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[Form 4] ALEXANDRIA REAL ESTATE EQUITIES, INC. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ALEXANDRIA REAL ESTATE EQUITIES, INC. Co-Chief Operating Officer Joseph Hakman reported a routine tax-related share disposition. On the transaction date, 2,029 shares of common stock were withheld by the company to satisfy a tax obligation triggered by the vesting of restricted stock. This was not an open-market sale. After this withholding, Hakman directly owned 66,846 shares of common stock.

Positive

  • None.

Negative

  • None.

Insights

Routine tax withholding on vested stock; no open-market trading signal.

The filing shows Co-Chief Operating Officer Joseph Hakman had 2,029 common shares withheld at $48.41 per share to cover taxes on vested restricted stock. Code F and the footnote confirm this is a compensation-driven, mechanical event rather than a market trade.

Following the withholding, Hakman directly holds 66,846 common shares, indicating the transaction affected only a small portion of his position. There are no derivative positions listed, and no indication of a discretionary purchase or sale, so this event is best viewed as administratively neutral.

Insider Hakman Joseph
Role Co-Chief Operating Officer
Type Security Shares Price Value
Tax Withholding Common Stock 2,029 $48.41 $98K
Holdings After Transaction: Common Stock — 66,846 shares (Direct)
Footnotes (1)
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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hakman Joseph

(Last) (First) (Middle)
C/O ALEXANDRIA REAL ESTATE EQUITIES, INC
26 NORTH EUCLID AVENUE

(Street)
PASADENA CA 91101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALEXANDRIA REAL ESTATE EQUITIES, INC. [ ARE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Co-Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/13/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/13/2026 F 2,029(1) D $48.41 66,846 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock.
Remarks:
/s/ Bill Boyle, Attorney-in-Fact 03/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did ARE executive Joseph Hakman report in this Form 4 filing?

Joseph Hakman reported a tax-related share disposition. 2,029 ARE common shares were withheld by the company to cover taxes due on vested restricted stock, a standard equity-compensation event rather than an open-market trade.

Was the ARE Form 4 for Joseph Hakman an open-market stock sale?

No, the Form 4 does not show an open-market sale. It reports 2,029 shares withheld under code F to satisfy a tax obligation from restricted stock vesting, meaning the shares were retained by the issuer rather than sold in the market.

How many ARE shares were withheld for taxes from Joseph Hakman?

The filing shows 2,029 shares of Alexandria Real Estate Equities common stock were withheld. These shares covered Hakman’s tax liability arising from the vesting of restricted stock, consistent with typical equity compensation practices for senior executives.

How many ARE shares does Joseph Hakman hold after this Form 4 transaction?

After the tax-withholding transaction, Joseph Hakman directly holds 66,846 shares of Alexandria Real Estate Equities common stock. This indicates the withheld amount represents a relatively small portion of his total direct equity position in the company.

What does transaction code F mean in the ARE Form 4 for Joseph Hakman?

Code F indicates shares were disposed of to pay an exercise price or tax liability. Here, 2,029 ARE shares were withheld by the issuer to satisfy taxes from restricted stock vesting, a non-market, administrative equity-compensation event.