STOCK TITAN

Archrock (AROC) VP granted 5,656 restricted shares in stock plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Archrock, Inc. executive Donna A. Henderson, VP and Chief Accounting Officer, reported receiving a grant of 5,656 shares of restricted common stock on January 29, 2026 under the Archrock, Inc. 2020 Stock Incentive Plan.

The restricted stock vests over three years at a rate of one-third per year beginning on or about the first anniversary of the grant date, and is subject to potential accelerated vesting or forfeiture under conditions described in an award agreement. Following this grant, she beneficially owns 38,170 shares of Archrock common stock, held directly.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Henderson Donna A

(Last) (First) (Middle)
9807 KATY FREEWAY
SUITE 100

(Street)
HOUSTON TX 77024

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Archrock, Inc. [ AROC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, CHIEF ACCOUNTING OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
01/29/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/29/2026 A(1) 5,656 A $0 38,170 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in an Award Notice and Agreement entered into by the Issuer and the reporting person.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Andrew Gratz, Attorney-in-Fact 02/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Archrock (AROC) report for Donna A. Henderson?

Donna A. Henderson reported receiving 5,656 shares of restricted Archrock common stock. The award was granted on January 29, 2026 under the Archrock, Inc. 2020 Stock Incentive Plan and increased her directly held beneficial ownership to 38,170 common shares after the transaction.

How many Archrock shares does Donna A. Henderson own after the reported grant?

After the reported grant, Donna A. Henderson beneficially owns 38,170 Archrock common shares directly. This reflects the addition of 5,656 restricted shares granted on January 29, 2026 under the company’s 2020 Stock Incentive Plan, as disclosed in the Form 4 filing.

What are the vesting terms of Donna A. Henderson’s Archrock restricted stock grant?

The restricted stock grant vests over three years at one-third per year. Vesting begins on or about the first anniversary of the January 29, 2026 grant date, and the award may vest faster or be forfeited under conditions in the related award notice and agreement.

Under which plan was the restricted stock granted to the Archrock VP and Chief Accounting Officer?

The restricted stock was granted under the Archrock, Inc. 2020 Stock Incentive Plan. The plan provides for equity awards such as restricted stock, and this specific grant to Donna A. Henderson includes a three-year vesting schedule and potential accelerated vesting or forfeiture terms.

What role does Donna A. Henderson hold at Archrock in the reported Form 4?

Donna A. Henderson is identified as an officer of Archrock, serving as VP, Chief Accounting Officer. In this capacity she received 5,656 restricted shares of Archrock common stock, which are subject to a three-year vesting schedule under the company’s 2020 Stock Incentive Plan.

Was the reported Archrock insider transaction a purchase for cash or an equity award?

The transaction was an equity award of restricted stock, not a cash purchase. The Form 4 shows 5,656 common shares acquired at a reported price of $0.00 per share, reflecting a compensatory grant under the Archrock, Inc. 2020 Stock Incentive Plan.
Archrock Inc

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