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Arhaus (ARHS) director Alton Doody reports RSU grant and share vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Arhaus, Inc. director Alton F. Doody III reported equity compensation activity involving Class A Common Stock. On May 15, 2026, he exercised derivative awards so that 16,110 Restricted Stock Units and 832 Dividend Equivalent Rights converted into the same number of Class A shares at a price of $0.00 per share. On May 14, 2026, he also received a new grant of 22,960 Restricted Stock Units, each representing a contingent right to one Class A share that vests on the first anniversary of the grant, subject to his continued service. These are compensation-related grants and vesting events, not open-market purchases or sales.

Positive

  • None.

Negative

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Insider Doody Alton F III
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 16,110 $0.00 --
Exercise Dividend Equivalent Rights 832 $0.00 --
Exercise Class A Common Stock 16,110 $0.00 --
Exercise Class A Common Stock 832 $0.00 --
Grant/Award Restricted Stock Units 22,960 $0.00 --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Dividend Equivalent Rights — 0 shares (Direct, null); Class A Common Stock — 89,781 shares (Direct, null)
Footnotes (1)
  1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting. Each Dividend Equivalent Right represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting. Shares of Class A Common Stock underlying the RSUs vested on May 15, 2026. Subject to the Reporting Person's continuous service to the Issuer, the Dividend Equivalent Rights vest proportionately with the RSUs to which they relate. Subject to the Reporting Person's continuous service to the Issuer, the RSUs vest on the first anniversary of the transaction date.
RSUs vested 16,110 shares Restricted Stock Units converting to Class A Common Stock on May 15, 2026
Dividend Equivalent Rights vested 832 shares Dividend Equivalent Rights converting to Class A Common Stock on May 15, 2026
New RSU grant 22,960 units Restricted Stock Units granted on May 14, 2026 tied to Class A Common Stock
Exercise/vesting price $0.00 per share Price for RSU and Dividend Equivalent Right conversions on May 15, 2026
Total derivative exercises 16,942 shares ExerciseShares in transaction summary for derivative exercises (M code)
Exercise events 2 transactions ExerciseCount for derivative exercises in transaction summary
Restricted Stock Units financial
"Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Dividend Equivalent Rights financial
"Each Dividend Equivalent Right represents a contingent right to receive one share of Class A Common Stock"
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
Class A Common Stock financial
"Shares of Class A Common Stock underlying the RSUs vested on May 15, 2026."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
continuous service financial
"subject to the Reporting Person's continuous service to the Issuer at the time of vesting."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Doody Alton F III
(Last)(First)(Middle)
C/O ARHAUS, INC.
51 E. HINES HILL ROAD
(Street)
BOSTON HEIGHTS OHIO 44236
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Arhaus, Inc. [ ARHS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/14/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock05/15/2026M16,110A$0(1)89,781D
Class A Common Stock05/15/2026M832A$0(2)90,613D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/15/2026M16,110 (3) (3)Class A Common Stock16,110$00D
Dividend Equivalent Rights(2)05/15/2026M832 (4) (4)Class A Common Stock832$00D
Restricted Stock Units(1)05/14/2026A22,960 (5) (5)Class A Common Stock22,960$022,960D
Explanation of Responses:
1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting.
2. Each Dividend Equivalent Right represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting.
3. Shares of Class A Common Stock underlying the RSUs vested on May 15, 2026.
4. Subject to the Reporting Person's continuous service to the Issuer, the Dividend Equivalent Rights vest proportionately with the RSUs to which they relate.
5. Subject to the Reporting Person's continuous service to the Issuer, the RSUs vest on the first anniversary of the transaction date.
Remarks:
/s/ Christian Sedor, Attorney-in-Fact05/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Arhaus (ARHS) director Alton F. Doody III report?

Alton F. Doody III reported equity compensation activity, including vesting of Restricted Stock Units and Dividend Equivalent Rights into Class A Common Stock and a new grant of Restricted Stock Units. All events occurred in mid-May 2026 at a price of $0.00 per share.

How many Arhaus (ARHS) Restricted Stock Units vested for Alton F. Doody III?

On May 15, 2026, 16,110 Restricted Stock Units vested for Alton F. Doody III, converting into 16,110 shares of Arhaus Class A Common Stock. The RSUs vested pursuant to previously granted awards, subject to his continuous service at the time of vesting.

What new equity award did Alton F. Doody III receive from Arhaus (ARHS)?

On May 14, 2026, Alton F. Doody III received a grant of 22,960 Restricted Stock Units tied to Arhaus Class A Common Stock. Each RSU represents a contingent right to one share and vests on the first anniversary of the grant, assuming continued service.

Were there any open-market stock purchases or sales by Alton F. Doody III in this Arhaus (ARHS) filing?

No open-market purchases or sales were reported. The Form 4 shows derivative exercises and a grant at a transaction price of $0.00 per share, reflecting compensation-related vesting and awards rather than market trading activity in Arhaus Class A Common Stock.

What are Dividend Equivalent Rights in the Arhaus (ARHS) Form 4 for Alton F. Doody III?

Dividend Equivalent Rights are awards that convert into shares of Class A Common Stock. In this filing, 832 Dividend Equivalent Rights converted into 832 shares on May 15, 2026, vesting proportionately with related Restricted Stock Units, conditioned on Alton F. Doody III’s continuous service.

When do the newly granted Arhaus (ARHS) RSUs to Alton F. Doody III vest?

The 22,960 Restricted Stock Units granted on May 14, 2026 vest on the first anniversary of the grant date. Vesting is subject to Alton F. Doody III’s continuous service to Arhaus, after which each RSU delivers one share of Class A Common Stock.