STOCK TITAN

ARVINAS (ARVN) CFO auto-sells shares to cover RSU tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

ARVINAS, INC. Chief Financial Officer Andrew Saik reported an automatic sale of 5,696 shares of common stock at $8.159 per share. The sale was made by the company to cover tax withholding obligations tied to the vesting and settlement of 25% of his restricted stock units granted on June 24, 2024, under a durable sale instruction, and was not a discretionary trade. After this transaction, he continues to hold 187,432 shares of common stock directly.

Positive

  • None.

Negative

  • None.
Insider Saik Andrew
Role Chief Financial Officer
Sold 5,696 shs ($46K)
Type Security Shares Price Value
Sale Common Stock 5,696 $8.159 $46K
Holdings After Transaction: Common Stock — 187,432 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares sold 5,696 shares Automatic sale on June 24, 2026 to cover tax withholding
Sale price $8.159 per share Average price for the 5,696 shares sold
Shares held after transaction 187,432 shares Direct ownership after the automatic tax-related sale
RSU vesting portion 25% of RSUs Portion of RSUs granted on June 24, 2024 that vested and settled
restricted stock units financial
"in connection with the vesting and settlement of 25% of the reporting person's restricted stock units (RSUs)"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"made automatically by the Issuer to cover tax withholding obligations in connection with the vesting"
durable sale instruction financial
"pursuant to a durable sale instruction. The sale does not represent a discretionary trade"
discretionary trade financial
"The sale does not represent a discretionary trade"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Saik Andrew

(Last)(First)(Middle)
C/O ARVINAS, INC.
5 SCIENCE PARK, 395 WINCHESTER AVE.

(Street)
NEW HAVEN CONNECTICUT 06511

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ARVINAS, INC. [ ARVN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/24/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/24/2026S5,696(1)D$8.159187,432D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This sale was made automatically by the Issuer to cover tax withholding obligations in connection with the vesting and settlement of 25% of the reporting person's restricted stock units (RSUs) granted on June 24, 2024, pursuant to a durable sale instruction. The sale does not represent a discretionary trade.
Remarks:
/s/ Jared Freedberg, as attorney-in-fact for Andrew Saik06/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did ARVINAS (ARVN) CFO Andrew Saik report?

Andrew Saik reported an automatic sale of 5,696 ARVINAS shares. The shares were sold by the company to cover tax withholding on vesting restricted stock units, rather than as a discretionary open-market trade.

At what price were the ARVINAS (ARVN) shares sold in Andrew Saik’s Form 4?

The 5,696 ARVINAS shares were sold at an average price of $8.159 each. This transaction was executed automatically to satisfy tax withholding obligations related to vesting restricted stock units granted in June 2024.

How many ARVINAS (ARVN) shares does CFO Andrew Saik hold after this transaction?

Following the reported sale, Andrew Saik holds 187,432 ARVINAS common shares directly. This reflects his remaining ownership after 5,696 shares were sold automatically to cover tax withholding on vested restricted stock units.

Was the ARVINAS (ARVN) CFO’s share sale a discretionary open-market trade?

No. The filing states the sale did not represent a discretionary trade. It was made automatically by the company under a durable sale instruction to cover tax withholding on the vesting and settlement of restricted stock units.

What triggered the automatic share sale reported by ARVINAS (ARVN) CFO?

The sale was triggered by the vesting and settlement of 25% of Andrew Saik’s restricted stock units granted on June 24, 2024. Shares were sold automatically to cover associated tax withholding obligations under a durable sale instruction.