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Arvinas (NASDAQ: ARVN) CFO receives 67,000 options and 45,000 RSUs in equity grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Saik Andrew reported acquisition or exercise transactions in this Form 4 filing.

Arvinas, Inc. reported that its Chief Financial Officer, Andrew Saik, received equity awards on February 26, 2026. He was granted options to purchase 67,000 shares and 45,000 restricted stock units, both at no cash cost, vesting gradually over four years, contingent on continued service.

Positive

  • None.

Negative

  • None.
Insider Saik Andrew
Role Chief Financial Officer
Type Security Shares Price Value
Grant/Award Stock Option (right to buy) 67,000 $0.00 --
Grant/Award Common Stock 45,000 $0.00 --
Holdings After Transaction: Stock Option (right to buy) — 67,000 shares (Direct); Common Stock — 204,267 shares (Direct)
Footnotes (1)
  1. The restricted stock units (each, an "RSU") were granted by the Issuer on February 26, 2026, pursuant to its 2018 Stock Incentive Plan (the "Plan"), and each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. The RSUs will vest over four years: one-quarter of the RSUs will vest on each of February 26, 2027, February 26, 2028, February 26, 2029 and February 26, 2030, subject to the Reporting Person's continued service with the Issuer on each such vesting date. The option was granted by the Issuer on February 26, 2026, pursuant to the Plan. The shares underlying the option vest over four years: one-quarter of the shares underlying the award will vest on February 26, 2027, with the remainder of the shares vesting in equal monthly installments following February 26, 2027 through February 26, 2030, subject to the reporting person's continued service with the Issuer on each vesting date.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Saik Andrew
(Last) (First) (Middle)
C/O ARVINAS, INC.
5 SCIENCE PARK, 395 WINCHESTER AVE.
(Street)
NEW HAVEN CT 06511
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ARVINAS, INC. [ ARVN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/26/2026 A 45,000(1) A $0 204,267 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $13.38 02/26/2026 A 67,000 (2) 02/25/2036 Common Stock 67,000 $0 67,000 D
Explanation of Responses:
1. The restricted stock units (each, an "RSU") were granted by the Issuer on February 26, 2026, pursuant to its 2018 Stock Incentive Plan (the "Plan"), and each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. The RSUs will vest over four years: one-quarter of the RSUs will vest on each of February 26, 2027, February 26, 2028, February 26, 2029 and February 26, 2030, subject to the Reporting Person's continued service with the Issuer on each such vesting date.
2. The option was granted by the Issuer on February 26, 2026, pursuant to the Plan. The shares underlying the option vest over four years: one-quarter of the shares underlying the award will vest on February 26, 2027, with the remainder of the shares vesting in equal monthly installments following February 26, 2027 through February 26, 2030, subject to the reporting person's continued service with the Issuer on each vesting date.
Remarks:
/s/ Jared Freedberg, as attorney-in-fact for Andrew Saik 03/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did ARVINAS, INC. (ARVN) report for Andrew Saik?

ARVINAS, INC. reported that CFO Andrew Saik received two equity awards on February 26, 2026. He was granted a stock option for 67,000 shares and 45,000 restricted stock units, both at no cash cost, as part of his compensation.

How many stock options were granted to the ARVN CFO in this Form 4?

The ARVN Chief Financial Officer received a stock option covering 67,000 shares on February 26, 2026. These shares vest over four years, with one-quarter vesting on February 26, 2027 and the remainder vesting in equal monthly installments through February 26, 2030.

What restricted stock unit grant did ARVINAS, INC. (ARVN) disclose for its CFO?

ARVINAS, INC. disclosed a grant of 45,000 restricted stock units to its CFO on February 26, 2026. Each RSU represents one share of common stock and vests in four equal annual installments from February 26, 2027 through February 26, 2030, subject to continued service.

Were the ARVN CFO equity awards in this filing purchases or compensation grants?

The ARVN CFO equity awards are compensation grants, not open-market purchases. Both the 67,000-share option and the 45,000 RSUs were awarded for no cash consideration under the company’s 2018 Stock Incentive Plan, subject to multi‑year vesting conditions.

How do the vesting terms work for the ARVN CFO’s new RSUs?

The CFO’s 45,000 RSUs vest in four equal parts. One-quarter of the units vest on February 26, 2027, and additional quarters vest on February 26, 2028, February 26, 2029, and February 26, 2030, if he continues serving the company on each vesting date.

What are the vesting terms for the ARVN CFO’s 67,000-share stock option?

The 67,000-share stock option vests over four years. One-quarter vests on February 26, 2027, and the remaining shares vest in equal monthly installments from after that date through February 26, 2030, conditioned on the CFO’s continued service with ARVINAS, INC.