ASA Form 144: Proposed sale of 8,800 common shares via Fidelity Brokerage

Rhea-AI Filing Summary

ASA Gold and Precious Metals Limited filed a Form 144 reporting a proposed sale of 8,800 common shares through Fidelity Brokerage Services on the NYSE with an aggregate market value of $310,288. The notice lists the approximate date of sale as 08/14/2025 and reports 18,872,332 shares outstanding for the issuer.

The filing shows the disclosed shares were acquired in multiple open-market purchases paid by cash/check across dates from 2014 through 2025. The filer reports nothing to report for securities sold in the past three months, and affirms no undisclosed material adverse information is known to the seller.

Positive

• Proposed sale fully disclosed: 8,800 common shares identified with broker and aggregate value
• Acquisition details provided: multiple open-market purchases listed with payment by cash/check
• No recent dispositions: filing reports "Nothing to Report" for securities sold in the past three months
• Broker identified: Fidelity Brokerage Services LLC is named as the executing broker

Negative

• None.

Insights

Securities Analyst

Routine small-scale insider sale notice; limited market impact given the size and open-market acquisitions.

The Form 144 discloses a proposed disposition of 8,800 common shares valued at $310,288 to be executed via Fidelity on the NYSE on 08/14/2025. The holdings were acquired through multiple open-market purchases paid in cash over several years. The filing also states there were no sales in the prior three months. This appears to be a standard compliance notice under Rule 144 rather than a material change to capital structure or control.

Corporate Governance Expert

Disclosure follows Rule 144 conventions; documents provenance of shares and includes the required seller attestation.

The notice provides transaction-level acquisition dates and payment method (cash/check) for the securities to be sold and names Fidelity Brokerage as the broker. The seller represents they are unaware of undisclosed material adverse information. Procedurally complete Form 144 disclosures like this support market transparency but do not, by themselves, indicate governance concerns.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 245 Summer Street Boston MA 02110	8800	310288.00	18872332	08/14/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/06/2025	Open market purchase	open market			200	01/06/2025	cash/check
Common	01/03/2025	Open market purchase	open market			220	01/03/2025	cash/check
Common	11/14/2024	Open market purchase	open market			380	11/14/2024	cash/check
Common	01/08/2024	Open market purchase	open market			400	01/08/2024	cash/check
Common	01/03/2024	Open market purchase	open market			100	01/03/2024	cash/check
Common	01/02/2024	Open market purchase	open market			500	01/02/2024	cash/check
Common	12/20/2023	Open market purchase	open market			500	12/20/2023	cash/check
Common	12/08/2023	Open market purchase	open market			500	12/08/2023	cash/check
Common	07/05/2022	Open market purchase	open market			100	07/05/2022	cash/check
Common	01/19/2022	Open market purchase	open market			70	01/19/2022	cash/check
Common	07/01/2021	Open market purchase	open market			47	07/01/2021	cash/check
Common	06/30/2021	Open market purchase	open market			13	06/30/2021	cash/check
Common	01/22/2021	Open market purchase	open market			236	01/22/2021	cash/check
Common	01/21/2021	Open market purchase	open market			34	01/21/2021	cash/check
Common	11/23/2020	Open market purchase	open market			500	11/23/2020	cash/check
Common	11/17/2020	Open market purchase	open market			300	11/17/2020	cash/check
Common	03/09/2020	Open market purchase	open market			100	03/09/2020	cash/check
Common	01/16/2020	Open market purchase	open market			200	01/16/2020	cash/check
Common	09/25/2019	Open market purchase	open market			200	09/25/2019	cash/check
Common	01/20/2017	Open market purchase	open market			200	01/20/2017	cash/check
Common	10/06/2016	Open market purchase	open market			1000	10/06/2016	cash/check
Common	05/24/2016	Open market purchase	open market			1000	05/24/2016	cash/check
Common	01/19/2016	Open market purchase	open market			1000	01/19/2016	cash/check
Common	01/15/2014	Open market purchase	open market			200	01/15/2014	cash/check
Common	01/14/2014	Open market purchase	open market			800	01/14/2014	cash/check

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many ASA (ASA) shares are proposed for sale in the Form 144?

The filing proposes sale of 8,800 common shares.

What is the aggregate market value of the ASA shares listed in the Form 144?

The aggregate market value reported is $310,288.

When is the approximate sale date for the ASA shares?

The approximate date of sale listed is 08/14/2025.

Which broker is named to execute the ASA sale?

The broker named is Fidelity Brokerage Services LLC located at 245 Summer Street, Boston, MA.

Were the shares being sold originally acquired by gift or open-market purchase?

The table shows the shares were acquired via open market purchases, paid by cash/check on the acquisition dates.