Arrive AI Inc. filings document an autonomous delivery technology company with Nasdaq-listed common stock under ARAI and a business built around AI-powered delivery endpoints. Registration statements and amendments describe public offering disclosures, historical financial statements, and securities covered by the registration process.
Arrive AI’s 8-K filings report material events tied to listing compliance, financing arrangements, financial reporting, and governance. Recent disclosures include Nasdaq market-value compliance notices and resolution, non-reliance and restatement matters related to convertible-note accounting, Streeterville Capital pre-paid purchase and registration obligations, Regulation FD releases, and board appointments.
Arrive AI Inc. reported that Stephano Slack LLC resigned as its independent registered public accounting firm effective October 13, 2026, and that Arrive AI engaged M&K effective that date. The Audit Committee approved the change. M&K was engaged to review interim financial statements for the quarter ending September 30, 2026, and audit financial statements for the fiscal year ending December 31, 2026. Stephano Slack’s report for the fiscal year ended December 31, 2025 included an explanatory paragraph regarding substantial doubt about Arrive AI’s ability to continue as a going concern. Arrive AI and Stephano Slack described the separation as amicable and said they intend to cooperate in an orderly transition.
Arrive AI Inc. (ARAI) formed Arrive AI Defense to focus on adapting and advancing its patented autonomous delivery infrastructure and logistics technologies for potential defense, military, diplomatic and national security applications. Chief Strategy Officer Neerav Shah will lead the division.
The division intends to evaluate government funding opportunities, including Small Business Innovation Research and Small Business Technology Transfer programs where eligible, along with research and development awards and prototype agreements. No government funding awards or defense contracts have been announced in connection with the division’s formation, and the company says there is no assurance it will qualify for or receive funding.
Arrive AI Inc. director Michael Todd Fitz was granted 172,811 restricted stock units on October 2, 2026, under the company’s 2023 Equity Incentive Plan. The units are scheduled to vest on September 30, 2027; they do not expire and are canceled if they do not vest before that date.
Arrive AI Inc. director John E. Gallina received a direct award of 172,811 restricted stock units on October 2, 2026, under the company’s 2023 Equity Incentive Plan. The RSUs vest on September 30, 2027, and either vest or are canceled before that date; they do not expire. Gallina’s reported direct post-award position was 172,811 RSUs.
Arrive AI Inc. (ARAI) director Kevin Lewis McAdams acquired a restricted stock unit award covering 172,811 shares of common stock on October 2, 2026. The RSUs vest on September 30, 2027.
Arrive AI Inc. completed a private investment in public equity (PIPE) on October 5, 2026, selling 384,615 common shares and a warrant to buy 384,615 shares for an aggregate purchase price of $250,000, or $0.65 per share and accompanying warrant. It received $250,000 gross before a $5,000 reimbursement of the purchaser’s legal and other offering expenses; net proceeds are intended for general working capital.
The warrant is immediately exercisable at $0.70 per share and expires October 5, 2031; cashless exercise yields a number of shares equal to the otherwise issuable number multiplied by 3.33. Exercise is generally subject to a 4.99% beneficial-ownership cap, adjustable up to 9.99%; an increase takes effect 61 days after notice. Arrive AI agreed to file a resale registration statement within 20 days after closing.
Arrive AI clarified that the shares and warrant were unregistered when issued in an exempt PIPE, correcting the press release’s “registered direct offering” description. The investor expressed interest in evaluating up to $10 million in additional financing, subject to market conditions, registration capacity, regulatory requirements, definitive documentation and company approval; there is no assurance it will be completed.
Arrive AI Inc. (ARAI) said Mark Hamm, its Chief Operating Officer and a member of its Board of Directors, notified the company on September 24, 2026, that he is resigning from both roles effective October 2, 2026. The company stated that his resignation was not the result of any disagreement concerning its operations, policies or practices.
Arrive AI Inc. (ARAI) reported the initial equity holdings of its Chief Financial Officer, Piyush Phadke, in a Form 3. The filing lists 100,000 shares of Common Stock held directly and 1,000,000 Restricted Stock Units (RSUs) that are convertible into Common Stock at an exercise price of $0.00.
According to the disclosures, 100,000 RSUs were granted under an employment agreement dated August 10, 2026 and will vest immediately upon issuance on September 10, 2026. An additional 1,000,000 RSUs vest over four years, with 25% vesting on September 10, 2027 and the remainder vesting in equal quarterly installments thereafter, subject to continued employment; these RSUs do not expire but either vest or are canceled before vesting.