Every Form 4 that Alliance Resource Partners LP (ARLP) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow ARLP and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full ARLP filings page.
ALLIANCE RESOURCE PARTNERS LP (ARLP) director Ronna R. McDaniel reported buying ARLP common units. On 2026-08-18, she purchased 69.74 common units at $25.81 per unit in an open-market or private transaction, increasing her direct holdings to 3,069.74 units. The transaction was not made under a Rule 10b5-1 trading plan.
Alliance Resource Partners LP director Ronna R. McDaniel purchased 3,000 common units in an open-market transaction on July 31, 2026 at $26.115 per unit. After this trade, she directly owns 3,000 common units of ARLP.
ALLIANCE RESOURCE PARTNERS LP senior vice president and COO Thomas M. Wynne reported equity award activity involving restricted and common units. On February 17, 2026, 34,080 restricted units were exercised into 34,080 common units at a stated unit price of $24.37, with no cash paid on exercise.
To cover related tax liabilities, 15,228 common units were withheld at $24.37 per unit as a tax-withholding disposition, leaving Wynne with 908,886.9292 common units held directly after these transactions. In addition, 324,649 common units are held indirectly by Wynne Family LP and 99,745 common units are held through trusts associated with the Wynne family.
ALLIANCE RESOURCE PARTNERS LP senior vice president of sales Timothy J. Whelan reported equity transactions involving restricted and common units. On February 17, 2026, he exercised 29,211 restricted units for 29,211 common units at a stated price of $24.37 per unit. In connection with this vesting, 13,110 common units at $24.37 per unit were surrendered to cover tax liabilities, leaving him with 109,951 common units held directly.
ALLIANCE RESOURCE PARTNERS LP senior vice president Mark Allen Watson reported equity award activity involving restricted and common units. On February 17, 2026, he exercised 12,317 restricted units into 12,317 common units at a price of $24.37 per unit, recorded as a derivative exercise.
To satisfy associated tax obligations at the vesting price of $24.37, 5,711 common units were disposed of through a tax-withholding transaction rather than an open-market sale. After these transactions, he directly held 45,277 common units of the partnership.
Alliance Resource Partners LP senior vice president Kirk Tholen reported equity compensation activity on February 17, 2026. 34,080 restricted units were converted into the same number of common units at no cash cost, and 15,200 common units were withheld to satisfy tax liability at a vesting price of $24.37 per unit. Following these transactions, Tholen directly holds 172,657 common units of Alliance Resource Partners LP.
Alliance Resource Partners LP senior vice president and CFO Cary P. Marshall reported equity award activity involving restricted and common units. On February 17, 2026, 30,945 restricted units were exercised into common units at a reference price of $24.37, with the resulting common units held by the Cary P. Marshall Revocable Trust.
To cover tax liabilities, 13,880 common units were delivered back at the same $24.37 vesting price, reducing the trust’s post-transaction holdings to 1,017,728 common units. Separately, an affiliated entity, Marshall Children LLC, is shown as indirectly holding 93,125 common units.
ALLIANCE RESOURCE PARTNERS LP executive Megan J. Cordle reported equity award activity involving partnership units. She exercised or converted 6,086 restricted units into 6,086 common units on February 17, 2026 at a stated unit price of $24.37, reflecting the vesting of those awards.
To cover related tax liabilities, 2,992 common units were disposed of through a tax-withholding transaction at $24.37 per unit, rather than an open market sale. After these transactions, Cordle directly held 48,442 common units, showing her continuing equity stake in the partnership.
Alliance Resource Partners senior vice president and COO Thomas M. Wynne reported an equity award of 34,080 restricted units on January 27, 2026. The compensation committee confirmed that vesting requirements for 2023 Long-Term Incentive Plan grants were satisfied, and the restricted units vested effective January 1, 2026 on a 1-for-1 basis into common units.
Following this event, Wynne holds 890,034.9292 common units directly, 324,649 common units indirectly through Wynne Family LP, and 99,745 common units indirectly through family trusts, in addition to the 34,080 restricted units reported as a derivative holding.
Alliance Resource Partners Senior Vice President of Sales Timothy J. Whelan reported an equity award of restricted units. On January 27, 2026, he was credited with 29,211 restricted units, which convert into common units on a 1-for-1 basis under the Long-Term Incentive Plan.
The Compensation Committee determined on that date that vesting requirements for 2023 grants had been satisfied, and the restricted units vested effective January 1, 2026. Following these transactions, Whelan directly holds 93,850 common units and 29,211 restricted units.
Alliance Resource Partners senior vice president of operations and technology Mark Allen Watson reported equity compensation activity. On January 27, 2026, he was credited with 12,317 restricted units, which are convertible into common units on a 1-for-1 basis.
The Compensation Committee determined that vesting requirements for grants issued in 2023 under the Long-Term Incentive Plan had been satisfied, and those restricted units vested effective January 1, 2026. Following the reported transactions, Watson directly beneficially owned 38,671 common units of Alliance Resource Partners.
Alliance Resource Partners senior vice president Kirk Tholen reported an equity award linked to earlier grants under the company’s Long-Term Incentive Plan. On January 27, 2026, the Compensation Committee confirmed that vesting requirements for 2023 grants were satisfied and finalized 34,080 restricted units.
The restricted units vested effective January 1, 2026 and are convertible into common units on a 1-for-1 basis153,777 common units and 34,080 derivative restricted units of Alliance Resource Partners.
Alliance Resource Partners senior VP and CFO Cary P. Marshall reported an equity award of 30,945 restricted units on January 27, 2026. The Compensation Committee determined that vesting requirements for grants issued in 2023 under the Long-Term Incentive Plan had been satisfied, and the number of restricted units was finalized.
The restricted units vested effective January 1, 2026 and are convertible on a 1-for-1 basis into common units. Following this event, Marshall had indirect beneficial ownership of 1,000,663 common units held by the Cary P. Marshall Revocable Trust dated November 15, 1998 and 93,125 common units held by Marshall Children LLC c/o Cindy Marshall.
Alliance Resource Partners executive Megan J. Cordle reported an equity award tied to prior long-term incentives. On January 27, 2026, she acquired 6,086 restricted units at no cost after the Compensation Committee confirmed that vesting requirements for 2023 Long-Term Incentive Plan grants had been satisfied, with vesting effective January 1, 2026. Following this award, she beneficially owned 45,348 common units directly.