Archrock (AROC) director gets 5,313 restricted shares under 2020 plan

Rhea-AI Filing Summary

Archrock, Inc. director Leonard Wayne Mallett received a grant of 5,313 shares of common stock as restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan. The award vests 25% on the grant date and 25% on each of June 1, September 1 and December 1, 2026. The filing shows the shares were granted at a reported price of $0 per share and are subject to possible forfeiture or accelerated vesting under the award documents. Following this grant, Mallett directly beneficially owns 64,824 Archrock common shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

MALLETT LEONARD WAYNE

(Last) (First) (Middle)

9807 KATY FREEWAY

SUITE 100

(Street)

HOUSTON TX 77024

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Archrock, Inc. [ AROC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/29/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/29/2026		A(1)		5,313	A	$0	64,824	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2026. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Andrew Gratz, Attorney-in-Fact	02/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Archrock (AROC) report for Leonard Wayne Mallett?

Archrock reported that director Leonard Wayne Mallett received a grant of 5,313 shares of restricted common stock. The award was issued under the Archrock, Inc. 2020 Stock Incentive Plan and is recorded as an acquisition at a reported price of $0 per share on January 29, 2026.

How many Archrock (AROC) shares does director Leonard Wayne Mallett now own?

After the reported grant, Leonard Wayne Mallett beneficially owns 64,824 Archrock common shares directly. This total includes the newly granted 5,313 restricted shares, which are subject to time-based vesting conditions and potential forfeiture or accelerated vesting under the applicable award documents.

What are the key terms of the Archrock 2020 Stock Incentive Plan grant to Mallett?

The grant to Mallett consists of 5,313 restricted shares under the Archrock, Inc. 2020 Stock Incentive Plan. The award vests in four equal 25% installments and is subject to forfeiture or accelerated vesting upon certain events outlined in the related Award Notice and Agreement.

When will Leonard Wayne Mallett’s Archrock restricted shares vest?

Mallett’s 5,313 restricted Archrock shares vest in four 25% tranches. Vesting occurs on the grant date and on June 1, September 1, and December 1, 2026, subject to the conditions and potential forfeiture or accelerated vesting terms specified in the award documentation.

Did Leonard Wayne Mallett pay cash for the 5,313 Archrock restricted shares?

The filing lists the 5,313 restricted shares as acquired at a reported price of $0 per share. This indicates the shares were awarded as equity compensation under the Archrock, Inc. 2020 Stock Incentive Plan rather than purchased for cash in an open-market transaction.

What is Leonard Wayne Mallett’s role at Archrock (AROC) in this Form 4?

In this Form 4, Leonard Wayne Mallett is identified as a director of Archrock, Inc. The reported transaction reflects an equity compensation award of restricted common stock tied to his role, granted under the company’s 2020 Stock Incentive Plan and subject to its vesting terms.