Archrock director granted 5,313 restricted shares

Archrock, Inc. director receives restricted stock grant.

Accepted by SEC EDGAR 02/02/2026 - 10:42 AM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Archrock, Inc. director receives restricted stock grant. Director Frances Powell Hawes was awarded 5,313 shares of Archrock common stock on 01/29/2026 at a stated price of $0 under the Archrock, Inc. 2020 Stock Incentive Plan, increasing her directly held stake to 131,728 shares.

The restricted stock vests in four 25% installments on the grant date and on June 1, September 1, and December 1, 2026. The award can be forfeited or vest earlier if certain events occur, as described in the related award notice and agreement.

Insider Trade Summary

Grant/Award: 5,313 shares

Grant/Award 1 txn

Insider Hawes Frances Powell

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	5,313	$0.00	$0.00

Holdings After Transaction: Common Stock — 131,728 shares (Direct)

Holdings Before and After: Common Stock, 126,415 to 131,728 shares (Direct)

Footnotes (1)

1. F1. This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2026. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Archrock (AROC) report for Frances Powell Hawes?

Archrock reported that director Frances Powell Hawes received an award of 5,313 shares of Archrock common stock on January 29, 2026. The shares were granted at a stated price of $0 as restricted stock under the company’s 2020 Stock Incentive Plan.

How many Archrock (AROC) shares does Frances Powell Hawes own after this Form 4?

After the reported grant, Frances Powell Hawes beneficially owns 131,728 shares of Archrock common stock directly. This total reflects the addition of 5,313 restricted shares awarded on January 29, 2026, as disclosed in the Form 4 insider transaction report.

What are the vesting terms of the Archrock (AROC) restricted stock grant?

The 5,313-share restricted stock award vests in four equal 25% installments. Vesting occurs on the grant date and on June 1, September 1, and December 1, 2026. The award is also subject to potential forfeiture or accelerated vesting based on specified events.

Under which plan was the Archrock (AROC) restricted stock granted?

The restricted stock was granted under the Archrock, Inc. 2020 Stock Incentive Plan. The Form 4 explains that the 5,313-share award is subject to scheduled vesting dates and potential forfeiture or accelerated vesting as detailed in the related award notice and agreement.

Is the Archrock (AROC) restricted stock award subject to forfeiture or accelerated vesting?

Yes. The Form 4 states the restricted stock award may be forfeited or vest earlier upon certain events. These conditions are specified in the Award Notice and Agreement governing the 5,313-share grant under the Archrock, Inc. 2020 Stock Incentive Plan.

What role does Frances Powell Hawes hold at Archrock (AROC) in this Form 4?

Frances Powell Hawes is identified as a director of Archrock, Inc. in the Form 4. The filing shows she is not listed as an officer or 10% owner, and the reported transaction relates to a director-level restricted stock grant.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hawes Frances Powell

(Last) (First) (Middle)

9807 KATY FREEWAY

SUITE 100

(Street)

HOUSTON TX 77024

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Archrock, Inc. [ AROC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/29/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/29/2026		A(1)		5,313	A	$0	131,728	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2026. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Andrew Gratz, Attorney-in-Fact	02/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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