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Aptevo Therapeutics (APVO) director exercises RSUs, acquires 400 common shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Aptevo Therapeutics Inc. director Daniel Abdun-Nabi reported an exercise of equity awards. On August 6, 2026, 400 Restricted Stock Units converted into 400 shares of Common Stock on a one-for-one basis. The RSU position was reduced by 400 units to zero, and direct ownership of common stock increased to 400 shares following the transaction.

Positive

  • None.

Negative

  • None.
Insider Abdun-Nabi Daniel
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Unit F1, F2 400 $0.00 $0.00
Exercise Common Stock F1 400 -- --
Holdings After Transaction: Restricted Stock Unit — 0 shares (Direct); Common Stock — 400 shares (Direct)
Footnotes (2)
  1. F1. Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.
  2. F2. On August 6, 2025, the reporting person was granted 7,200 (400 post-split) RSUs, vesting on the first anniversary of the date of grant.
RSUs exercised 400 Restricted Stock Units Derivative transaction on August 6, 2026, code M
RSU exercise price $0.0000 per unit Reported price per RSU for the derivative transaction
Common shares acquired 400 shares Common Stock received upon RSU conversion on August 6, 2026
Common shares held after 400 shares Direct ownership of Aptevo common stock following the transaction
Original RSU grant (post-split) 400 RSUs Granted August 6, 2025; vesting on first anniversary of grant
Original RSU grant (pre-split) 7,200 RSUs Footnote disclosure of grant size before split adjustment
Restricted Stock Unit financial
"Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
derivative security financial
"transaction code "M" described as Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
par value financial
"common stock, $0.001 par value per share, of the Issuer"
Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.
post-split financial
"the reporting person was granted 7,200 (400 post-split) RSUs"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Aptevo Therapeutics (APVO) report for Daniel Abdun-Nabi?

Daniel Abdun-Nabi reported exercising 400 Restricted Stock Units that converted into 400 shares of Aptevo common stock on August 6, 2026. This reflects an equity award conversion rather than an open-market purchase or sale.

How many Aptevo Therapeutics (APVO) shares does Daniel Abdun-Nabi hold after this Form 4?

Following the reported transactions, Daniel Abdun-Nabi directly holds 400 shares of Aptevo Therapeutics common stock. These shares resulted from the conversion of 400 Restricted Stock Units on August 6, 2026.

What happened to the Restricted Stock Units in the Aptevo Therapeutics (APVO) Form 4?

The filing shows that 400 Restricted Stock Units were exercised/converted, reducing the RSU balance to zero. Each RSU converted into one share of Aptevo common stock, consistent with the one-for-one RSU conversion terms.

Were the Aptevo Therapeutics (APVO) insider transactions open-market buys or sells?

No. The transactions are coded “M” for exercise or conversion of derivative security, indicating RSUs converting into common stock. The summary data shows no open-market purchases or sales in this Form 4.

What do the footnotes in the Aptevo Therapeutics (APVO) Form 4 say about the RSUs?

Footnotes state the RSUs convert into common stock on a one-for-one basis and that on August 6, 2025, the reporting person was granted 7,200 RSUs (400 post-split), vesting on the first anniversary of the grant date.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Abdun-Nabi Daniel

(Last)(First)(Middle)
2401 4TH AVENUE
SUITE 1050

(Street)
SEATTLE WASHINGTON 98121

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Aptevo Therapeutics Inc. [ APVO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/06/2026M400A(1)400D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)08/06/2026M400 (2) (2)Common Stock400$00D
Explanation of Responses:
1. Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.
2. On August 6, 2025, the reporting person was granted 7,200 (400 post-split) RSUs, vesting on the first anniversary of the date of grant.
/s/ SoYoung Kwon, Attorney-in-Fact08/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)