STOCK TITAN

Director Linda Bain receives RSUs and stock options at Arvinas (ARVN)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Arvinas, Inc. granted equity awards to director Linda Bain. She received 15,527 restricted stock units, each representing one share of common stock for no cash consideration. Following the grant, she directly holds 41,572 common shares.

Bain was also granted stock options for 22,714 shares at an exercise price of $8.05 per share, expiring on June 23, 2036. Both the RSUs and options vest in full on the earlier of June 24, 2027 or immediately before the first annual meeting of stockholders after the grant date, subject to her continued service with Arvinas.

Positive

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Insider Bain Linda
Role null
Type Security Shares Price Value
Grant/Award Stock Option (right to buy) 22,714 $0.00 --
Grant/Award Common Stock 15,527 $0.00 --
Holdings After Transaction: Stock Option (right to buy) — 22,714 shares (Direct, null); Common Stock — 41,572 shares (Direct, null)
Footnotes (1)
  1. The restricted stock units (each, an "RSU") were granted by the Issuer on June 24, 2026 and each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. The RSUs shall vest in full on the earlier of (i) June 24, 2027 or (ii) immediately prior to the first annual meeting of stockholders occurring after the date of grant, subject to the reporting person's continued service with the Issuer on the vesting date. This option award was granted on June 24, 2026. The shares underlying the award shall vest in full on the earlier of (i) June 24, 2027 or (ii) immediately prior to the first annual meeting of stockholders occurring after the date of grant, subject to the reporting person's continued service with the Issuer on the vesting date.
RSU grant 15,527 RSUs Granted June 24, 2026, each for one common share at no cost
Options granted 22,714 options Stock options on common stock granted June 24, 2026
Option exercise price $8.05 per share Conversion or exercise price for 22,714 stock options
Option expiration June 23, 2036 Expiration date of the stock option award
Shares after RSU grant 41,572 shares Total common shares directly held by Linda Bain after grant
Underlying option shares 22,714 shares Common shares underlying the stock option award
RSU vesting date June 24, 2027 Latest vesting date, or earlier before first annual meeting
restricted stock units financial
"The restricted stock units (each, an "RSU") were granted by the Issuer on June 24, 2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSU financial
"each RSU represents a contingent right to receive one share of the Issuer's common stock"
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
stock option financial
"This option award was granted on June 24, 2026. The shares underlying the award shall vest in full"
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
exercise price financial
"conversion_or_exercise_price": "8.0500""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
annual meeting of stockholders financial
"immediately prior to the first annual meeting of stockholders occurring after the date of grant"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bain Linda

(Last)(First)(Middle)
C/O ARVINAS, INC.
5 SCIENCE PARK, 395 WINCHESTER AVE.

(Street)
NEW HAVEN CONNECTICUT 06511

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ARVINAS, INC. [ ARVN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/24/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/24/2026A15,527(1)A$041,572D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy)$8.0506/24/2026A22,714 (2)06/23/2036Common Stock22,714$022,714D
Explanation of Responses:
1. The restricted stock units (each, an "RSU") were granted by the Issuer on June 24, 2026 and each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. The RSUs shall vest in full on the earlier of (i) June 24, 2027 or (ii) immediately prior to the first annual meeting of stockholders occurring after the date of grant, subject to the reporting person's continued service with the Issuer on the vesting date.
2. This option award was granted on June 24, 2026. The shares underlying the award shall vest in full on the earlier of (i) June 24, 2027 or (ii) immediately prior to the first annual meeting of stockholders occurring after the date of grant, subject to the reporting person's continued service with the Issuer on the vesting date.
Remarks:
/s/ Jared Freedberg, as attorney-in-fact for Linda Bain06/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What equity awards did Linda Bain receive from ARVN in this Form 4?

Linda Bain received 15,527 restricted stock units and stock options for 22,714 shares of Arvinas common stock. These awards are compensation grants, not open-market purchases, and give her additional potential ownership in the company over time.

What is the vesting schedule of Linda Bain’s new ARVN RSUs and options?

Both the RSUs and stock options vest in full on the earlier of June 24, 2027 or immediately before the first annual meeting of stockholders after June 24, 2026. Vesting is conditioned on her continued service with Arvinas through that date.

What is the exercise price and expiration for Linda Bain’s ARVN stock options?

The stock options have an exercise price of $8.05 per share and expire on June 23, 2036. They cover 22,714 underlying shares of Arvinas common stock, giving her the right to buy shares at that fixed price once vested.

How many ARVN shares does Linda Bain own after these transactions?

After the Form 4 transactions, Linda Bain directly holds 41,572 shares of Arvinas common stock. This total reflects her ownership following the RSU grant reported, separate from the options which represent a future right to purchase additional shares.

Are Linda Bain’s ARVN equity awards open-market purchases or compensation grants?

They are compensation grants reported with transaction code A, indicating awards or other acquisitions, not open-market buying. The RSUs and options were granted by Arvinas and vest over time based on continued service, rather than being bought on an exchange.