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Artiva Biotherapeutics grants director 13,750 options

A director of Artiva Biotherapeutics received a new stock option grant with 13,750 options vesting by the 2027 annual meeting.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Artiva Biotherapeutics, Inc. (ARTV) reported that director Elizabeth L. Hougen received a grant of 13,750 Director Stock Options on September 8, 2026. The options have an exercise price of $10.88 per share and will vest in full on the earlier of September 8, 2027 or the company’s 2027 annual stockholder meeting. Following this grant, she holds 13,750 options directly, expiring on September 7, 2036; no Rule 10b5-1 trading plan is reported.

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Insider HOUGEN ELIZABETH L
Role Director
Type Security Shares Price Value
Grant/Award Director Stock Option (Right to Buy) F1 13,750 $0.00 $0.00
Holdings After Transaction: Director Stock Option (Right to Buy) — 13,750 contracts (Direct)
Footnotes (1)
  1. F1. The shares subject to the option will vest in full on the earlier of September 8, 2027, or the date of the Issuer's 2027 annual stockholder meeting.
Options granted 13,750 options Director Stock Option grant on September 8, 2026
Exercise price $10.88 per share Exercise price for the Director Stock Option grant
Underlying shares 13,750 shares of Common Stock Shares underlying the Director Stock Option grant
Post-transaction derivative holdings 13,750 options Total Director Stock Options held directly after the grant
Vesting date Earlier of September 8, 2027 or 2027 annual stockholder meeting Vesting condition for the Director Stock Option grant
Option expiration date September 7, 2036 Expiration date of the Director Stock Option grant
Director Stock Option (Right to Buy) financial
"security titled "Director Stock Option (Right to Buy)""
vest in full financial
"The shares subject to the option will vest in full"
annual stockholder meeting financial
"the date of the Issuer's 2027 annual stockholder meeting"
An annual stockholder meeting is a yearly gathering where a company's owners (shareholders) receive updates on performance, vote on key issues like board members, executive pay and major corporate plans, and ask questions of management. Think of it as a company town hall where choices about oversight and direction are decided; outcomes can affect management accountability, corporate strategy and ultimately the value and risks of investors’ shares.

FAQ

What insider transaction did ARTV disclose for director Elizabeth L. Hougen?

ARTV disclosed that director Elizabeth L. Hougen was granted 13,750 Director Stock Options on September 8, 2026, as a compensation-related award, with no shares bought or sold in the market.

What is the exercise price of the stock options granted to the ARTV director?

The options granted to the ARTV director have an exercise price of $10.88 per share for the underlying Common Stock, as stated in the filing.

When do the ARTV director’s newly granted options vest?

The options will vest in full on the earlier of September 8, 2027, or the date of Artiva Biotherapeutics’ 2027 annual stockholder meeting, according to the footnote.

How many ARTV options does the director hold after this transaction?

After the grant, the director holds 13,750 Director Stock Options directly, as reported in the post-transaction holdings field of the Form 4.

When do the newly granted ARTV stock options expire?

The newly granted Director Stock Options for ARTV are reported to expire on September 7, 2036, giving the director a long-dated right to buy the company’s Common Stock at the exercise price.

Were the ARTV director’s option transactions under a Rule 10b5-1 plan?

No. The filing’s Rule 10b5-1 checkbox is marked in a way that indicates no Rule 10b5-1 trading plan is reported for this option grant transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HOUGEN ELIZABETH L

(Last)(First)(Middle)
C/O ARTIVA BIOTHERAPEUTICS, INC.
5505 MOREHOUSE DRIVE, SUITE 100

(Street)
SAN DIEGO CALIFORNIA 92121

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Artiva Biotherapeutics, Inc. [ ARTV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Director Stock Option (Right to Buy)$10.8809/08/2026A13,750 (1)09/07/2036Common Stock13,750$013,750D
Explanation of Responses:
1. The shares subject to the option will vest in full on the earlier of September 8, 2027, or the date of the Issuer's 2027 annual stockholder meeting.
/s/ Jennifer Bush, Attorney-in-Fact09/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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