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ARE (ALEXANDRIA REAL ESTATE EQUITIES) EVP reports tax withholding of 1,016 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ALEXANDRIA REAL ESTATE EQUITIES, INC. executive Gary D. Dean reported a routine tax-related share disposition. On March 13, 2026, 1,016 shares of common stock were withheld by the company at $48.41 per share to cover taxes from vesting restricted stock. After this withholding, Dean directly owned 52,157 common shares, indicating he retained a substantial equity position and that the transaction was compensation- and tax-driven rather than an open-market sale.

Positive

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Negative

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Insider Dean Gary D.
Role EVP, Real Estate Legal Affairs
Type Security Shares Price Value
Tax Withholding Common Stock 1,016 $48.41 $49K
Holdings After Transaction: Common Stock — 52,157 shares (Direct)
Footnotes (1)
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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dean Gary D.

(Last) (First) (Middle)
C/O ALEXANDRIA REAL ESTATE EQUITIES, INC
26 NORTH EUCLID AVENUE

(Street)
PASADENA CA 91101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALEXANDRIA REAL ESTATE EQUITIES, INC. [ ARE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Real Estate Legal Affairs
3. Date of Earliest Transaction (Month/Day/Year)
03/13/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/13/2026 F 1,016(1) D $48.41 52,157 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock.
Remarks:
/s/ Bill Boyle, Attorney-in-Fact 03/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did ARE executive Gary D. Dean report in this Form 4?

Gary D. Dean reported a tax-related disposition of 1,016 Alexandria Real Estate Equities common shares. The shares were withheld by the company to satisfy tax obligations triggered when restricted stock vested, rather than being sold in the open market.

Was the ARE Form 4 transaction an open-market sale of shares?

No, the transaction was not an open-market sale. The 1,016 shares were withheld by Alexandria Real Estate Equities to cover taxes due upon vesting of restricted stock, a standard compensation-related mechanism rather than a discretionary sale decision.

How many ARE shares were involved in Gary D. Dean’s tax withholding?

The Form 4 shows that 1,016 shares of Alexandria Real Estate Equities common stock were withheld. The price used was $48.41 per share, reflecting the value applied for the tax obligation linked to the restricted stock vesting.

How many ARE shares does Gary D. Dean hold after this transaction?

Following the tax withholding, Gary D. Dean directly owned 52,157 shares of Alexandria Real Estate Equities common stock. This indicates the transaction affected only a small portion of his holdings and was limited to covering tax liabilities from vested restricted stock.

What does transaction code "F" mean in this ARE Form 4 filing?

Transaction code “F” in the Form 4 indicates payment of an exercise price or tax liability by delivering securities. In this case, Alexandria Real Estate Equities withheld 1,016 shares from Gary D. Dean to satisfy taxes due on vested restricted stock.

What role does Gary D. Dean hold at Alexandria Real Estate Equities (ARE)?

Gary D. Dean serves as Executive Vice President, Real Estate Legal Affairs at Alexandria Real Estate Equities. His Form 4 filing reflects a compensation-related tax withholding event connected to vested restricted stock rather than a voluntary market trade in ARE shares.