STOCK TITAN

ARE (ARE) Executive Chairman forfeits 49,746 restricted shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Alexandria Real Estate Equities, Inc. Executive Chairman Marcus Joel S reported the forfeiture of restricted stock previously granted as equity compensation. On 01/22/2026, he forfeited 14,671 shares of common stock at a stated price of $0 per share, leaving him with 572,799 directly held shares. On 01/23/2026, he forfeited an additional 35,075 shares at a stated price of $0 per share, after which he directly owned 537,724 shares of Alexandria Real Estate Equities common stock. A footnote explains these transactions represent the forfeiture of a portion of a restricted stock award that had been reported earlier.

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Insider MARCUS JOEL S
Role Executive Chairman
Type Security Shares Price Value
Disposition Common Stock 35,075 $0.00 --
Disposition Common Stock 14,671 $0.00 --
Holdings After Transaction: Common Stock — 537,724 shares (Direct)
Footnotes (1)
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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MARCUS JOEL S

(Last) (First) (Middle)
C/O ALEXANDRIA REAL ESTATE EQUITIES, INC
26 NORTH EUCLID AVENUE

(Street)
PASADENA CA 91101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALEXANDRIA REAL ESTATE EQUITIES, INC. [ ARE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Chairman
3. Date of Earliest Transaction (Month/Day/Year)
01/22/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/22/2026 D 14,671(1) D $0 572,799 D
Common Stock 01/23/2026 D 35,075(1) D $0 537,724 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the forfeiture of a portion of a restricted stock award previously reported.
Remarks:
/s/ Bill Boyle, Attorney-in-Fact 01/24/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity did ARE Executive Chairman Marcus Joel S report?

He reported two forfeitures of previously granted restricted stock, totaling 49,746 shares of Alexandria Real Estate Equities, Inc. common stock over two days.

On what dates did the ARE restricted stock forfeitures occur?

The forfeitures occurred on 01/22/2026 for 14,671 shares and 01/23/2026 for 35,075 shares of common stock.

What was the reported price for the forfeited ARE shares?

Both forfeitures were reported at a price of $0 per share, consistent with the treatment of forfeited restricted stock awards.

How many ARE shares does Marcus Joel S hold after these transactions?

Following the 01/23/2026 forfeiture, he directly holds 537,724 shares of Alexandria Real Estate Equities, Inc. common stock.

Does this ARE Form 4 indicate an open-market sale by the Executive Chairman?

No. A footnote states the transactions represent the forfeiture of a portion of a restricted stock award that was previously reported, not an open-market sale.

What roles does Marcus Joel S have at Alexandria Real Estate Equities, Inc. (ARE)?

He is reported as both a Director and an Officer, serving as Executive Chairman of Alexandria Real Estate Equities, Inc.