STOCK TITAN

Alexandria (NYSE: ARE) GC forfeits and withholds shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Alexandria Real Estate Equities, Inc. insider filing shows changes in restricted stock holdings by General Counsel & Secretary Clem Jackie B. On January 23, 2026, 1,759 shares of common stock were forfeited from a previously reported restricted stock award.

On the same date, 149 shares were withheld by the issuer at a price of $59.69 per share to cover a tax obligation triggered by restricted stock vesting. After these transactions, Clem Jackie B. directly beneficially owned 52,604 shares of Alexandria common stock.

Positive

  • None.

Negative

  • None.
Insider Clem Jackie B.
Role General Counsel & Secretary
Type Security Shares Price Value
Disposition Common Stock 1,759 $0.00 --
Tax Withholding Common Stock 149 $59.69 $9K
Holdings After Transaction: Common Stock — 52,753 shares (Direct)
Footnotes (1)
  1. Represents the forfeiture of a portion of a restricted stock award previously reported. Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock.
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Clem Jackie B.

(Last) (First) (Middle)
C/O ALEXANDRIA REAL ESTATE EQUITIES, INC
26 NORTH EUCLID AVENUE

(Street)
PASADENA CA 91101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALEXANDRIA REAL ESTATE EQUITIES, INC. [ ARE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
General Counsel & Secretary
3. Date of Earliest Transaction (Month/Day/Year)
01/23/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/23/2026 D 1,759(1) D $0 52,753 D
Common Stock 01/23/2026 F 149(2) D $59.69 52,604 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the forfeiture of a portion of a restricted stock award previously reported.
2. Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock.
Remarks:
/s/ Bill Boyle, Attorney-in-Fact 01/24/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Alexandria Real Estate (ARE) report for Clem Jackie B.?

The filing reports two transactions on January 23, 2026 involving Alexandria Real Estate common stock. 1,759 restricted shares were forfeited from a previously reported award, and 149 shares were withheld by the issuer to satisfy a tax obligation from restricted stock vesting.

Why were 1,759 Alexandria Real Estate (ARE) shares forfeited by Clem Jackie B.?

According to the filing, the 1,759 Alexandria Real Estate common shares represent the forfeiture of a portion of a previously reported restricted stock award. This adjustment relates specifically to that restricted stock grant, rather than to an open-market purchase or sale of common shares.

Why did Alexandria Real Estate (ARE) withhold 149 shares from Clem Jackie B.?

The 149 Alexandria Real Estate common shares were withheld by the issuer to cover a tax obligation realized upon the vesting of restricted stock. Instead of paying taxes in cash, a portion of the vested shares was retained by the company for that purpose.

How many Alexandria Real Estate (ARE) shares does Clem Jackie B. own after these transactions?

After the January 23, 2026 transactions, Clem Jackie B. directly beneficially owned 52,604 shares of Alexandria Real Estate common stock. This figure reflects both the 1,759-share forfeiture and the 149 shares withheld to satisfy the restricted stock-related tax obligation.

What is Clem Jackie B.’s role at Alexandria Real Estate (ARE) according to the filing?

The filing identifies Clem Jackie B. as an officer of Alexandria Real Estate Equities, Inc., serving as General Counsel & Secretary. The report is filed as a single reporting person Form 4, reflecting this individual’s direct beneficial ownership in the company’s common stock.