STOCK TITAN

Alexandria (NYSE: ARE) EVP reports stock forfeiture and tax share withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Alexandria Real Estate Equities, Inc. executive adjusts equity holdings through compensation-related entries. EVP – Cap Market & Co-Lead – LS Hallie E. Kuhn reported the forfeiture of 1,120 shares of common stock on 01/23/2026 from a previously reported restricted stock award. On the same date, 95 shares were withheld by the company at a price of $59.69 per share to cover taxes triggered by restricted stock vesting. After these non-market transactions, Kuhn directly owned 28,152 shares of Alexandria common stock.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kuhn Hallie E.

(Last) (First) (Middle)
C/O ALEXANDRIA REAL ESTATE EQUITIES, INC
26 NORTH EUCLID AVENUE

(Street)
PASADENA CA 91101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALEXANDRIA REAL ESTATE EQUITIES, INC. [ ARE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP - Cap Market & Co-Lead -LS
3. Date of Earliest Transaction (Month/Day/Year)
01/23/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/23/2026 D 1,120(1) D $0 28,247 D
Common Stock 01/23/2026 F 95(2) D $59.69 28,152 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the forfeiture of a portion of a restricted stock award previously reported.
2. Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock.
Remarks:
/s/ Bill Boyle, Attorney-in-Fact 01/27/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did ARE executive Hallie E. Kuhn report?

Hallie E. Kuhn reported two compensation-related entries on 01/23/2026. She forfeited 1,120 shares from a previously reported restricted stock award and had 95 shares withheld by Alexandria Real Estate Equities, Inc. to cover tax obligations from restricted stock vesting.

How many ARE shares does Hallie E. Kuhn own after the reported Form 4?

After the 01/23/2026 transactions, Hallie E. Kuhn directly owns 28,152 shares of Alexandria Real Estate Equities, Inc. common stock. This reflects both the 1,120-share forfeiture and the 95 shares withheld to satisfy tax obligations on restricted stock vesting.

What does the 1,120-share transaction on ARE’s Form 4 represent?

The 1,120-share entry coded “D” represents forfeiture of part of a restricted stock award previously reported for Hallie E. Kuhn. It is a non-cash adjustment to her equity award, reducing the number of restricted shares rather than an open-market sale.

Why were 95 ARE shares withheld in Hallie E. Kuhn’s Form 4 filing?

The 95-share transaction coded “F” reflects shares withheld by Alexandria Real Estate Equities, Inc. at $59.69 per share. These shares were retained by the issuer to satisfy Hallie E. Kuhn’s tax obligations arising from the vesting of restricted stock awards.

Is Hallie E. Kuhn’s ARE Form 4 a market sale of shares?

The Form 4 does not show an open-market sale. It reports forfeiture of 1,120 restricted shares and withholding of 95 shares for taxes related to restricted stock vesting, both internal compensation-related adjustments rather than discretionary trading in the open market.

What is Hallie E. Kuhn’s role at Alexandria Real Estate Equities, Inc.?

Hallie E. Kuhn is an officer of Alexandria Real Estate Equities, Inc., serving as Executive Vice President – Capital Markets and Co-Lead – Life Sciences. Her Form 4 reflects changes in her beneficial ownership of the company’s common stock tied to equity compensation.
Alexandria Real Estate Eq Inc

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