STOCK TITAN

Arvinas (NASDAQ: ARVN) director receives RSU and option grants in new Form 4

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ARVINAS, INC. director Laurie Smaldone Alsup reported equity awards consisting of restricted stock units and stock options. She was granted 15,527 RSUs, each representing a right to receive one share of common stock for no cash consideration upon settlement. Following this award, she directly holds 41,572 shares of common stock. She also received stock options covering 22,714 shares of common stock at an exercise price of $8.05 per share. Both the RSUs and the options vest in full on the earlier of June 24, 2027 or immediately before the first annual meeting of stockholders after the grant date, subject to her continued service with Arvinas.

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Insider Smaldone Alsup Laurie
Role null
Type Security Shares Price Value
Grant/Award Stock Option (right to buy) 22,714 $0.00 --
Grant/Award Common Stock 15,527 $0.00 --
Holdings After Transaction: Stock Option (right to buy) — 22,714 shares (Direct, null); Common Stock — 41,572 shares (Direct, null)
Footnotes (1)
  1. The restricted stock units (each, an "RSU") were granted by the Issuer on June 24, 2026 and each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. The RSUs shall vest in full on the earlier of (i) June 24, 2027 or (ii) immediately prior to the first annual meeting of stockholders occurring after the date of grant, subject to the reporting person's continued service with the Issuer on the vesting date. This option award was granted on June 24, 2026. The shares underlying the award shall vest in full on the earlier of (i) June 24, 2027 or (ii) immediately prior to the first annual meeting of stockholders occurring after the date of grant, subject to the reporting person's continued service with the Issuer on the vesting date.
RSU grant 15,527 units Restricted stock units granted on June 24, 2026
Options granted 22,714 shares Stock options granted on June 24, 2026
Option exercise price $8.05 per share Exercise price for 22,714 stock options
Shares held after grant 41,572 shares Common stock directly held after RSU award
Option expiration June 23, 2036 Expiration date of stock option award
RSU vesting date June 24, 2027 Latest possible full vesting date for RSUs
restricted stock units financial
"The restricted stock units (each, an "RSU") were granted by the Issuer on June 24, 2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"each RSU represents a contingent right to receive one share of the Issuer's common stock"
stock option financial
"This option award was granted on June 24, 2026."
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
exercise price financial
"conversion_or_exercise_price": "8.0500""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vesting financial
"The RSUs shall vest in full on the earlier of (i) June 24, 2027 or (ii) immediately prior to the first annual meeting"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
annual meeting of stockholders financial
"immediately prior to the first annual meeting of stockholders occurring after the date of grant"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Smaldone Alsup Laurie

(Last)(First)(Middle)
C/O ARVINAS, INC.
5 SCIENCE PARK, 395 WINCHESTER AVE.

(Street)
NEW HAVEN CONNECTICUT 06511

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ARVINAS, INC. [ ARVN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/24/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/24/2026A15,527(1)A$041,572D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy)$8.0506/24/2026A22,714 (2)06/23/2036Common Stock22,714$022,714D
Explanation of Responses:
1. The restricted stock units (each, an "RSU") were granted by the Issuer on June 24, 2026 and each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. The RSUs shall vest in full on the earlier of (i) June 24, 2027 or (ii) immediately prior to the first annual meeting of stockholders occurring after the date of grant, subject to the reporting person's continued service with the Issuer on the vesting date.
2. This option award was granted on June 24, 2026. The shares underlying the award shall vest in full on the earlier of (i) June 24, 2027 or (ii) immediately prior to the first annual meeting of stockholders occurring after the date of grant, subject to the reporting person's continued service with the Issuer on the vesting date.
Remarks:
/s/ Jared Freedberg, as attorney-in-fact for Laurie Smaldone Alsup06/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What equity awards did ARVN director Laurie Smaldone Alsup receive in this Form 4?

Laurie Smaldone Alsup received 15,527 restricted stock units and stock options on 22,714 shares. The RSUs convert into common stock for no cash, while the options allow future purchase of shares at $8.05 per share.

How many ARVINAS (ARVN) shares does Laurie Smaldone Alsup hold after these awards?

After the reported RSU grant, Laurie Smaldone Alsup directly holds 41,572 shares of ARVINAS common stock. This figure reflects her non-derivative holdings and excludes the additional 22,714 shares underlying the newly granted stock options.

What are the vesting terms of Laurie Smaldone Alsup’s RSUs at ARVINAS (ARVN)?

The 15,527 RSUs vest in full on the earlier of June 24, 2027, or immediately before the first annual meeting of stockholders after the grant date, provided she continues to serve with Arvinas through the applicable vesting date.

What are the key details of the stock options granted to Laurie Smaldone Alsup at ARVINAS (ARVN)?

She received stock options on 22,714 shares of common stock with an exercise price of $8.05 per share. These options vest in full on the same schedule as the RSUs and expire on June 23, 2036, if not exercised earlier.

Does this ARVINAS (ARVN) Form 4 represent a market purchase or sale of shares?

The Form 4 reports equity awards, not open-market trades. The RSUs and stock options were granted as compensation, with no cash paid for the RSUs and a fixed $8.05 exercise price for the options, subject to future vesting.