Apollo Commercial Real Estate Finance (ARI) SEC Filings

Apollo Commercial Real Estate Finance, Inc. (ARI) CFO, Treasurer and Secretary Anastasia G. Mironova had 19,437 common shares withheld on November 2, 2026, at a reported $2.33 per share to satisfy minimum tax withholding obligations tied to vested restricted stock units. Her direct common-stock holdings after the transaction were 55,844 shares.

Apollo Commercial Real Estate Finance, Inc. is the issuer in an amended ownership report by Vanguard Capital Management, which reports beneficial ownership of 4,538,089 common shares, or 3.53% of the class, as of September 30, 2026.

The reported position includes securities held by Vanguard funds and client accounts over which Vanguard Capital Management and specified affiliates exercise voting or dispositive power. My Trieu-Gatt signed as Authorized Signatory, Head of Global Fund Administration.

Apollo Commercial Real Estate Finance, Inc. (ARI) submitted a Form 25 notification for removal of its common stock, $0.01 par value, from listing on the New York Stock Exchange and registration under Section 12(b).

Apollo Commercial Real Estate Finance, Inc. (ARI) is the issuer named in an amended ownership report by Millennium Management LLC, Millennium Group Management LLC and Israel A. Englander. Each cover page reports shared voting and dispositive power over 4,686,105 shares, or 3.6% of the class; the repeated figures describe the same reported position, not three separate blocks. Sole voting and dispositive power are each listed as zero.

The report says the shares are held by entities subject to voting control and investment discretion by Millennium Management LLC and/or other investment managers that may be controlled by Millennium Group Management LLC and Englander. It says the disclosure is not, in itself, an admission of beneficial ownership by the reporting persons.

Apollo Commercial Real Estate Finance, Inc. (ARI) is implementing its Plan of Complete Liquidation and Dissolution, which stockholders approved on September 29, 2026. ARI expects to file a Form 25 on or about October 27, 2026, and expects November 6, 2026, to be the last day its shares trade on the NYSE.

After delisting, ARI will transfer its remaining assets and liabilities to a Maryland statutory trust, expects to deregister with the SEC on November 9, 2026, and will terminate its existence by voluntary dissolution. ARI intends to distribute trust beneficial interests to stockholders one-for-one. Those interests will not trade on an exchange and generally will not be transferable, subject to limited exceptions. The trust will liquidate assets and, after satisfying or providing for liabilities, distribute assets or proceeds; its board of trustees will determine the amount and timing of additional distributions in its sole discretion. ARI plans to sell assets in an orderly fashion and return net proceeds and cash on hand, subject to liabilities and reserves.

Apollo Commercial Real Estate Finance, Inc. (ARI) stockholders approved the company's dissolution, liquidation of its assets and winding up under the Plan of Complete Liquidation and Dissolution. At the September 29, 2026 special meeting, 73,456,215 common shares were represented, approximately 57.1% of issued and outstanding shares entitled to vote. The dissolution proposal received 72,217,727 votes for, 799,088 against and 439,400 abstentions. Stockholders also approved, on an advisory, non-binding basis and subject to approval of dissolution, compensation that may become payable to named executive officers in connection with the plan; it received 68,240,751 votes for, 4,229,423 against and 986,035 abstentions.

On September 29, 2026, the company, its subsidiary ACREFI Operating, LLC, and manager ACREFI Management, LLC entered into a Termination Agreement. The management agreement will terminate when the company's articles of dissolution are accepted for record by Maryland's State Department of Assessments and Taxation and become effective. The Manager waived any termination fee, and the company agreed to pay accrued unpaid compensation and expenses for which the Manager is entitled to reimbursement under the agreement.

Apollo Commercial Real Estate Finance, Inc. (ARI) has indefinitely suspended its Direct Stock Purchase and Dividend Reinvestment Plan (the “Plan”). The suspension will commence on September 29, 2026, and ARI may terminate the Plan at a later date.

The last direct stock purchases under the Plan will occur on September 28, 2026, and the last recurring ACH debit will be on September 25, 2026, with those funds included in the final purchases. After the suspension, future ARI dividend payments will be paid in cash, and funds received on or after September 28, 2026 for stock purchases will be returned to participants by Equiniti Trust Company, LLC.

A director of Apollo Commercial Real Estate Finance, Inc. (ARI), Michael Salvati, reported two open-market sales of common stock on 2026-08-25 totaling 960 shares at $6.86 per share. An 835-share sale from a spouse’s IRA eliminated his indirect holdings, while a 125-share sale from a joint account left him with 162,417 directly held shares. The trades were not reported as made under a Rule 10b5-1 trading plan.

Apollo Commercial Real Estate Finance, Inc. (symbol ARI) is the issuer for a planned resale of its common stock reported by director Michael Salvati under Rule 144. The notice covers a total of 960 shares, to be sold through Charles Schwab Corp on the NYSE after the notice date of August 25, 2026.

The shares consist of 835 shares held in an account for Charlotte Rubinstein (spouse) and 125 shares held in an account for Vincent Salvati (son), with sales described as open market transactions for cash.