Welcome to our dedicated page for Arq SEC filings (Ticker: ARQ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Arq, Inc. (NASDAQ: ARQ), an environmental technology company that produces activated carbon and other environmentally efficient carbon products. These regulatory documents offer detailed insight into Arq’s financial condition, governance, credit arrangements and corporate actions.
Through Arq’s periodic reports, such as its Annual Report on Form 10-K and Quarterly Reports on Form 10-Q, readers can review audited and interim financial statements, discussions of revenue and gross margin trends, descriptions of the powder activated carbon (PAC) and granular activated carbon (GAC) businesses, and management’s analysis of operations and risks. Current reports on Form 8-K highlight specific material events, including earnings press releases, amendments to credit facilities and outcomes of shareholder votes.
For example, Arq has filed 8-K reports describing amendments to its Credit, Security and Guaranty Agreement with MidCap Funding IV Trust that adjust borrowing availability and minimum liquidity covenants. Other 8-K and 8-K/A filings summarize quarterly results announcements and the board’s decision to hold annual Say-on-Pay advisory votes following shareholder preferences expressed at the 2025 annual meeting.
On Stock Titan, these SEC filings are updated as they are released through the EDGAR system. AI-powered summaries help explain the key points of lengthy documents, such as what changes in a credit agreement mean for liquidity, or how management characterizes the performance of the PAC and GAC businesses. Users can quickly identify important items in 10-Ks, 10-Qs and 8-Ks, and then drill into the full text for deeper analysis, making it easier to understand the regulatory record behind ARQ stock.
Arq, Inc. reported that it entered into a second amendment to its existing Credit, Security and Guaranty Agreement with MidCap Funding IV Trust and the lenders party to that agreement. The amendment updates how borrowing availability is calculated under the revolving credit facility and revises the company’s minimum liquidity covenant.
Under the revised covenant, the minimum liquidity required from December 10, 2025 through January 30, 2026 is set at $2.0 million. Beginning January 31, 2026 and at all times thereafter, the minimum liquidity requirement increases to $5.0 million. The full text of the amendment is filed as an exhibit for reference.
Arq, Inc. (ARQ) filed a Form 4 disclosing open‑market stock purchases by its CFO, Jay L. Voncannon. He bought 9,000 shares of common stock at $3.74 on 11/10/2025 and 6,000 shares at a weighted average price of $3.5517 on 11/11/2025, with individual trades ranging from $3.53 to $3.56. Following these transactions, he beneficially owned 65,000 shares, held directly.
Arq, Inc. (ARQ) reported insider buying by Director Richard Campbell‑Breeden. On 11/11/2025, he purchased 28,638 shares of common stock at a weighted average price of $3.5438, with trades executed in the $3.49–$3.62 range. The filing notes he will provide detailed trade breakdowns upon request.
Following the transaction, beneficial ownership stands at 254,786 shares indirect through Omeshorn Holdings Ltd., where he serves as a director, and 86,868 shares direct. The transaction was reported on a Form 4 and reflects personal share accumulation.
Arq, Inc. (ARQ) disclosed an insider purchase by CEO and Director Robert E. Rasmus. On 11/10/2025, he acquired 50,000 shares of common stock at a weighted average price of $3.7918 (individual trades ranged from $3.73 to $3.86), recorded as an indirect purchase via RER Investments LLC.
Following the transaction, beneficial holdings are reported as 70,718 shares indirectly via RER Investments LLC, 527,779 shares indirectly via RER Legacy Investments II LLC, and 480,782 shares held directly.
ARQ, Inc. furnished an 8-K noting it issued a press release tied to the filing of its Quarterly Report on Form 10-Q for the period ended September 30, 2025, and posted an investor presentation covering the three and nine months ended that date.
The press release is furnished as Exhibit 99.1 and is not deemed “filed” under the Exchange Act. The filing includes standard forward‑looking statement cautions. The report was signed by CEO Robert Rasmus on November 5, 2025.
Arq, Inc. reported Q3 2025 results, with revenue of $35.1 million versus $34.8 million a year ago, and a net loss of $0.7 million compared to net income of $1.6 million. For the first nine months, revenue rose to $90.9 million from $81.9 million as pricing and volumes improved.
Margins were pressured by initial commercial production at the Red River GAC facility, lifting cost of revenue and depreciation, while selling, general and administrative costs fell. Cash was $7.0 million, restricted cash $8.5 million, and revolver borrowings were $16.0 million as of September 30, 2025. Total liabilities were $60.8 million and stockholders’ equity was $217.2 million. As of November 3, 2025, 42,693,884 common shares were outstanding.
Director Julian Alexander McIntyre reported a change in beneficial ownership of Arq, Inc. (ARQ). On 09/25/2025 he reported a disposal of 30,000 shares of common stock (transaction code J) at a recorded price of $0. After the reported transaction the filing shows an indirect beneficial ownership of 3,191,289 shares held through Allard Services Limited, which Mr. McIntyre controls. The filing explains that several blocks of shares were transferred from related entities—MWB Limited, Markham Fuels Management Limited and Stannard Limited—to Allard Services Limited following internal reorganizations, including a transfer of 352,042, 43,034, and 21,908 shares respectively. The report was signed on 10/06/2025.
Arq, Inc. insider Jeremy Williamson, Chief Operating Officer, reported a routine share disposition tied to tax withholding on vested restricted stock awards. The Form 4 shows a disposition of 2,029 shares on 09/18/2025 at a price of $7 per share, leaving Mr. Williamson with 135,288 shares beneficially owned, held directly. The filing notes the shares were withheld to satisfy tax obligations stemming from RSA vesting. The report was signed 09/19/2025 and does not disclose any other purchases, derivative transactions, or changes in ownership class.
Arq, Inc. filed an amended report to disclose its decision on how often stockholders will vote on executive pay. After reviewing the non-binding vote at the 2025 annual meeting, where stockholders favored annual votes, the company chose to hold Say-on-Pay advisory votes every year.
This annual frequency aligns with the Board’s prior recommendation in the proxy materials. The Board plans to re-evaluate the timing after the next required Say-on-Frequency vote, which will occur no later than the 2031 annual meeting of stockholders.
Arq, Inc. disclosed that it issued a press release announcing the filing of its Quarterly Report for the period ended June 30, 2025 and posted an investor presentation on its website covering the three- and six-month results for that period. The report furnishes the press release as Exhibit 99.1 and includes an Inline XBRL cover page as Exhibit 104. The company states the furnished materials are not deemed "filed" under the Exchange Act and warns the press release contains forward-looking statements. This 8-K does not include any financial metrics or detailed results.