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Arlo Technologies Board Member Strengthens Position with Major Stock Grant

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Arlo Technologies (ARLO) Director Catriona M. Fallon received a grant of 10,520 restricted stock units (RSUs) on June 20, 2025, as part of the company's 2018 Equity Incentive Plan. The RSUs were awarded at $0 cost and will vest at the 2026 annual stockholders meeting.

Following this transaction, Fallon now beneficially owns 98,097 shares directly. This Form 4 filing details changes in insider ownership pursuant to SEC regulations. Key transaction details:

  • Transaction Type: RSU Grant (Code A)
  • Ownership Type: Direct
  • Each RSU converts to one common share upon vesting
  • Filing was completed by Attorney-in-Fact Brian Busse on June 23, 2025

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fallon Catriona M.

(Last) (First) (Middle)
C/O ARLO TECHNOLOGIES, INC.
5770 FLEET STREET

(Street)
CARLSBAD CA 92008

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Arlo Technologies, Inc. [ ARLO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/20/2025 A(1) 10,520 A $0 98,097 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2018 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest on the date of the 2026 annual meeting of stockholders of Arlo Technologies, Inc.
/s/ Brian Busse, Attorney-in-Fact 06/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many ARLO shares did Director Catriona Fallon acquire on June 20, 2025?

Director Catriona Fallon acquired 10,520 restricted stock units (RSUs) of ARLO on June 20, 2025. These RSUs were granted under the company's 2018 Equity Incentive Plan at a price of $0.

When will Catriona Fallon's ARLO RSUs vest?

The RSUs granted to Catriona Fallon will vest on the date of ARLO Technologies' 2026 annual meeting of stockholders.

How many ARLO shares does Catriona Fallon own after the June 20, 2025 transaction?

Following the reported transaction, Catriona Fallon beneficially owns 98,097 shares of ARLO Technologies stock directly (Form: D).

What type of insider is Catriona Fallon at ARLO Technologies?

According to the Form 4 filing, Catriona Fallon serves as a Director on ARLO Technologies' board, as indicated by the 'X' marked in the Director box under the Relationship of Reporting Person(s) to Issuer section.
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