Archrock SVP Granted 23,997 Restricted Shares

Archrock, Inc. reported that Senior Vice President Eric W. Thode received an award of 23,997 shares of common stock on January 29, 2026 under the Archrock, Inc. 2020 Stock Incentive Plan.

Accepted by SEC EDGAR 02/02/2026 - 08:08 AM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Archrock, Inc. reported that Senior Vice President Eric W. Thode received an award of 23,997 shares of common stock on January 29, 2026 under the Archrock, Inc. 2020 Stock Incentive Plan. The restricted stock vests over three years, in equal one-third installments beginning on or about the first anniversary of the grant date.

The award may vest faster or be forfeited under conditions described in a Change of Control Agreement, a Severance Benefit Agreement, and an Award Notice and Agreement between Archrock and Thode. Following this grant, he beneficially owns 194,744 shares of Archrock common stock directly.

Insider Trade Summary

Grant/Award: 23,997 shares

Grant/Award 1 txn

Insider Thode Eric W

Role SENIOR VICE PRESIDENT

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	23,997	$0.00	$0.00

Holdings After Transaction: Common Stock — 194,744 shares (Direct)

Holdings Before and After: Common Stock, 170,747 to 194,744 shares (Direct)

Footnotes (1)

1. F1. This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the Issuer and the reporting person.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many Archrock (AROC) shares did SVP Eric W. Thode receive in this Form 4 filing?

Eric W. Thode received an award of 23,997 shares of Archrock common stock. This grant is reported as an acquisition at a price of $0 per share and is issued under the Archrock, Inc. 2020 Stock Incentive Plan as restricted stock.

What are the vesting terms of Eric W. Thode’s Archrock (AROC) restricted stock grant?

The restricted stock vests over a three-year period of employment at Archrock. Vesting occurs at the rate of one-third per year, beginning on or about the first anniversary of the January 29, 2026 grant date, subject to certain acceleration or forfeiture conditions.

How many Archrock (AROC) shares does Eric W. Thode beneficially own after this transaction?

After this transaction, Eric W. Thode beneficially owns 194,744 shares of Archrock common stock. The filing shows these shares as held directly, reflecting his updated ownership position following the 23,997-share restricted stock award granted on January 29, 2026.

Under which plan was the restricted stock in this Archrock (AROC) Form 4 granted?

The restricted stock was granted under the Archrock, Inc. 2020 Stock Incentive Plan. The footnote explains that this plan provides the framework for the award, which vests over three years and is subject to specific acceleration and forfeiture provisions tied to related agreements.

What role does Eric W. Thode hold at Archrock (AROC) in this insider filing?

Eric W. Thode is identified as a Senior Vice President of Archrock, Inc. The Form 4 lists him as an officer, not a director or 10% owner, and reports his receipt of restricted stock and resulting beneficial ownership position in the company’s common stock.

What conditions can accelerate vesting or cause forfeiture of Eric W. Thode’s Archrock (AROC) award?

The award is subject to accelerated vesting or forfeiture under certain conditions. These conditions are outlined in a Change of Control Agreement, a Severance Benefit Agreement, and an Award Notice and Agreement between Archrock, Inc. and Eric W. Thode governing the restricted stock grant.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Thode Eric W

(Last) (First) (Middle)

9807 KATY FREEWAY

SUITE 100

(Street)

HOUSTON TX 77024

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Archrock, Inc. [ AROC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SENIOR VICE PRESIDENT

3. Date of Earliest Transaction (Month/Day/Year)
01/29/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/29/2026		A(1)		23,997	A	$0	194,744	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the Issuer and the reporting person.

	/s/ Andrew Gratz, Attorney-in-Fact	02/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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