Aprea insider group reports 9.9% stake
Aprea Therapeutics disclosure: reporting persons report beneficial ownership of 1,186,294 shares (9.9% of the class).
Rhea-AI Filing Summary
Aprea Therapeutics disclosure: reporting persons report beneficial ownership of 1,186,294 shares (9.9% of the class). The filing states the total includes 170,753 common shares issuable upon exercise of warrants and excludes 10,155,621 warrants that are not currently exercisable due to beneficial ownership limitations. The filing attributes sole voting power for 1,015,541 shares and sole dispositive power for 1,186,294 shares to the reporting persons, which are AIGH Capital Management LLC, AIGH Investment Partners LLC and Orin Hirschman.
Positive
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Negative
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Insights
Joint holders disclose a near-10% beneficial stake with warrants included and limited exercise capacity.
The filing lists 1,186,294 shares beneficially owned representing 9.9% of the class and shows 170,753 shares issuable upon warrant exercise. It also notes 10,155,621 warrants are presently non-exercisable because of beneficial ownership limits.
This is a standard Rule 13d-1 disclosure clarifying ownership, voting power, and exercise limitations; subsequent filings will show any changes in exercisability or percent ownership.
Disclosure clarifies control and dispositive authority among affiliated entities and an individual.
The report attributes sole voting power for 1,015,541 shares to the reporting persons and identifies the principal business address. The signatures show Orin Hirschman as a reporting person and managing member.
Filing conforms to beneficial ownership reporting standards; changes in warrant exercisability would materially alter reported figures.
Key Figures
Key Terms
beneficial ownership limitations regulatory
sole dispositive power financial
warrants issuable upon exercise financial
FAQ
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What stake does AIGH report in Aprea Therapeutics (APRE)?
Who are the reporting persons named in the APRE Schedule 13G/A?
What voting and dispositive powers are reported for APRE holdings?
Does the APRE filing indicate who signs the report?
AI-generated analysis. How Rhea-AI works. Not financial advice.