STOCK TITAN

Archrock (AROC) SVP reports 13,632-share tax withholding and 170,747 shares owned

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Archrock, Inc. senior vice president Eric W. Thode reported a tax-related share withholding transaction. On 01/27/2026, 13,632 shares of Archrock common stock were withheld by the issuer at a price of $27.85 per share to cover tax obligations from vesting restricted shares.

After this transaction, Thode beneficially owned 170,747 shares of common stock in direct ownership. This total includes 163 shares acquired since his last Form 4 through participation in Archrock’s Employee Stock Purchase Plan.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Thode Eric W

(Last) (First) (Middle)
9807 KATY FREEWAY
SUITE 100

(Street)
HOUSTON TX 77024

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Archrock, Inc. [ AROC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SENIOR VICE PRESIDENT
3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/27/2026 F(1) 13,632 D $27.85 170,747(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.
2. Includes 163 shares of Common Stock acquired since the Reporting Person's last Form 4 through participation in the Issuer's Employee Stock Purchase Plan.
/s/ Andrew Gratz, Attorney-in-Fact 01/28/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Archrock (AROC) report for January 27, 2026?

Archrock reported that senior vice president Eric W. Thode had 13,632 common shares withheld on January 27, 2026. The issuer used these shares to satisfy tax withholding obligations tied to vesting restricted stock awards.

Who is the insider involved in the latest Archrock (AROC) Form 4 filing?

The insider is Eric W. Thode, a senior vice president at Archrock, Inc. He is an officer but not a director or 10% owner, and he reports direct ownership of Archrock common stock after the transaction.

How many Archrock (AROC) shares were withheld for taxes in this Form 4?

The issuer withheld 13,632 Archrock common shares at $27.85 per share. These shares were retained by the company to cover Eric W. Thode’s tax withholding obligations from the vesting of restricted shares.

How many Archrock (AROC) shares does Eric W. Thode own after the reported transaction?

After the January 27, 2026 transaction, Eric W. Thode beneficially owned 170,747 Archrock common shares directly. This figure includes shares acquired through the Employee Stock Purchase Plan since his prior Form 4 filing.

What does transaction code "F" mean in the Archrock (AROC) Form 4 filing?

Transaction code “F” indicates a tax withholding transaction related to stock-based compensation. In this case, Archrock withheld vested restricted shares from Eric W. Thode to cover his associated tax obligations, rather than a discretionary open-market sale.

Did the Archrock (AROC) insider acquire any shares through an employee plan?

Yes. The filing notes that the reported holdings include 163 Archrock common shares. These were acquired since Eric W. Thode’s last Form 4 through participation in the company’s Employee Stock Purchase Plan.
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