STOCK TITAN

Archrock, Inc. (AROC) CFO has 28,509 shares withheld for taxes

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Archrock, Inc.’s senior vice president and CFO, Aron Doug S, reported a Form 4 transaction involving company common stock. On January 27, 2026, the issuer withheld 28,509 shares at $27.85 per share to cover tax withholding tied to vesting restricted shares, rather than an open-market sale. After this tax-related withholding, the executive beneficially owned 561,453 shares of Archrock common stock directly.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Aron Doug S

(Last) (First) (Middle)
9807 KATY FREEWAY
SUITE 100

(Street)
HOUSTON TX 77024

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Archrock, Inc. [ AROC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SR VICE PRESIDENT, CFO
3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/27/2026 F(1) 28,509 D $27.85 561,453 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.
/s/ Andrew Gratz, Attorney-in-Fact 01/28/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Archrock (AROC) report for January 27, 2026?

Archrock reported a Form 4 for CFO Aron Doug S on January 27, 2026. The issuer withheld 28,509 common shares at $27.85 each to satisfy tax obligations from vesting restricted shares, leaving him with 561,453 shares owned directly afterward.

Who is the insider involved in the latest Archrock (AROC) Form 4 filing?

The insider is Aron Doug S, senior vice president and chief financial officer of Archrock, Inc. He reported a tax-withholding related share transaction, where the issuer withheld 28,509 common shares and he held 561,453 shares of common stock directly following the event.

How many Archrock (AROC) shares were withheld for taxes in this Form 4?

The issuer withheld 28,509 Archrock common shares to cover tax obligations tied to vesting restricted shares. This was reported with transaction code F, indicating a tax withholding event rather than an open-market purchase or sale by the executive.

What does transaction code F mean in the Archrock (AROC) insider filing?

Transaction code F indicates shares were withheld to pay taxes on an equity award. In this case, Archrock withheld 28,509 common shares at $27.85 each to satisfy tax withholding obligations associated with the CFO’s vesting restricted shares.

How many Archrock (AROC) shares does the CFO own after the reported transaction?

Following the tax-withholding transaction, the CFO beneficially owns 561,453 Archrock common shares directly. This figure reflects his holdings after 28,509 shares were withheld by the issuer to cover tax obligations from the vesting of restricted shares.

Was the Archrock (AROC) insider transaction an open-market sale?

No, the transaction was not an open-market sale. The filing explains the issuer withheld the maximum allowable 28,509 shares to satisfy tax withholding obligations related to vesting restricted shares, which is a standard administrative equity compensation event.
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