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[PX14A6G] ASA Gold & Precious Metals Ltd SEC Filing

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Form Type
PX14A6G

Filing Explained

No transaction is completed here: management responsibility shifted, while the future Merk-managed strategy remains only a potential-interest registration.

This PX14A6G is an exempt-solicitation notice from Axel Merk: it reports that Merk’s management of ASA ended on June 30, 2026, after the Saba-controlled Board terminated the advisory agreement, and that certain directors assumed management responsibility.

That describes a management transition, not a completed issuance or sale of ASA shares in this filing. The site invites readers to register potential interest in a future Merk-managed mining strategy, while expressly stating that registration is only potential interest, that more information will come later, and that it is not an offer to sell securities. The filing also states that Axel Merk owns over 300,000 ASA shares and resigned as ASA’s chief operating officer in June.

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U.S. Securities and Exchange Commission

Washington, DC 20549

 

Notice of Exempt Solicitation

Pursuant to Rule 14a-103

 

Name of the registrant: ASA Gold and Precious Metals Limited

 

Name of persons relying on exemption: Alexander Merk

 

Address of person relying on exemption: 555 Bryant St #455, Palo Alto, CA 94301

 

 

 

You had one job. To close the discount. Shame On You! Discount Exceeds 20% HOME PERFORMANCE SABA'S CONDUCT PUNITIVE TAXES CORRECTING THE RECORD UPDATES Invest with Merk*

 

 

Register your potential interest in a future Merk-managed mining strategy, so you don't miss out: saveasa.com/register * The online registration is to indicate potential interest only. More information about a potential Merk-managed mining strategy will be provided at a later date. The past performance of ASA does not guarantee the future results of another Merk-managed strategy. On June 30, 2026, Merk concluded its management of ASA after the Saba-controlled Board terminated Merk's advisory agreement. Certain Fund directors, including a Saba partner, have assumed responsibility for ASA's management. Axel Merk owns over 300,000 shares of ASA Gold and Precious Metals Limited. He serves as President and Chief Investment Officer of Merk Investments LLC, which served as the Fund's investment adviser until June 30, 2026. He also resigned as Chief Operating Officer of ASA in June 2026. Nothing on this website constitutes an offer to sell, or a solicitation of an offer to buy, any securities. The information presented on this website reflects the views and opinions of Axel Merk and is provided solely for educational and informational purposes. It does not constitute investment, legal, financial, or tax advice. You should consult your own advisors for guidance specific to your circumstances. The plans of Saba and the Board are based on publicly disclosed information only and are therefore accordingly qualified in their entirety and subject to change.

 

 

This site and its content have not been approved by ASA Gold & Precious Metals Ltd. ("ASA" or the "Fund"). concentrates its investments in the gold and precious minerals sector, which may be more volatile than other industries and influenced by changes in commodity prices driven by international economic and political developments. ASA is a non-diversified fund, which may result in higher risk through reduced portfolio diversification. It may also invest in smaller-sized and foreign companies, which may be more volatile, less liquid, and subject to additional risks, including currency fluctuations. Shares of closed-end funds like ASA frequently trade at a discount to net asset value. This website may include forward-looking statements that reflect the current expectations, estimates, beliefs, assumptions, and projections of Axel Merk. These statements are inherently subject to risks and uncertainties, many of which are beyond the control of the author. Actual outcomes may differ materially from those discussed. Forward-looking statements can often be identified by words such as "believe," "expect," "intend," "may," "will," "should," or similar expressions including the negatives thereof, other variations or comparable terms. These statements speak only as of the date made, and there is no obligation to update or revise them in light of future developments. Certain links may direct users to third-party websites or filings with the U.S. Securities and Exchange Commission ("SEC"). These materials are provided solely for convenience and informational purposes and are not incorporated by reference into any proxy materials. No responsibility is taken for the accuracy or content of third-party sources, and no obligation exists to provide updated information if it subsequently becomes incorrect in the future.

 

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