Restricted stock vesting (1) 1,355 shares vesting date 02/12/2025

Restricted stock vesting (2) 14,745 shares vesting date 02/11/2026

Key Terms

Performance Stock Units, Restricted stock vesting under a registered plan, Form 144

3 terms

Performance Stock Units financial

"Performance Stock Units | Issuer | 32,544 | 02/12/2025"

Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.

Restricted stock vesting under a registered plan regulatory

"Restricted stock vesting under a registered plan | Issuer | 1,355 | 02/12/2025"

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	48644	6355708.29	576517513	05/27/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/12/2025	Performance Stock Units	Issuer			32544	02/12/2025	Services Rendered
Common	02/12/2025	Restricted stock vesting under a registered plan	Issuer			1355	02/12/2025	Services Rendered
Common	02/11/2026	Restricted stock vesting under a registered plan	Issuer			14745	02/11/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the APO Form 144 disclose?

It discloses proposed sales of common stock and equity awards by an affiliate, listing 48,644 shares and award counts. The notice lists broker details, award vesting dates, and a cash figure of $6,355,708.29 associated with the filing.

Do the listed Performance Stock Units mean shares were sold?

No, the listing shows equity awards and vesting dates: 32,544 PSU (02/12/2025) and restricted stock entries. The Form 144 signals intent to sell vested or vesting securities but does not itself record completed sales.

Who is the broker-dealer handling the proposed sale?

The filing names Morgan Stanley Smith Barney LLC (Executive Financial Services, 1 New York Plaza) as the broker-dealer handling the transaction. Broker identity is provided in the notice fields for the proposed sale.

Does the Form 144 show when sales will occur?

The notice lists vesting dates (02/12/2025 and 02/11/2026) and a filing date reference, but it does not fix exact sale execution dates. Completion and method of sale will appear in subsequent transaction filings if executed.