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Arq (ARQ) CTO gets 55K-share stock grant vesting in 2028

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Arq, Inc. (ARQ) reported that its Chief Technology Officer, as the reporting person, received an equity compensation grant of 55,000 shares of Common Stock on August 14, 2026. These shares are in the form of restricted stock awards (RSAs) granted under Arq, Inc.'s 2026 Omnibus Incentive Plan, which stockholders approved on June 10, 2026.

The RSAs are scheduled to vest on August 31, 2028. Following this award, the reporting person's directly held Common Stock position increased to 506,648 shares. The transaction is characterized as a grant or award acquisition and carries no per-share purchase price.

Positive

  • None.

Negative

  • None.
Insider Wong Joseph M
Role Chief Technology Officer
Type Security Shares Price Value
Grant/Award Common Stock F1 55,000 $0.00 $0.00
Holdings After Transaction: Common Stock — 506,648 shares (Direct)
Footnotes (1)
  1. F1. Represents restricted stock awards ("RSAs") granted in accordance with the Issuer's 2026 Omnibus Incentive Plan, approved by stockholders on June 10, 2026. The RSAs shall vest on August 31, 2028.
Restricted stock awards granted 55,000 shares Equity grant to Chief Technology Officer on August 14, 2026
Shares held after transaction 506,648 shares Direct Common Stock holdings of reporting person following grant
Vesting date of RSAs August 31, 2028 Scheduled vesting date for 55,000 restricted stock awards
Plan approval date June 10, 2026 Date stockholders approved the 2026 Omnibus Incentive Plan
restricted stock awards ("RSAs") financial
"Represents restricted stock awards ("RSAs") granted in accordance with the Issuer's 2026"
2026 Omnibus Incentive Plan financial
"granted in accordance with the Issuer's 2026 Omnibus Incentive Plan, approved by"
vest financial
"The RSAs shall vest on August 31, 2028."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

FAQ

What insider equity award was reported at Arq, Inc. (ARQ) on this Form 4?
Arq, Inc.'s Chief Technology Officer received a grant of 55,000 restricted shares of Common Stock. The award is part of equity compensation and was reported as a grant or award acquisition rather than an open-market purchase.

How many ARQ shares does the reporting person hold after this Form 4 transaction?
After the reported grant, the Chief Technology Officer directly holds 506,648 shares of Arq, Inc. Common Stock. This figure includes the newly granted 55,000 restricted stock awards subject to future vesting conditions.

When do the restricted stock awards reported for ARQ vest?
The 55,000 restricted stock awards reported for Arq, Inc. are scheduled to vest on August 31, 2028. Until then, they remain subject to the vesting conditions specified in the company’s 2026 Omnibus Incentive Plan.

Under what plan were the ARQ restricted stock awards granted and when was it approved?
The restricted stock awards were granted under Arq, Inc.’s 2026 Omnibus Incentive Plan, which stockholders approved on June 10, 2026. This plan governs equity-based compensation such as restricted stock awards.

Was the ARQ insider transaction made under a Rule 10b5-1 trading plan?
The filing indicates the Rule 10b5-1 checkbox is not affirmed, and the transaction is a grant of restricted stock rather than a market trade. It is therefore not reported as executed under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wong Joseph M
(Last)(First)(Middle)
8051 E MAPLEWOOD AVE, STE 210
C/O ARQ, INC.
(Street)
GREENWOOD VILLAGE COLORADO 80111
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Arq, Inc. [ ARQ ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Technology Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/14/2026A55,000(1)A$0506,648D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock awards ("RSAs") granted in accordance with the Issuer's 2026 Omnibus Incentive Plan, approved by stockholders on June 10, 2026. The RSAs shall vest on August 31, 2028.
Remarks:
/s/ Joseph M Wong08/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR