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Arlo (ARLO) general counsel logs stock award and tax-driven share sale

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Arlo Technologies' general counsel Brian Busse reported two stock transactions involving the company’s common stock. On February 27, 2026, he acquired 13,005 shares through a grant or award at a stated price of $0.0000 per share, bringing his holdings to 565,855 shares.

On March 3, 2026, Busse executed an open-market sale of 6,966 shares of common stock at a weighted average price of $14.9281 per share, leaving him with 558,889 shares held directly. A footnote explains that these shares were sold solely to satisfy estimated tax withholding obligations upon settlement of restricted stock units, indicating the sale was not a discretionary portfolio trade.

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Insider Busse Brian
Role GENERAL COUNSEL
Sold 6,966 shs ($104K)
Type Security Shares Price Value
Sale Common Stock 6,966 $14.9281 $104K
Grant/Award Common Stock 13,005 $0.00 --
Holdings After Transaction: Common Stock — 558,889 shares (Direct)
Footnotes (1)
  1. Represents shares sold to satisfy estimated tax withholding obligations upon the settlement of restricted stock units. The weighted average sale price for the transaction reported was $14.9281, and the range of prices were between $14.89 and $14.9285. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Busse Brian
(Last) (First) (Middle)
5770 FLEET STREET
(Street)
CARLSBAD CA 92008
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Arlo Technologies, Inc. [ ARLO ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
GENERAL COUNSEL
3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/27/2026 A 13,005 A $0 565,855 D
Common Stock 03/03/2026 S(1) 6,966 D $14.9281(2) 558,889 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares sold to satisfy estimated tax withholding obligations upon the settlement of restricted stock units.
2. The weighted average sale price for the transaction reported was $14.9281, and the range of prices were between $14.89 and $14.9285. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
/s/ Brian Busse 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did Arlo (ARLO) executive Brian Busse report in this Form 4?

Brian Busse reported one stock award and one stock sale involving Arlo common shares. He received 13,005 shares as a grant, then sold 6,966 shares to cover tax withholding obligations tied to restricted stock unit settlement.

How many Arlo (ARLO) shares did Brian Busse sell and at what price?

Brian Busse sold 6,966 shares of Arlo common stock. The weighted average sale price was $14.9281 per share, with individual trade prices ranging between $14.89 and $14.9285, according to the detailed pricing footnote in the disclosure.

Why were some Arlo (ARLO) shares sold by Brian Busse in this filing?

The filing states the 6,966 shares were sold to satisfy estimated tax withholding obligations from the settlement of restricted stock units. This indicates the sale was driven by tax requirements associated with equity compensation rather than a discretionary portfolio decision.

What stock award did Arlo (ARLO) general counsel Brian Busse receive?

Brian Busse received a grant or award of 13,005 shares of Arlo common stock on February 27, 2026. The award is reported at a price of $0.0000 per share, reflecting equity compensation rather than a market purchase transaction.

How many Arlo (ARLO) shares does Brian Busse hold after these transactions?

After the reported transactions, Brian Busse directly holds 558,889 shares of Arlo common stock. This balance reflects the 13,005-share award credited first and the subsequent 6,966-share sale executed to cover tax withholding obligations tied to restricted stock unit settlement.

What pricing details were disclosed for Brian Busse’s Arlo (ARLO) share sale?

The filing reports a weighted average sale price of $14.9281 per share for the 6,966 shares sold. It notes that individual trades occurred between $14.89 and $14.9285, and that full trade-level pricing information is available upon request to appropriate parties.