ARE officer forfeits 3,344 restricted stock shares

Alexandria Real Estate Equities, Inc. Chief Accounting Officer Gavinet Andres reported two stock disposals dated January 23, 2026.

Accepted by SEC EDGAR 01/27/2026 - 04:44 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Alexandria Real Estate Equities, Inc. Chief Accounting Officer Gavinet Andres reported two stock disposals dated January 23, 2026. The filing shows a disposition of 3,344 shares of common stock coded "D," which the notes explain is the forfeiture of a portion of a previously reported restricted stock award.

The filing also reports 283 shares of common stock coded "F" at a price of $59.69 per share, representing shares withheld by the issuer to satisfy a tax obligation triggered by the vesting of restricted stock. After these transactions, Andres directly beneficially owns 80,202 shares of Alexandria Real Estate Equities, Inc. common stock.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Gavinet Andres

Role Chief Accounting Officer

Type	Security	Shares	Price	Value
Disposition	Common Stock	3,344	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	283	$59.69	$17K

Holdings After Transaction: Common Stock — 80,202 shares (Direct)

Holdings Before and After: Common Stock, 83,829 to 80,202 shares (Direct)

Footnotes (2)

1. F1. Represents the forfeiture of a portion of a restricted stock award previously reported.
2. F2. Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock.

FAQ

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What insider transactions did ARE Chief Accounting Officer Gavinet Andres report?

Gavinet Andres reported two dispositions of Alexandria Real Estate Equities, Inc. common stock on January 23, 2026. One involved forfeiting 3,344 restricted shares, and the other withheld 283 shares to cover taxes due upon restricted stock vesting.

How many ARE shares does Gavinet Andres own after the January 23, 2026 transactions?

After the reported transactions, Gavinet Andres directly beneficially owns 80,202 shares of Alexandria Real Estate Equities, Inc. common stock. This balance reflects both the 3,344-share forfeiture and the 283 shares withheld to satisfy a tax obligation on vested restricted stock.

What does the 3,344-share disposition by ARE’s CAO represent?

The 3,344-share disposition represents the forfeiture of part of a restricted stock award previously reported for Gavinet Andres. According to the footnote, these shares were not sold on the market but were forfeited as part of the award’s terms.

Why were 283 ARE shares withheld in Gavinet Andres’ Form 4 filing?

The 283 shares of Alexandria Real Estate Equities, Inc. common stock were withheld by the issuer to satisfy a tax obligation. This tax liability arose when restricted stock vested, and the shares were retained instead of being delivered to the reporting person.

Were Gavinet Andres’ ARE transactions direct or through another entity?

Both transactions are reported as directly held by Gavinet Andres. The Form 4 lists ownership as "D" for direct, with no indication of an intermediary entity or indirect nature of ownership in the transaction details or footnotes.

What do the transaction codes D and F mean in the ARE Form 4?

Code "D" indicates a disposition of securities, here tied to the forfeiture of restricted stock. Code "F" indicates shares withheld to satisfy tax obligations on equity awards, which in this case were 283 shares withheld upon vesting of restricted stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gavinet Andres

(Last) (First) (Middle)

C/O ALEXANDRIA REAL ESTATE EQUITIES, INC

26 NORTH EUCLID AVENUE

(Street)

PASADENA CA 91101

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ALEXANDRIA REAL ESTATE EQUITIES, INC. [ ARE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
01/23/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/23/2026		D		3,344(1)	D	$0	80,485	D
Common Stock	01/23/2026		F		283(2)	D	$59.69	80,202	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the forfeiture of a portion of a restricted stock award previously reported.

2. Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock.

Remarks:

	/s/ Bill Boyle, Attorney-in-Fact	01/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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