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ARLP (ARLP) COO reports 34,080-unit vesting and tax withholding

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ALLIANCE RESOURCE PARTNERS LP senior vice president and COO Thomas M. Wynne reported equity award activity involving restricted and common units. On February 17, 2026, 34,080 restricted units were exercised into 34,080 common units at a stated unit price of $24.37, with no cash paid on exercise.

To cover related tax liabilities, 15,228 common units were withheld at $24.37 per unit as a tax-withholding disposition, leaving Wynne with 908,886.9292 common units held directly after these transactions. In addition, 324,649 common units are held indirectly by Wynne Family LP and 99,745 common units are held through trusts associated with the Wynne family.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WYNNE THOMAS M

(Last) (First) (Middle)
1717 S. BOULDER AVENUE
SUITE 400

(Street)
TULSA OK 74119

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALLIANCE RESOURCE PARTNERS LP [ ARLP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SENIOR VICE PRESIDENT AND COO
3. Date of Earliest Transaction (Month/Day/Year)
02/17/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common unit 02/17/2026 M 34,080 A (1) 924,114.9292 D(2)
Common unit 02/17/2026 F 15,228 D $24.37(3) 908,886.9292 D(2)
Common units 324,649 I By Wynne Family LP(4)
Common units 99,745 I By Trust(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted unit (1) 02/17/2026 M 34,080 02/17/2026 (6) Common unit 34,080 (1) 0 D
Explanation of Responses:
1. The restricted units were issued on February 17, 2026 based upon an ARLP unit price of $24.37.
2. Units held by the Thomas M. Wynne Revocable Trust, which Mr. Wynne is trustee.
3. Upon issuance, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $24.37.
4. Units held by Wynne Family LP.
5. Units held by the Thomas M. Wynne Family Trust. Thomas P. Wynne is the trustee of the trust.
6. Not applicable
/s/ Thomas M. Wynne by Kenneth Hemm, pursuant to power of attorney dated April 11, 2013 02/19/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did ARLP executive Thomas M. Wynne report on February 17, 2026?

Thomas M. Wynne reported an equity award vesting and related tax withholding. He exercised 34,080 restricted units into 34,080 common units, then had 15,228 common units withheld at $24.37 per unit to satisfy tax liabilities tied to the vesting.

How many ALLIANCE RESOURCE PARTNERS (ARLP) units does Thomas M. Wynne hold directly after these Form 4 transactions?

After the reported transactions, Wynne holds 908,886.9292 ARLP common units directly. This balance reflects the conversion of 34,080 restricted units into common units and the withholding of 15,228 units to cover tax obligations at a vesting price of $24.37.

Were any of Thomas M. Wynne’s ARLP units sold on the open market in this Form 4 filing?

The filing shows a tax-withholding disposition, not an open-market sale. 15,228 common units were delivered at $24.37 per unit to satisfy tax liabilities related to vesting, which is different from a discretionary sale on the open market.

What ARLP units related to Thomas M. Wynne are held indirectly through family entities and trusts?

ARLP units are also held through family-related entities. The Form 4 lists 324,649 common units held by Wynne Family LP and 99,745 common units held by the Thomas M. Wynne Revocable Trust and the Thomas M. Wynne Family Trust, in addition to his direct holdings.

What is the significance of the $24.37 price in Thomas M. Wynne’s ARLP Form 4 filing?

The $24.37 price is the ARLP unit value used for the award and tax calculations. Restricted units were issued based on a unit price of $24.37, and common units withheld for taxes were also valued at $24.37 per unit in the transaction details.

How many ARLP restricted units were involved in Thomas M. Wynne’s February 2026 Form 4?

The Form 4 reports 34,080 restricted units being converted. These restricted units were issued based on an ARLP unit price of $24.37 and were exercised into an equal number of common units as part of the executive’s equity compensation activity.
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