Arxis officer granted 53,695 restricted shares

Allen Jennifer H. reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Allen Jennifer H. reported acquisition or exercise transactions in this Form 4 filing.

Arxis, Inc. reported that officer Jennifer H. Allen received an award of 53,695 shares of Class A Common Stock as restricted stock. The shares were granted at no cash cost and remain subject to time-based vesting conditions.

The filing explains that this restricted stock award replaces equity interests she previously held in a subsidiary of Arxis, following a reorganization connected to Arxis’s initial public offering. After this award, the filing shows Allen directly holding 53,695 Class A shares.

Insider Trade Summary

Grant/Award: 53,695 shares

Grant/Award 1 txn

Insider Allen Jennifer H.

Role See Remarks

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	53,695	$0.00	$0.00

Holdings After Transaction: Class A Common Stock — 53,695 shares (Direct)

Footnotes (1)

1. F1. Represents shares of Class A Common Stock subject to an award of restricted stock that remains subject to time-vesting conditions. The award was issued in replacement of equity interests in a subsidiary of the Issuer with equivalent value as a result of the reorganization of the Issuer effected in connection with the Issuer's initial public offering.

Key Figures

Restricted stock grant: 53,695 shares Grant price: $0.00 per share Shares held after grant: 53,695 shares +2 more

5 metrics

Restricted stock grant 53,695 shares Class A Common Stock awarded to Jennifer H. Allen

Grant price $0.00 per share Reported transaction price for restricted stock award

Shares held after grant 53,695 shares Total direct Class A holdings following transaction

Transaction code A Grant, award, or other acquisition under Form 4

Transaction direction acquire Officer received shares via compensation grant

Key Terms

restricted stock, time-vesting conditions, reorganization, initial public offering, +1 more

5 terms

restricted stock financial

"Represents shares of Class A Common Stock subject to an award of restricted stock that remains subject to time-vesting conditions."

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

time-vesting conditions financial

"subject to an award of restricted stock that remains subject to time-vesting conditions."

reorganization financial

"issued in replacement of equity interests in a subsidiary of the Issuer with equivalent value as a result of the reorganization of the Issuer"

initial public offering financial

"reorganization of the Issuer effected in connection with the Issuer's initial public offering."

An initial public offering (IPO) is when a private company first sells its shares to the public and becomes a stock-listed company. It matters because it allows the company to raise money from a wide range of investors, helping it grow, while giving early shareholders a way to sell some of their ownership.

Class A Common Stock financial

"Represents shares of Class A Common Stock subject to an award of restricted stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Arxis (ARXS) disclose for Jennifer H. Allen?

Arxis disclosed that officer Jennifer H. Allen received 53,695 shares of Class A Common Stock as a restricted stock award. The grant involves no cash payment and is part of her equity compensation, subject to time-based vesting conditions described in the disclosure.

Were the new Arxis (ARXS) shares an open-market purchase or a grant?

The 53,695 Arxis Class A shares were a grant, not an open-market purchase. They were issued as restricted stock with a reported price of $0.00 per share, reflecting compensation terms rather than Ms. Allen buying shares in the market.

Why did Arxis (ARXS) grant 53,695 restricted shares to Jennifer H. Allen?

The filing states the restricted stock award replaced equity interests Ms. Allen previously held in a subsidiary of Arxis. This replacement occurred due to a reorganization associated with Arxis’s initial public offering, keeping the economic value of her prior interests equivalent.

What vesting conditions apply to Jennifer H. Allen’s Arxis (ARXS) restricted stock?

The shares are subject to time-vesting conditions, meaning they become fully owned over a specified service period. Exact schedules are not detailed here, but the filing emphasizes that the 53,695 Class A shares remain subject to these ongoing vesting requirements.

How many Arxis (ARXS) shares does Jennifer H. Allen hold after this Form 4 transaction?

After the reported transaction, the filing shows Jennifer H. Allen directly holding 53,695 shares of Arxis Class A Common Stock. This figure reflects the full restricted stock award, which continues to be governed by time-based vesting terms outlined in the accompanying footnote.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/20/2026 - 09:14 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Allen Jennifer H.

(Last) (First) (Middle)

1332 BLUE HILLS AVENUE

(Street)

BLOOMFIELD CONNECTICUT 06002

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Arxis, Inc. [ ARXS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	04/16/2026		A		53,695(1)	A	(1)	53,695	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of Class A Common Stock subject to an award of restricted stock that remains subject to time-vesting conditions. The award was issued in replacement of equity interests in a subsidiary of the Issuer with equivalent value as a result of the reorganization of the Issuer effected in connection with the Issuer's initial public offering.

Remarks:

Chief Legal Officer and Secretary

	/s/ Jennifer Allen	04/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)